任何投资人取得上市公司5%以上股权，都必须通过 Schedule 13D（具主动或控制意图，通常是激进投资人）或 13G（被动投资）披露——这往往是大股东动向最早的信号。
申报数 (30天)
1379
涉及公司数
942
具明确激进意图
194
排行榜申报数
66
数据更新至 2026-10-30
| 代码 | 公司名称 | 申报数 | 最新激进意图声明 | 最后申报 |
|---|---|---|---|---|
| CDT | CDT Equity Inc. | 5 | "Item 4. Purpose of Transaction." of the Schedule 13D is hereby amended and restated by this Amendment No. 7 as follows: The Reporting Persons acquired the shares of Common Stock for investment purposes. Except as otherwise described herein, the Reporting Persons currently have no plans or proposals that relate to, or would result in, any of the events or transactions described in Item 4(a) through (j) of the Schedule 13D, although each Reporting Person reserves the right, at any time and from time to time, to review or reconsider its or his position and/or change its or his purpose and/or formulate plans or proposals with respect thereto. The Reporting Persons intend to review from time to time their investment in the Issuer and the Issuer's business affairs, financial position, performance and other investment considerations. The Reporting Persons may from time to time engage in discussions with the Issuer, its directors and officers, other stockholders of the Issuer and other persons on matters that relate to the management, operations, business, assets, capitalization, financial condition, strategic plans, governance and the future of the Issuer and/or its subsidiaries. Based upon such review and discussions, as well as general economic, market and industry conditions and prospects and the Reporting Persons' liquidity requirements and investment considerations, and subject to the limitations in the agreements described above, the Reporting Persons may consider additional courses of action, which may include, in the future, formulating plans or proposals regarding the Issuer and/or its subsidiaries, including possible future plans or proposals concerning events or transactions of the kind described in Item 4(a) through (j) of the Schedule 13D. | 2026-10-27 |
| INDP | Indaptus Therapeutics, Inc. | 4 | The information set forth in Item 4 of the Original Schedule 13D is incorporated herein by reference. This Amendment No. 3 is being filed to report a decrease in the percentage of the outstanding Common Stock beneficially owned by the Reporting Person resulting from (i) the Reporting Person's disposition of an aggregate of 1,301,827 shares of Common Stock and (ii) the issuance of 20,338,974 shares of Common Stock in connection with the closing of the Issuer's private placement on October 16, 2026, as reported in the Issuer's Current Report on Form 8-K filed with the SEC on October 20, 2026. Following these changes, the Reporting Person beneficially owns 9,948,173 shares of Common Stock, representing approximately 6.48% of the outstanding Common Stock. | 2026-10-22 |
| RMIX | Suncrete, Inc. | 3 | Item 4 is hereby amended and supplemented as follows: "The Information set forth in Item 3 and 6 of this Amendment is incorporated by reference into this Item 4." | 2026-10-22 |
| PERF | Perfect Corp. | 3 | Item 4 of the Schedule 13D is hereby amended and supplemented by the following: On October 23, 2026, the Merger was consummated pursuant to the Merger Agreement, dated as of July 10, 2026, by and between ProjectNY ("Merger Sub") and Perfect Corp. (the "Issuer" or the "Company"). Merger Sub merged with and into the Issuer, with the Issuer continuing as the Surviving Company. The Plan of Merger was registered with the Registrar of Companies of the Cayman Islands, and the Merger became effective on October 23, 2026 (the "Effective Time"). At the Effective Time, each Share issued and outstanding immediately prior to the Effective Time, other than Dissenting Shares, Continuing Shares and Excluded Shares, was cancelled in exchange for the right to receive US$2.00 in cash per Share, without interest and subject to any applicable withholding taxes. There were no Excluded Shares immediately prior to the Effective Time. The Dissenting Shares were cancelled in exchange for the right to receive payment of their fair value in accordance with Section 238 of the Companies Act of the Cayman Islands. Each Continuing Share remained issued and outstanding without interruption as one validly issued, fully paid and non-assessable ordinary share, par value US$0.10 per share, of the Surviving Company. No cash consideration was paid in respect of the Continuing Shares. All shares of Merger Sub were cancelled for no consideration. The Continuing Shares held by the Chairwoman Parties and CyberLink International constitute all of the issued and outstanding share capital of the Surviving Company. At the Effective Time, the memorandum and articles of association of the Issuer were amended and restated in accordance with the Merger Agreement, and the Continuing Shares continued as a single class of ordinary shares of the Surviving Company. Accordingly, the Class A ordinary shares identified in Item 1 ceased to exist as a separate class. The Reporting Persons retain their respective direct or indirect interests in the Continuing Shares, but no longer beneficially own any securities of the class identified in Item 1. In connection with the consummation of the Merger, the Issuer requested that the New York Stock Exchange ("NYSE") suspend trading in the Class A ordinary shares and file with the SEC a notification of removal from listing and registration on Form 25 with respect to the Class A ordinary shares. The Issuer intends to file a certification and notice on Form 15 with the SEC to terminate the registration of the Class A ordinary shares under Section 12(g) of the Act and suspend its reporting obligations under Sections 13 and 15(d) of the Act, as applicable. | 2026-10-27 |
