13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001143565
申报总市值
US$10.9亿
US$10.9亿
179 檔
30.6%
在 Q1 2026 的 13F 官方备案中，Rational Advisors, Inc. 管理的美股投资组合规模来到 US$10.9亿，整体持股档数为 179 档。
Rational Advisors, Inc. 在 Q1 2026 进行了结构性的板块轮动与仓位换股。在开立 21 个全新仓位及加仓 55 档持股的同时，亦同步清仓 26 档并减仓 34 档标的。
在资产配置集中度方面，Rational Advisors, Inc. 的前 5 大核心持股（包含 SCHZ, AGG, BND 等）合计占整体申报市值的 30.6%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SCHZ | Schwab US Aggregate Bond ETF | ETF-其他 | 7.29% | -0.62% | — | |
| 2 | AGG | Ishares Core U.s. Aggregate | ETF-其他 | 7.28% | -0.61% | -0.07% | |
| 3 | BND | Vanguard Total Bond Market | ETF-其他 | 7.28% | -0.61% | -0.21% | |
| 4 | NTSX | Wisdomtree US Efficient Core | ETF-其他 | 7.08% | -3.10% | +100.68% | |
| 5 | MLPX | Global X Mlp & Energy Infras | ETF-其他 | 5.08% | -0.57% | -14.08% | |
| 6 | QQQM | Invesco Nasdaq 100 ETF | ETF-科技型 | 4.55% | -0.34% | +3.43% | |
| 7 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-其他 | 4.32% | -0.55% | -4.60% | |
| 8 | VIG | Vanguard Dividend Apprec ETF | ETF-其他 | 3.87% | -0.58% | -1.25% | |
| 9 | IVV | Ishares Core S&p 500 ETF | ETF-大型股与成长 | 3.52% | +1.28% | -22.12% | |
| 10 | JEPI | Jpmorgan Equity Premium Inco | ETF-其他 | 3.09% | -0.50% | +11.38% | |
| 11 | SCHH | Schwab US Reit ETF | ETF-其他 | 2.67% | +0.30% | -17.46% | |
| 12 | PFFD | Global X US Preferred ETF | ETF-其他 | 2.35% | -0.19% | +19.08% | |
| 13 | IEFA | Ishares Core Msci Eafe ETF | ETF-其他 | 2.18% | -1.37% | +33.20% | |
| 14 | VOO | Vanguard S&p 500 ETF | ETF-大型股与成长 | 2.13% | +1.05% | +4.60% | |
| 15 | VCIT | Vanguard Int-term Corporate | ETF-投资级公司债 | 1.99% | +0.22% | — | |
| 16 | WFC 7.5 PERP L债券 | Wells Fargo & Company | 债券 | 1.98% | -1.11% | +100.00% | |
| 17 | DFCF | Dimensional Core Fixed Inc | ETF-其他 | 1.59% | -0.12% | -0.55% | |
| 18 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-大型股与成长 | 1.51% | -0.11% | +0.11% | |
| 19 | BAB | Invesco Taxable Municipal Bo | ETF-其他 | 1.19% | -0.08% | +201.39% | |
| 20 | NEE 7.234 11-01-27债券 | Nextera Energy Inc | 债券 | 1.08% | -0.16% | +5.35% | |
| 21 | PPL 2.875 03-15-28债券 | Ppl Capital Funding Inc | 债券 | 1.07% | -0.14% | +24.06% | |
| 22 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 1.05% | +0.71% | +47.57% | |
| 23 | GPN 1.5 03-01-31债券 | Global Payments Inc | 债券 | 1.02% | -0.08% | +6.86% | |
| 24 | WEC 4.375 06-01-29债券 | Wec Energy Group Inc | 债券 | 1.00% | -0.10% | — | |
| 25 | UBER 0.875 12-01-28 2028债券 | Uber Technologies Inc | 债券 | 1.00% | -0.10% | +34.16% | |
| 26 | ON 0.5 03-01-29债券 | On Semiconductor CORP | 债券 | 0.99% | -0.69% | — | |
| 27 | BAC 7.25 PERP L债券 | Bank Of America CORP | 债券 | 0.98% | -0.05% | — | |
| 28 | ETSY 0.25 06-15-28债券 | Etsy Inc | 债券 | 0.95% | -0.08% | +29.73% | |