| VISM | Visium Technologies, Inc. | 3 | The transactions described in the Original Statement did not occur. The Issuer's proposed acquisition of ConnexUS AI Inc. was terminated on June 8, 2026, and no Series E Preferred Stock was issued. The Reporting Person resigned as Chairman, Chief Executive Officer and a director of the Issuer on October 26, 2026. The Reporting Person has no plans or proposals that relate to or would result in any of the matters described in paragraphs (a) through (j) of Item 4 of Schedule 13D. | 2026-10-29 |
| BETR | Better Home & Finance Holding Company | 3 | This Amendment No. 8 hereby amends and supplements Item 4 of the Schedule 13D by adding the following thereto: "Effective October 5, 2026, Mr. Sarracino was appointed to the board of directors of the Issuer (the "Board"). In his capacity as a director of the Issuer, Mr. Sarracino expects to consider and vote on, and may communicate with the Issuer's other directors, the Issuer's management team, stockholders of the Issuer, and/or other persons regarding, matters that have come or may come before the Board and/or other matters concerning the Issuer. Such matters may relate to, without limitation, the Issuer's business, strategy, financial position, capital structure, operations, management, corporate governance, and/or current or future initiatives that may be proposed or adopted by the Board or the Issuer's management team. In addition, as a member of the Board, Mr. Sarracino may be involved in proposing or reviewing transactions or initiatives relating to, and may have influence over, the corporate activities of the Issuer, including activities that may relate to one or more of the matters referred to in subparagraphs (a) - (j) of Item 4 of Schedule 13D. Except to the extent the foregoing may be deemed a plan or proposal, none of the Reporting Persons has any plans or proposals which relate to, or could result in, any of the matters referred to in subparagraphs (a) - (j) of Item 4 of Schedule 13D. The Reporting Persons may, at any time and from time to time, review or reconsider their position and/or change their purpose and/or formulate plans or proposals with respect thereto, and/or consider or propose one or more of the actions described in subparagraphs (a) - (j) of Item 4 of Schedule 13D." | 2026-10-16 |
| SGRP | SPAR Group, Inc. | 3 | This amendment corrects and updates the Reporting Person's beneficial ownership. The Reporting Persons have no current plan or proposal of the kind listed in Item 4(a) through (j), other than the contractual board designation rights described below. On May 1, 2026, the Issuer, Brown and SBS entered into a Settlement Agreement and Release and a separate CIC Side Agreeement. Among those parties only, the CIC Side Agreement treats the January 28, 2022 Change of Control, Voting and Restricted Stock Agreeement as continuing through January 28, 2028 with the specified modifications, including Brown's right to designate up to two directors. The agreeements, incorporated by reference in Item 7, govern their own terms. The May 2026 side agreement does not bind nonsignatories to the January 2022 agreement. | 2026-10-27 |
| HTZ | HERTZ GLOBAL HOLDINGS, INC | 3 | The information set forth in Item 4 of the Schedule 13D is amended as follows: On October 16, 2026, the Issuer and certain investors, including certain funds or accounts affiliated with Certares and Knighthead (all such investors, the "JV Investors"), entered into a joint venture arrangement (the "Joint Venture") related to Oro Mobility Holdings LLC (f/k/a Hertz Mobility Holdings LLC) (the "JV Entity"). In connection with the formation of the Joint Venture, but prior to the JV Investor Purchase (as defined below), the Issuer transferred to the JV Entity certain assets relating to the Issuer's Oro Mobility business not already owned by the JV Entity, together with approximately $60.03 million in cash. As part of the Joint Venture, the Issuer, the JV Entity, and the JV Investors entered into a Purchase Agreement (the "Purchase Agreement") pursuant to which the JV Investors agreed to purchase Class A Common Units of the JV Entity from the Issuer, representing 50% of the voting units of the JV Entity and approximately 15.86% of the common units of the JV Entity (before giving effect to any dilution from the management incentive plan of the JV Entity), for aggregate cash consideration of approximately $80.89 million (the "JV Investor Purchase"). Concurrently, the Issuer agreed to repurchase approximately $51.1 million aggregate principal amount of its Exchangeable Notes (as defined and described in Amendment No. 7) from certain funds or accounts affiliated with Certares and/or Knighthead for approximately $20.86 million, representing a 60% discount to par. Also on October 16, 2026, the Issuer, Hertz Transporting, Inc. ("HTI"), and the JV Investors entered into an Amended and Restated Limited Liability Agreement of the JV Entity effective as of October 19, 2026 (the "LLC Agreement"). Pursuant to the terms of the LLC Agreement, the JV Entity will be governed by a six-person board, with each of the Issuer and the JV Investors entitled to designate three members. The foregoing descriptions of the Purchase Agreement and LLC Agreement do not purport to be complete and are qualified in their entirety by reference to the text of the Purchase Agreement and LLC Agreement, which are attached hereto as exhibits to this Amendment No. 13 and are incorporated herein by reference. | 2026-10-27 |
| XPOF | Xponential Fitness, Inc. | 3 | Item 4 is hereby amended to add the following: On October 30, 2026, the Reporting Person delivered a letter (the "Letter") to the Issuer's board of directors (the "Board") including a non-binding proposal for the Reporting Person to acquire all of the outstanding Shares of the Issuer in a take-private transaction. Based on the Reporting Person's review of publicly available information, the Reporting Person expressed its willingness to propose an acquisition price in the range of $5.61 to $7.00 per share in cash, which is at least 50% above the closing price of $3.74 on October 29, 2026. The Reporting Person stated that it is open to allowing other shareholders to participate in a transaction alongside the Reporting Person, with the Reporting Person acquiring the majority interest, with the scope of such participation determined through the Board's strategic process. The Reporting Person noted that ultimately it would seek a waiver of the Issuer's Stockholder Rights Agreement, dated October 12, 2026, so it is able to work with other interested shareholders. The Reporting Person highlighted its prior engagement with the Board and intention to continue to work together in a constructive manner toward an outcome that is in the best interests of all shareholders and other stakeholders, and the Reporting Person's track record delivering substantial value at other portfolio companies. A copy of the Letter is attached hereto as Exhibit 99.1 and incorporated herein by reference. | 2026-10-30 |
| SNES | SenesTech, Inc. | 3 | Item 4 is hereby amended and supplemented by adding the following: In April 2026, the Reporting Person commissioned, at its expense, a strategic study of the rodent control market by Sandstrom Partners, Inc. ("Sandstrom"), the results of which were presented to the Board. On October 28, 2026, the Issuer announced that it had engaged Sandstrom as a strategic advisor on marketing and branding. The Reporting Person holds a minority ownership interest in Sandstrom. | 2026-10-30 |
| ABUS | Arbutus Biopharma Corp | 3 | Item 4 is hereby amended by adding the following to the end thereof: On August 24, 2026, the Issuer commenced a modified Dutch auction tender offer to purchase for cancellation up to US$230 million in value of its Common Shares at prices between US$5.00 and US$5.75 per Common Share (the "Offer"), which included the option for shareholders to make a proportionate tender. Roivant made a proportionate tender of its Common Shares in the Offer in order to maintain its proportionate ownership of the Common Shares following completion of the Offer. The Offer expired at 5:00 p.m., New York City time, on September 29, 2026. On October 1, 2026, the Issuer announced that it had taken up and accepted for purchase 46,000,000 Common Shares at a purchase price of US$5.00 per Common Share, including 8,967,383 Common Shares tendered by Roivant pursuant to its proportionate tender, for aggregate consideration to Roivant of approximately US$44,836,915. Following completion of the Offer, Roivant continues to beneficially own approximately 19.5% of the outstanding Common Shares. | 2026-10-27 |
| GDTC | CytoMed Therapeutics Ltd | 3 | Mr. Choo Chee Kong has acquired all of the Ordinary Shares beneficially owned by him (1) in exchange for capital contributions to the Issuer or (2) through public purchases on the open market with his personal funds for investment purposes. The Reporting Person serves as Chairman of the Issuer and is a member of the board of directors of the Issuer and, as a result, may be asked to vote on or discuss matters related to items (a) through (j) of this Item 4 of Schedule 13D with representatives of the Issuer and others. Except as may be set forth herein, the Reporting Person has no current intention, plan or proposal with respect to items (a) through (j) of Item 4 of Schedule 13D. | 2026-10-23 |
| RNW | RENEW ENERGY GLOBAL PLC | 3 | This Amendment amends and supplements Item 4 of the Original Schedule 13D by adding the following: Side Letter to the Transaction Agreement On October 28, 2026, the Reporting Person, Sumant Sinha and the Issuer entered into a side letter (the "Side Letter") to the Transaction Agreement, dated August 11, 2026, among those parties. The Side Letter amends paragraph 4.2(h) of Part 1 of Schedule 3 (Company Equity Plans and Employee Matters) to the Transaction Agreement to clarify the treatment of replacement awards under the New Incentive Plan upon cessation of employment. Except as expressly amended by the Side Letter, the Transaction Agreement remains in full force and effect. The foregoing description of the Side Letter does not purport to be complete and is qualified in its entirety by reference to the full text of the Side Letter, which is filed as Exhibit 99.31 to this Amendment and incorporated herein by reference. | 2026-10-28 |
| WKEY | WISeQey Corp. | 2 | Item 4 of the Schedule 13D is hereby supplemented as follows: The Reporting Person acquired the securities reported herein for investment purposes and as part of his compensation for his service as the previous Chief Financial Officer of WISeKey and for his service as a member of the Board of Directors of WISeKey. The Reporting Person may, from time to time, acquire additional securities of the Issuer, dispose of some or all of such securities, or take other actions with respect to his investment in the Issuer. Any such actions will be dependent upon the Reporting Person's review of, among other things, the business and prospects of the Issuer, other investment and business opportunities available to the Reporting Person, general stock market and economic conditions, tax considerations, and other factors. The Reporting Person holds his shares and options for investment purposes. As described in Item 3 above, on June 26, 2026, WISeKey entered into the Merger Agreement with WISeQey to effect the Merger and WISeKey's redomiciliation from Switzerland to the British Virgin Islands. The Reporting Person, in his capacity as a member of the Board of Directors of WISeKey, approved and supported the Merger. At the EGM held on September 9, 2026, the Reporting Person voted all of his Class A Shares and Class B Shares of WISeKey in favor of the Merger. The Merger became legally effective on October 1, 2026. Following completion of the Merger, the Reporting Person's Class B Shares of WISeKey were exchanged for ordinary shares of WISeQey and the Reporting Person's Class A Shares of WISeKey were exchanged for Class F Shares of WISeQey, in each case in accordance with the exchange ratios set forth in the Merger Agreement. The Reporting Person expects to continue to hold his interest in WISeQey for investment purposes. Except as set forth herein, the Reporting Person does not have any present plans or proposals which relate to or would result in any of the transactions described in subparagraphs (a) through (j) of Item 4 of Schedule 13D. | 2026-10-08 |