| 29 | MTH 1.75 05-15-28债券 | Meritage Homes CORP | 债券 | 0.89% | -0.03% | +20.68% | |
| 30 | WELL | Welltower Inc | 股票-房地产 | 0.87% | +0.04% | +111.43% | |
| 31 | WMT | Walmart Inc | 股票-非周期性消费 | 0.83% | -0.55% | +88.72% | |
| 32 | SCYB | Schwab High Yield Bond ETF | ETF-非投资级债 | 0.80% | -0.07% | — | |
| 33 | BA 6 10-15-27债券 | Boeing Co/the | 债券 | 0.64% | -0.16% | — | |
| 34 | HPE 7.625 09-01-27债券 | Hp Enterprise Co | 债券 | 0.59% | -0.35% | +0.45% | |
| 35 | NVDA | Nvidia CORP | 股票-科技 | 0.54% | -0.09% | +91.77% | |
| 36 | AAPL | Apple Inc | 股票-科技 | 0.53% | -0.12% | +5.58% | |
| 37 | DKNG 0 03-15-28债券 | Draftkings Holdings Inc | 债券 | 0.53% | -0.04% | — | |
| 38 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 0.50% | +0.04% | -27.82% | |
| 39 | AMZN | Amazon.com Inc | 股票-周期性消费 | 0.50% | -0.09% | -5.29% | |
| 40 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 0.45% | — | +83.97% | |
| 41 | MSFT | Microsoft CORP | 股票-科技 | 0.42% | -0.26% | -8.79% | |
| 42 | MCHP 7.5 03-15-28债券 | Microchip Technology Inc | 债券 | 0.40% | -0.40% | EXIT | |
| 43 | ITT | Itt Inc | 股票-工业 | 0.39% | -0.03% | +1.50% | |
| 44 | VMBS | Vanguard Mortgage-backed Sec | ETF-其他 | 0.39% | -0.03% | — | |
| 45 | DDOG 0 12-01-29债券 | Datadog Inc | 债券 | 0.38% | +0.27% | +80.47% | |
| 46 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 0.32% | -0.09% | +35.01% | |
| 47 | SO 4.5 06-15-27债券 | Southern Co | 债券 | 0.32% | -0.04% | — | |
| 48 | HALO 0.25 03-01-27债券 | Halozyme Therapeutics In | 债券 | 0.31% | +0.21% | +21.72% | |
| 49 | FOUR 0.5 08-01-27债券 | Shift4 Payments Inc | 债券 | 0.31% | +0.18% | -25.43% | |
| 50 | NFLX | Netflix Inc | 股票-通信服务 | 0.30% | +0.36% | +0.33% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | NTSX | Wisdomtree US Efficient Core | +3.5% | +100.68% | 加仓 |
| 2 | WFC 7.5 PERP L债券 | Wells Fargo & Company | +1% | +100.00% | 加仓 |
| 3 | BAB | Invesco Taxable Municipal Bo | +0.8% | +201.39% | 加仓 |
| 4 | IEFA | Ishares Core Msci Eafe ETF | +0.6% | +33.20% | 加仓 |
| 5 | WELL | Welltower Inc | +0.5% | +111.43% | 加仓 |
| 6 | WMT | Walmart Inc | +0.4% | +88.72% | 加仓 |
| 7 | PFFD | Global X US Preferred ETF | +0.3% | +19.08% | 加仓 |
| 8 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.3% | +47.57% | 加仓 |
| 9 | JEPI | Jpmorgan Equity Premium Inco | +0.3% | +11.38% | 加仓 |
| 10 | PPL 2.875 03-15-28债券 | Ppl Capital Funding Inc | +0.3% | +24.06% | 加仓 |
| 11 | NVDA | Nvidia CORP | +0.2% | +91.77% | 加仓 |
| 12 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | +83.97% | 加仓 |
| 13 | MLPX | Global X Mlp & Energy Infras | +0.2% | -14.08% | 减仓 |
| 14 | ETSY 0.25 06-15-28债券 | Etsy Inc | +0.2% | +29.73% | 加仓 |