| CCO | Clear Channel Outdoor Holdings, Inc. | 2 | Item 4 of this Schedule 13D is hereby amended and supplemented by the following: Consummation of the Merger On October 14, 2026 (the "Closing Date"), pursuant to the previously disclosed Merger Agreement, Merger Sub merged with and into the Issuer, with the Issuer surviving as a wholly owned subsidiary of Parent. At the effective time of the Merger (the "Effective Time"), each share of Common Stock issued and outstanding immediately prior to the Effective Time was converted into the right to receive an amount in cash equal to $2.43 per share, without interest (the "Merger Consideration"). As a result of the Merger, the Reporting Persons no longer beneficially own any shares of Common Stock. In connection with the consummation of the Merger, the Issuer notified the New York Stock Exchange (the "NYSE") on the Closing Date that the Merger had been completed and requested that the trading of the Common Stock be suspended and the listing of the Common Stock on the NYSE be removed. The Issuer has requested that the NYSE file a Form 25 with the Securities and Exchange Commission (the "SEC") to report that the Common Stock is no longer listed on the NYSE and to deregister the Common Stock under Section 12(b) of the Securities Exchange Act of 1934, as amended (the "Exchange Act"). After the Form 25 becomes effective, the Issuer intends to file with the SEC a Certification and Notification of Termination on Form 15 to terminate the registration of the Common Stock under Section 12(g) of the Exchange Act and suspend reporting obligations under Section 13 and Section 15(d) of the Exchange Act with respect to the Common Stock. | 2026-10-16 |
| RAIL | FREIGHTCAR AMERICA INC | 2 | Item 4 is hereby amended and supplemented as follows: On October 14, 2026, the Issuer entered into an agreement (the "Agreement") with OC III, OC XXVIII and OCI III LFE (each on behalf of itself, "Stockholder") pursuant to which, among other things, the Issuer has agreed (i) to terminate its existing stockholder rights plan and (ii) not to adopt any stockholder rights plan in which the definition of "Acquiring Person" (or any similar term) includes an ownership threshold of less than 20% of the Common Stock then outstanding. Pursuant to the Agreement, any sale, transfer, or assignment by Stockholder (or certain of its affiliates) of the Issuer's securities to a person who is or would become the beneficial owner of 20% or more of the Issuer's outstanding share capital is subject to the Board's approval, subject to certain exceptions. The foregoing description of the Agreement is not complete and is qualified in its entirely by the full text of the Agreement, which is included as Exhibit 99.1 to this filing by reference to Exhibit 10.1 to the Issuer's Current Report on Form 8-K filed with the SEC on October 15, 2026, and is incorporated herein by reference. | 2026-10-27 |
| ALKT | ALKAMI TECHNOLOGY, INC. | 2 | Item 4 is hereby amended and supplemented as follows: The Reporting Person reduced its ownership of the Issuer to below the applicable reporting threshold, providing greater flexibility to engage in private discussions with the Board. | 2026-10-30 |
| NX | Quanex Building Products Corporation | 2 | The Reporting Persons have engaged in dialogue with the Issuer's management and board of directors and may from time to time continue such discussions regarding, amongst other matters, capital allocation, strategy, and governance, with a view to enhancing shareholder value. The Reporting Persons previously held a board observer seat on the board of the Issuer pursuant to a Board Observer Agreement; however, the Board Observer Agreement terminated, and the Reporting Persons no longer have any board observer rights with respect to the Issuer. Except as otherwise set forth herein, the Reporting Persons do not have any present plans or proposals which would relate to, or result in, the matters set forth in subparagraphs (a) - (j) of Item 4 of Schedule 13D. The Reporting Persons reserve the right, at a later date, to effect one or more of such changes or transactions in the number of Shares they may be deemed to beneficially own. | 2026-10-26 |
| GETY | Getty Images Holdings, Inc. | 2 | Item 4 of the Existing Statement is hereby amended and supplemented as follows: As disclosed in the Current Report on Form 8-K filed by the Issuer with the SEC on October 13, 2026, on October 12, 2026, the Issuer and certain of its subsidiaries entered into a restructuring support agreement with the Issuer's majority shareholders, holders of all of the Issuer's revolving loans, more than two-thirds of its term loans and senior secured notes, and more than two-thirds of its senior unsecured notes, providing for a comprehensive recapitalization to be implemented through a prepackaged chapter 11 plan of reorganization. As described in more detail below, the recapitalization contemplates, among other things: (i) an equity commitment of approximately $533 million by the majority shareholders, inclusive of debtor-in-possession term loans to be provided by certain shareholders and approximately $100 million of prepetition debt held by the majority shareholders that will convert into equity upon emergence; (ii) the conversion of the first lien term loans and senior secured notes held by holders other than the majority shareholders into new first lien debt with extended maturities and a reduced interest rate, and the conversion of the revolving loans into an amended and restated $150 million revolving credit facility, that will be repaid and undrawn at emergence; (iii) the retirement of all of the senior unsecured notes in exchange for an aggregate cash payment of approximately $170.2 million; and (iv) the cancellation of all existing equity interests in the Issuer, with the majority shareholders owning 100% of the reorganized company upon emergence, subject to dilution by a management incentive plan. Restructuring Support Agreement On October 12, 2026, the Issuer and certain of its subsidiaries (collectively with the Issuer, the "Company Parties") entered into a restructuring support agreement (together with all exhibits, annexes and schedules thereto, including the restructuring term sheet attached as Exhibit A thereto (the "Restructuring Term Sheet"), the "RSA") with: (i) certain holders of, or investment advisors, sub-advisors or managers of funds or accounts that hold claims (the "Secured Funded Debt Claims") in respect of the Issuer's U.S. dollar-denominated term loans (the "USD Term Loans") and euro-denominated term loans (the "EUR Term Loans" and, together with the USD Term Loans, the "Term Loans") under the Credit Agreement, dated as of February 19, 2019 (as amended and restated from time to time, the "Credit Agreement"), among certain of the Company Parties, the lenders party thereto, JPMorgan Chase Bank, N.A., as administrative agent and collateral agent, and certain other parties thereto, and the 11.250% Senior Secured Notes due 2030 issued by Getty Images, Inc. (the "Secured Notes") (such holders, the "Consenting Secured Lenders"); (ii) certain holders of claims in respect of revolving loans under the Credit Agreement (the "Revolving Loans") (such holders, the "Consenting RCF Lenders"); (iii) certain holders of claims (the "Unsecured Notes Claims") in respect of the 14.000% Senior Notes due 2028 and the 9.750% Senior Notes due 2027, each issued by Getty Images, Inc. (together, the "Unsecured Notes") (such holders, the "Consenting Unsecured Noteholders" and, together with the Consenting Secured Lenders and the Consenting RCF Lenders, the "Consenting Creditors"); and (iv) certain holders of equity interests in the Issuer, including the Class A Common Stock (such holders, the "Consenting Shareholders" and, together with the Consenting Creditors, the "Consenting Stakeholders"). Under the RSA, the Consenting Stakeholders, which include Getty Investments L.L.C., Cheyne Walk Master Fund 2 LP, Cheyne Walk Trust and Mark Getty, each a Reporting Person, and KED, have agreed, among other things and subject to the terms and conditions of the RSA, to support the comprehensive recapitalization of the Company Parties (the "Restructuring Transactions"), including by timely voting their claims and interests entitled to vote to accept the prepackaged chapter 11 plan of reorganization (the "Plan"), and not to object to, delay or interfere with the Restructuring Transactions or support any alternative restructuring proposal. In addition, pursuant to the RSA, such Reporting Persons are restricted from transferring the securities reported in this Statement, except in accordance with the RSA. Milestones The RSA requires the Company Parties to implement the Restructuring Transactions in accordance with certain milestones (the "Milestones"). Financing and New Equity Investment The RSA contemplates a debtor-in-possession multi-draw term loan financing facility to be provided by KED and/or certain of its affiliates (the "Financing") in an aggregate principal amount of up to $143,000,000, consisting of (i) $113,000,000 of term loans, of which $85,000,000 would be available upon interim court approval and $28,000,000 would be available upon final court approval, and (ii) $30,000,000 of delayed-draw term loans (the "Delayed-Draw Term Loans") available upon interim court approval. On the effective date of the Plan (the "Restructuring Effective Date"), the Consenting Shareholders will make a cash equity investment (the "New Equity Investment") in the parent of the reorganized Company Parties on and after the Restructuring Effective Date, which may be a newly formed entity or the reorganized Issuer ("New Getty Images"), in an aggregate amount of $433,212,922.50, less the principal amount of the term loans under the Financing (other than any Delayed-Draw Term Loans) outstanding as of the Restructuring Effective Date, in exchange for new equity interests in New Getty Images (the "New Interests"), and will effectuate an equitization commitment, in each case subject to the terms and conditions of the Equity Commitment Letter (the "ECL") between the Consenting Shareholders (or their affiliates), including Cheyne Walk Master Fund 2 LP, Cheyne Walk Trust and Mark Getty, each a Reporting Person, Cheyne Walk Master Fund LP, and, KED, and the Company Parties. Any Delayed-Draw Term Loans outstanding on the Restructuring Effective Date will be converted into new preferred interests in New Getty Images (the "New Preferred Interests") and will not reduce the New Equity Investment. The reorganized Company Parties will, subject to approval by the new board of New Getty Images, redeem the New Preferred Interests for an amount equal to the principal amount of such Delayed-Draw Term Loans (without giving effect to any interest or fees paid in kind). Summary of the Restructuring Transactions and Economic Recovery for Certain Holders The Restructuring Term Sheet contemplates that, on the Restructuring Effective Date, among other things: o holders of general unsecured claims will be unimpaired and will receive payment in full in cash, reinstatement or such other treatment rendering such claims unimpaired; o the Financing will be converted into New Interests and, to the extent of any Delayed-Draw