| 15 | UBER 0.875 12-01-28 2028债券 | Uber Technologies Inc | +0.2% | +34.16% | 加仓 |
| 16 | GE | General Electric | +0.2% | +214.78% | 加仓 |
| 17 | BABA | Alibaba Group Holding-sp Adr | +0.2% | +498.27% | 加仓 |
| 18 | IEF | Ishares 7-10 Year Treasury B | +0.2% | +695.07% | 加仓 |
| 19 | DDOG 0 12-01-29债券 | Datadog Inc | +0.2% | +80.47% | 加仓 |
| 20 | MTH 1.75 05-15-28债券 | Meritage Homes CORP | +0.1% | +20.68% | 加仓 |
| 21 | APP | Applovin Corp-class A | +0.1% | +2972.97% | 加仓 |
| 22 | NEE 7.234 11-01-27债券 | Nextera Energy Inc | +0.1% | +5.35% | 加仓 |
| 23 | WMB | Williams Cos Inc | +0.1% | +96.10% | 加仓 |
| 24 | PLTR | Palantir Technologies Inc-a | +0.1% | +100.81% | 加仓 |
| 25 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +0.1% | -4.60% | 减仓 |
| 26 | GLW | Corning Inc | +0.1% | +208.22% | 加仓 |
| 27 | AMD | Advanced Micro Devices | +0.1% | +141.89% | 加仓 |
| 28 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +35.01% | 加仓 |
| 29 | SHY | Ishares 1-3 Year Treasury Bo | +0.1% | +1243.46% | 加仓 |
| 30 | AVGO | Broadcom Inc | +0.1% | +49.80% | 加仓 |
| 31 | WFC | Wells Fargo & Co | +0.1% | +136.97% | 加仓 |
| 32 | MCD | Mcdonald's CORP | +0.1% | +28.84% | 加仓 |
| 33 | JPM | Jpmorgan Chase & Co | +0.1% | +43.19% | 加仓 |
| 34 | GPN 1.5 03-01-31债券 | Global Payments Inc | 0% | +6.86% | 加仓 |
| 35 | HALO 0.25 03-01-27债券 | Halozyme Therapeutics In | 0% | +21.72% | 加仓 |
| 36 | DE | Deere & Co | 0% | +23.37% | 加仓 |
| 37 | ITA | Ishares U.s. Aerospace & Def | 0% | +47.42% | 加仓 |
| 38 | ITT | Itt Inc | 0% | +1.50% | 加仓 |
| 39 | ON 0.5 03-01-29债券 | On Semiconductor CORP | 0% | — | 不变 |
| 40 | XOM | Exxon Mobil CORP | 0% | -18.50% | 减仓 |
| 41 | V | Visa Inc-class A Shares | 0% | +100.00% | 加仓 |
| 42 | CAT | Caterpillar Inc | 0% | -4.73% | 减仓 |
| 43 | NVS | Novartis Ag-sponsored Adr | 0% | +5.68% | 加仓 |
| 44 | ABBV | Abbvie Inc | 0% | +20.27% | 加仓 |
| 45 | HSBC | Hsbc Holdings Plc-spons Adr | 0% | +7.49% | 加仓 |
| 46 | NFLX | Netflix Inc | 0% | +0.33% | 加仓 |
| 47 | GS | Goldman Sachs Group Inc | 0% | +20.96% | 加仓 |
| 48 | ASML | ASML Holding N.V. | 0% | — | 不变 |
| 49 | WM | Waste Management Inc | 0% | +100.00% | 加仓 |
| 50 | AMAT | Applied Materials Inc | — | — | 不变 |
根据 SEC 官方 Form 13F 申报备案，Rational Advisors, Inc. 在 Q1 2026 季度的美股持仓总市值约为 US$10.9亿，共申报了 179 个公开持股仓位。
在 Q1 2026 季度，Rational Advisors, Inc. 按市值排列的前三大核心持股分别为：SCHZ (7.3%)、AGG (7.3%)、BND (7.3%)。其中最大持股仓位 SCHZ 占据整体投资组合约 7.3% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
SCHZ
市值: US$7143.1万
本季最大获利了结 / 清仓标的
SPAB
前期市值: US$7174.2万
在 Q1 2026 季度中，Rational Advisors, Inc. 共进行了 136 项持仓异动，包含新建仓 21 个仓位、加仓 55 个仓位、减仓 34 个仓位以及清仓 26 个仓位。 其中最大新建仓标的为 SCHZ。 本季清仓仓位包含 SPAB。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。