Term Loans outstanding under the Financing, into New Preferred Interests; o the allowed claims in respect of the Revolving Loans will be converted, on a dollar-for-dollar, cashless basis, into obligations under an amended and restated senior secured revolving credit facility with aggregate commitments of $150,000,000 (the "New RCF"); o the allowed Secured Funded Debt Claims not held by the Consenting Shareholders will be converted, on a dollar-for-dollar, cashless basis, into new senior secured notes (the "New Notes"), new euro-denominated senior secured term loans (the "New EUR Term Loans") and, to the extent holders of USD Term Loans do not consent to receive New Notes, new U.S. dollar-denominated senior secured term loans (together with the New EUR Term Loans, the "New Term Loans"); o the Secured Funded Debt Claims held by the Consenting Shareholders will be converted into New Interests; o holders of allowed Unsecured Notes Claims will receive their pro rata share of cash in an aggregate amount equal to $170,212,922.50 (the "Unsecured Notes Recovery"); o holders of claims subject to subordination under section 510(b) of the U.S. Bankruptcy Code, including claims related to the Issuer's public warrants and the related litigation, will not receive any distribution on account of such claims; o all existing equity interests in the Issuer, including the Class A Common Stock and the Issuer's public warrants, will be cancelled, and holders thereof will not receive any distribution on account of such interests; o the Consenting Shareholders will consummate the New Equity Investment pursuant to the ECL and will receive 100% of the New Interests issued under the Plan (subject only to dilution by a management incentive plan) and the New Preferred Interests (if any); and o the applicable reorganized Company Parties will incur the New Notes, the New Term Loans and the New RCF (collectively, the "Exit Facilities") on the terms set forth in an exit term sheet annexed to the RSA. Certain other holders and creditors will receive treatment as detailed in the RSA and Restructuring Term Sheet. Termination The RSA may be terminated by the Company Parties or by the requisite Consenting Stakeholders (or, in certain cases, by individual Consenting Stakeholders as to themselves) upon the occurrence of certain events customary for agreements of this type. The RSA will terminate automatically upon the Restructuring Effective Date. The foregoing descriptions of the RSA, the Financing and the ECL do not purport to be complete and are qualified in their entirety by reference to the full text of the RSA (including the Restructuring Term Sheet, the Financing term sheet and the ECL and other exhibits thereto), a copy of which is filed as Exhibit 99.1 hereto and is incorporated herein by reference. | 2026-10-13 |
| DWTX | Dogwood Therapeutics, Inc. | 2 | Item 4 is hereby amended to add the following: Subscription Agreement On October 19, 2026, Dogwood Therapeutics, Inc. (the "Company") entered into a Subscription Agreement (the "Subscription Agreement") with Sealbond Limited ("Sealbond"), pursuant to which the Company agreed to issue and sell 4,098,360 shares (the "Shares") of the common stock, par value $0.0001 per share (the "Common Stock"), of the Company to Sealbond in a private placement. The Shares are being sold at a purchase price of $1.22 per Share. The closing of the private placement is expected to occur on or prior to October 29, 2026 (the "Closing Date"). Registration Rights Agreement On October 19, 2026, the Company entered into a registration rights agreement (the "Registration Rights Agreement") with Sealbond, pursuant to which the Company agreed to register for resale the Shares issued in the private placement (the "Registrable Securities"). The Company is required to prepare and file a registration statement with the Securities and Exchange Commission (the "SEC") no later than the 15th day following the date of the Registration Rights Agreement (the "Filing Deadline") and to use reasonable best efforts to have the registration statement declared effective as soon as reasonably practicable following the filing thereof but in any event no later than the fifth (5th) business day after notice is received from the SEC that it will not review, or has no further comments to, the registration statement. The Company has agreed to be responsible for all fees and expenses incurred in connection with the registration of the Registrable Securities, other than selling expenses, which will be borne by Sealbond. The Registration Rights Agreement provides that the Company will indemnify Sealbond and its controlling persons, members, directors, officers, partners, employees, managers, agents, representatives and advisors against certain liabilities, including liabilities under the Securities Act arising from untrue statements or omissions of material fact in the registration statement or related prospectus, or from violations of securities laws by the Company in connection with the registration, except to the extent arising from information furnished in writing by Sealbond for use therein. Sealbond has agreed to indemnify the Company and certain related persons against liabilities arising from such information, limited to the proceeds received by Sealbond from the sale of the Registrable Securities giving rise to the claim. The foregoing descriptions of the Subscription Agreement and the Registration Rights Agreement do not purport to be complete and are qualified in their entirety by reference to the full text of the Subscription Agreement and the Registration Rights Agreement, copies of which are attached hereto as Exhibits 99.1 and 99.2, respectively, and are incorporated herein by reference. | 2026-10-27 |
| LCU | Lion Copper Corp. | 2 | Mr. Alford acquired beneficial ownership of the Issuer's securities as described in Item 3 for investment purposes. The reporting persons currently intend to continue to acquire beneficial ownership of additional Common Shares by participating from time to time in private offerings of securities and by making open market purchases of Common Shares when warranted by market conditions. Any such transactions may be implemented at any time or from time to time subject to any applicable limitations imposed on the purchase and sale of the Common Shares by applicable law. The reporting persons intend to seek to influence the policies of the Issuer with a goal of maximizing the value of the Common Shares. Mr. Alford has served as a director of the Issuer since December 13, 2021. As of the date hereof, and except as otherwise disclosed herein, the reporting persons do not have any plans or proposals which relate to or would result in: (a) The acquisition by any person of additional securities of the Issuer, or the disposition of securities of the Issuer; (b) An extraordinary corporate transaction, such as a merger, reorganization or liquidation, involving the Issuer or any of its subsidiaries; (c) A sale or transfer of a material amount of assets of the Issuer or any of its subsidiaries; (d) Any change in the present board of directors or management of the Issuer, including any plans or proposals to change the number or term of directors or to fill any existing vacancies on the board; (e) Any material change in the present capitalization or dividend policy of the Issuer; (f) Any other material change in the Issuer's business or corporate structure; (g) Changes in the Issuer's charter, bylaws or instruments corresponding thereto or other actions that may impede the acquisition of control of the Issuer by any person; (h) Causing a class of securities of the Issuer to be delisted from a national securities exchange or to cease to be authorized to be quoted in an inter-dealer quotation system of a registered national securities association; (i) A class of equity securities of the Issuer becoming eligible for termination of registration pursuant to section 12(g)(4) of the Act; or (j) Any action similar to any of those enumerated above. | 2026-10-23 |
| RAKR | Rainmaker Worldwide Inc. | 2 | The securities were acquired as compensation for services, through conversion or restructuring of amounts owed for services previously rendered, and for investment purposes. Ms. White has provided finance and accounting consulting services to the Issuer through 2752128 Ontario Ltd. The Reporting Persons may from time to time review their investment in the Issuer and, depending on market conditions, the Issuer's business and prospects, availability of funds, legal and regulatory considerations and other factors deemed relevant, may acquire additional securities, dispose of securities, convert outstanding convertible securities, exercise outstanding options, or otherwise change their investment. Except as described in this Schedule 13D/A, the Reporting Persons do not currently have any plans or proposals that relate to or would result in any of the matters described in Item 4(a) through (j). | 2026-10-22 |
| PW | Power REIT | 2 | On October 28, 2026, the Reporting Persons commenced litigation against the Issuer in the Circuit Court for Baltimore County, Maryland, to compel the Issuer to call, notice and hold a special meeting of holders of the Series A Preferred Stock to elect two additional trustees pursuant to Section 8(a) of the Articles Supplementary. The Reporting Persons' nominees are Alexander Kachmar and David Cacciapaglia. The Reporting Persons delivered their initial written demand on May 26, 2026, and reiterated their demand, as holders of record of more than 10% of the Series A Preferred Stock, on October 16, 2026. The Reporting Persons believe that the Trust's failure to set a record date or meeting date for the exercise of the Series A Preferred Stockholders' election rights under Section 8(a) raises serious questions concerning the Board's discharge of its responsibilities under the Trust's governing documents. This failure to honor the preferred stockholders' contractual governance rights is further indicative of the broader governance concerns surrounding Power REIT, which were reflected in Institutional Shareholder Services (ISS), the leading independent proxy advisory firm, recommending that shareholders WITHHOLD their votes for David H. Lesser, Dionisio D'Aguilar, Patrick R. Haynes III, and William S. Susman, citing continued concerns regarding the Board's governance practices. The Reporting Persons urge the independent trustees to exercise their independent judgment and take prompt action to ensure that the Trust honors the rights afforded to Series A Preferred Stockholders under the Articles Supplementary. Continued inaction is not a neutral posture. | 2026-10-28 |
| BMBL | Bumble Inc. | 2 | Item 4 of the Schedule 13D is hereby amended and supplemented with the following: The information set forth below in Item 6 of this Schedule 13D is incorporated by reference into this Item 4. | 2026-10-14 |
| BAFN | BayFirst Financial Corp | 2 | Mr. Lehman acquired his shares because he believes they represent a prudent investment. Mr. Lehman is a member of the boards of directors of the Company and its subsidiary, BayFirst National Bank. Mr. Lehman intends to review continuously his investment in the Company, including the Company's business, financial condition, results of operations, capital structure, management, competitive position, and prospects, as well as general economic, financial market, and industry conditions. Depending on such review and on other factors, including the market price of the Common Stock, conditions in the securities markets generally, general economic and industry conditions, Mr. Lehman's financial condition and investment considerations, and other factors Mr. Lehman deems relevant, Mr. Lehman may, from time to time and at any time, in the open market, in privately negotiated transactions, or otherwise: (i) acquire additional shares of Common Stock or other securities of the Company, including pursuant to the gross-up rights described in Item 6 below; (ii) dispose of all or a portion of the shares of Common Stock or other securities of the Company that he now holds or may hereafter acquire; (iii) engage in discussions with the Company's management, board of directors, other stockholders, or other parties concerning the business, operations, governance, management, strategy, or capital structure of the Company; or (iv) take any other action with respect to the Company or any of its securities in any manner permitted by law.Except as described in this Schedule 13D, Mr. Lehman does not currently have any plans or proposals that relate to or would result in any of the actions specified in clauses (a) through (j) of Item 4 of Schedule 13D. Mr. Lehman reserves the right to change his plans and intentions at any time, as he deems appropriate, and to take any and all actions that he deems appropriate to maximize the value of his investment. There can be no assurance that Mr. Lehman will take any of the actions described above. | 2026-10-19 |
| 代码 | 申报人 | 类型 | 申报日期 | 持股数 | 持股比例 | |
|---|---|---|---|---|---|---|
| ALKT | JANA Partners Management, LP | 13D/A | 2026-10-30 | 5.34M | 5.0% | |
| XPOF | Fund 1 Investments, LLC | 13D/A | 2026-10-30 | 4.17M | 9.9% | |
| GRBK | DME Advisors GP, L.L.C. | 13D/A | 2026-10-30 | 10.34M | 24.4% | |
| MAX | White Mountains Insurance Group, Ltd. | 13D/A | 2026-10-30 | 17.86M | 35.1% | |
| PEGA | ALAN TREFLER | 13G/A | 2026-10-30 | 79.10M | 47.8% | |
| WIA | KARPUS MANAGEMENT, INC. | 13D/A | 2026-10-30 | 9.05M | 38.8% | |
| HGLB | RAYMOND JAMES & ASSOCIATES | 13G/A | 2026-10-30 | 2.58M | 11.0% | |
| Voya Asia Pacific High Dividend Equity Income Fund | RAYMOND JAMES & ASSOCIATES | 13G/A | 2026-10-30 | 110K | 0.0% | |
| PPIH | RAYMOND JAMES & ASSOCIATES | 13G/A | 2026-10-30 | 606K | 7.0% | |
| NAMI | WU CAPITAL LTD | 13G/A | 2026-10-30 | 0 | 0.0% | |
| PGIM | PGIM Strategic Investments, Inc. | 13D/A | 2026-10-30 | 7.78M | 61.2% | |
| WRLD | Prescott General Partners LLC | 13D/A | 2026-10-30 | 1.24M | 26.6% | |
| CRT | SoftVest Advisors, LLC | 13G/A | 2026-10-30 | 1.02M | 17.0% | |
| PUSA | Michael Sinensky | 13D/A | 2026-10-30 | 16.32M | 9.8% | |
| NG | Giovanni Agnelli B.V. | 13G/A | 2026-10-30 | 31.24M | 7.1% | |
| SBSW | Giovanni Agnelli B.V. | 13G/A | 2026-10-30 | 134.47M | 4.8% | |
| TATT | MEITAV INVESTMENT HOUSE LTD | 13G/A | 2026-10-30 | 2.53M | 19.5% | |
| ERNA | Freebird Partners LP | 13G/A | 2026-10-30 | 119K | 7.0% | |
| MDLN | GIC Private Limited | 13G/A | 2026-10-30 | 114.36M | 13.0% | |
| MTSI | Susan M. Ocampo | 13G/A | 2026-10-30 | 4.88M | 6.4% | |
| CART | SEQUOIA CAPITAL GLOBAL GROWTH FUND III - ENDURANCE PARTNERS, L.P. ("SC GGF III") | 13D/A | 2026-10-30 | 18.60M | 7.9% | |
| LUNR | Crain Timothy Price II | 13G/A | 2026-10-30 | 8.64M | 4.8% | |
| FSP | Powell Anderson Capital Partners LLC | 13D/A | 2026-10-30 | 8.29M | 8.0% | |
| BHR | Al Shams Investments LTD | 13D/A | 2026-10-30 | 6.51M | 9.5% | |
| Real Brokerage Inc | Gamzu Guy | 13G/A | 2026-10-30 | 0 | 0.0% | |
| DSM | First Trust Portfolios L.P. | 13G/A | 2026-10-30 | 2.39M | 4.8% | |
| VanEck IG Floating Rate ETF | First Trust Portfolios L.P. | 13G/A | 2026-10-30 | 5.85M | 4.4% | |
| FNB | First Trust Portfolios L.P. | 13G/A | 2026-10-30 | 10.66M | 3.0% | |
| IAF | First Trust Portfolios L.P. | 13G/A | 2026-10-30 | 469K | 4.8% | |
| IDE | First Trust Portfolios L.P. | 13G/A | 2026-10-30 | 607K | 4.0% | |
| JRI | First Trust Portfolios L.P. | 13G/A | 2026-10-30 | 1.54M | 4.2% | |
| NHC | First Trust Portfolios L.P. | 13G/A | 2026-10-30 | 714K | 4.6% | |
| First Trust Exchange-Traded Fund VIII | First Trust Portfolios L.P. | 13G/A | 2026-10-30 | 171K | 4.8% | |
| VLT | First Trust Portfolios L.P. | 13G/A | 2026-10-30 | 325K | 5.0% | |
| WINA | First Trust Portfolios L.P. | 13G/A | 2026-10-30 | 2K | 0.1% | |
| VTEX | SB Global Advisers Limited | 13D/A | 2026-10-30 | 37.48M | 42.9% | |
| CDXS | Aberdeen Group plc | 13G/A | 2026-10-30 | 10.80M | 9.9% | |
| SNES | GLENBROOK CAPITAL MANAGEMENT | 13D/A | 2026-10-30 | 2.20M | 40.5% | |
| GTLB | Sytse Sijbrandij | 13G/A | 2026-10-30 | 14.29M | 8.5% | |
| Real Brokerage Inc | Poleg Tamir | 13G/A | 2026-10-30 | 0 | 0.0% | |
| COSM | Bovopoulos Andreas | 13G/A | 2026-10-30 | 6.93M | 6.9% | |
| ATEN | Vanguard Capital Management | 13G/A | 2026-10-30 | 3.62M | 5.0% | |
| ASPS | Vanguard Capital Management | 13G/A | 2026-10-30 | 725K | 6.3% | |
| APT | Vanguard Capital Management | 13G/A | 2026-10-30 | 438K | 4.3% | |
| OWL | Vanguard Capital Management | 13G/A | 2026-10-30 | 34.06M | 5.0% | |
| ARI | Vanguard Capital Management | 13G/A | 2026-10-30 | 4.54M | 3.5% | |
| BANR | Vanguard Capital Management | 13G/A | 2026-10-30 | 1.74M | 4.7% | |
| ASH | Vanguard Capital Management | 13G/A | 2026-10-30 | 2.26M | 4.9% | |
| TBBK | Vanguard Capital Management | 13G/A | 2026-10-30 | 2.03M | 5.0% | |
| ARHS | Vanguard Capital Management | 13G/A | 2026-10-30 | 2.71M | 5.0% | |
| ELDN | Vanguard Capital Management | 13G/A | 2026-10-30 | 3.96M | 4.9% | |
| COLL | Vanguard Capital Management | 13G/A | 2026-10-30 | 1.62M | 5.0% | |
| CABA | Vanguard Capital Management | 13G/A | 2026-10-30 | 8.19M | 3.8% | |
| DKNG | Vanguard Capital Management | 13G/A | 2026-10-30 | 24.45M | 4.9% | |
| DUOL | Vanguard Capital Management | 13G/A | 2026-10-30 | 1.93M | 4.8% | |
| CIM | Vanguard Capital Management | 13G/A | 2026-10-30 | 4.17M | 5.0% | |
| BDN | Vanguard Capital Management | 13G/A | 2026-10-30 | 8.70M | 5.0% | |
| BNC | Vanguard Capital Management | 13G/A | 2026-10-30 | 2.05M | 5.0% | |
| DGII | Vanguard Capital Management | 13G/A | 2026-10-30 | 1.90M | 5.0% | |
| CHTR | Vanguard Capital Management | 13G/A | 2026-10-30 | 8.37M | 7.3% |