13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001143565
申报总市值
US$10.9亿
US$10.9亿
170 檔
35.7%
截至 Q3 2024 季度末，Rational Advisors, Inc. 的美股持仓估值约为 US$10.9亿，全数申报仓位共有 170 档。
Rational Advisors, Inc. 在 Q3 2024 进行了结构性的板块轮动与仓位换股。在开立 9 个全新仓位及加仓 18 档持股的同时，亦同步清仓 5 档并减仓 18 档标的。
在资产配置集中度方面，Rational Advisors, Inc. 的前 5 大核心持股（包含 BND, SPAB, AGG 等）合计占整体申报市值的 35.7%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BND | Vanguard Total Bond Market | ETF-其他 | 8.71% | -0.61% | -3.24% | |
| 2 | SPAB | Ss Spdr P Agg Bond ETF | ETF-其他 | 8.71% | — | -3.15% | |
| 3 | AGG | Ishares Core U.s. Aggregate | ETF-其他 | 8.71% | -0.61% | -3.38% | |
| 4 | QQQM | Invesco Nasdaq 100 ETF | ETF-科技型 | 5.66% | -0.34% | -4.63% | |
| 5 | AMLP | Alerian Mlp ETF | ETF-其他 | 5.66% | — | -2.61% | |
| 6 | NTSX | Wisdomtree US Efficient Core | ETF-其他 | 5.33% | -3.10% | -7.66% | |
| 7 | IVV | Ishares Core S&p 500 ETF | ETF-大型股与成长 | 5.07% | +1.28% | -15.03% | |
| 8 | VIG | Vanguard Dividend Apprec ETF | ETF-其他 | 4.77% | -0.58% | -7.26% | |
| 9 | SCHH | Schwab US Reit ETF | ETF-其他 | 4.38% | +0.30% | +12.78% | |
| 10 | JEPI | Jpmorgan Equity Premium Inco | ETF-其他 | 3.83% | -0.50% | -13.62% | |
| 11 | HYLB | Xtrackers Usd High Yield Cor | ETF-非投资级债 | 3.36% | — | -14.65% | |
| 12 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-其他 | 3.01% | -0.55% | +43.69% | |
| 13 | PFFD | Global X US Preferred ETF | ETF-其他 | 2.43% | -0.19% | -18.29% | |
| 14 | VOO | Vanguard S&p 500 ETF | ETF-大型股与成长 | 1.92% | +1.05% | -2.04% | |
| 15 | DFCF | Dimensional Core Fixed Inc | ETF-其他 | 1.92% | -0.12% | -21.97% | |
| 16 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-大型股与成长 | 1.87% | -0.11% | -6.07% | |
| 17 | SCHI | Schwab 5-10 Year Corporate B | ETF-投资级公司债 | 1.44% | +0.38% | NEW | |
| 18 | AMZN | Amazon.com Inc | 股票-周期性消费 | 1.06% | -0.09% | +19.50% | |
| 19 | BAB | Invesco Taxable Municipal Bo | ETF-其他 | 0.95% | -0.08% | +92.59% | |
| 20 | WFC 7.5 PERP L债券 | Wells Fargo & Company | 债券 | 0.67% | -1.11% | — | |
| 21 | BAC 7.25 PERP L债券 | Bank Of America CORP | 债券 | 0.64% | -0.05% | — | |
| 22 | PPL 2.875 03-15-28债券 | Ppl Capital Funding Inc | 债券 | 0.62% | -0.14% | — | |
| 23 | MELI | Mercadolibre Inc | 股票-周期性消费 | 0.61% | -0.05% | +119.50% | |
| 24 | APO 6.75 07-31-26债券 | Apollo Global Management | 债券 | 0.60% | — | -7.73% | |
| 25 | DXCM 0.25 11-15-25债券 | Dexcom Inc | 债券 | 0.57% | — | — | |
| 26 | TYL 0.25 03-15-26债券 | Tyler Technologies Inc | 债券 | 0.52% | — | -21.00% | |
| 27 | AAPL | Apple Inc | 股票-科技 | 0.52% | -0.12% | +0.63% | |
| 28 | META | Meta Platforms Inc-class A | 股票-通信服务 | 0.52% | -0.04% | +16.68% | |
| 29 | FOUR 0.5 08-01-27债券 | Shift4 Payments Inc | 债券 | 0.51% | +0.18% | — | |
| 30 | LNT 3.875 03-15-26债券 | Alliant Energy CORP | 债券 | 0.50% | — | +16.94% | |
| 31 | MBB | Ishares Mbs ETF | ETF-其他 | 0.47% | — | -51.75% | |
| 32 | MSFT | Microsoft CORP | 股票-科技 | 0.47% | -0.26% | +6.38% | |
| 33 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 0.46% | +0.04% | -23.17% | |
| 34 | WMT | Walmart Inc | 股票-非周期性消费 | 0.45% | -0.55% | +946.12% | |
| 35 | HPE 7.625 09-01-27债券 | Hp Enterprise Co | 债券 | 0.45% | -0.35% | — | |
| 36 | F 0 03-15-26债券 | Ford Motor Company | 债券 | 0.45% | — | -23.88% | |
| 37 | APO | Apollo Global Management Inc | 股票-金融 | 0.45% | — | +26.10% | |
| 38 | BKNG | Booking Holdings Inc | 股票-周期性消费 | 0.45% | — | -21.43% | |
| 39 | VTR 3.75 06-01-26债券 | Ventas Realty LP | 债券 | 0.37% | — | +137.04% | |
| 40 | IEFA | Ishares Core Msci Eafe ETF | ETF-其他 | 0.37% | -1.37% | +125.89% | |
| 41 | ✓ | Cyberark Software LTD. Cmn | 股票-其他 | 0.36% | — | +45.45% | |
| 42 | KKR | Kkr & Co Inc | 股票-金融 | 0.35% | — | -12.54% | |
| 43 | OKTA 0.375 06-15-26债券 | Okta Inc | 债券 | 0.34% | — | — | |
| 44 | AWK 3.625 06-15-26债券 | American Water Capital C | 债券 | 0.34% | — | — | |
| 45 | BX | Blackstone Inc | 股票-金融 | 0.32% | — | +4.76% | |
| 46 | NFLX | Netflix Inc | 股票-通信服务 | 0.32% | +0.36% | -9.62% | |
| 47 | COST | Costco Wholesale CORP | 股票-非周期性消费 | 0.32% | -0.06% | -8.42% | |
| 48 | NEE 6.926 09-01-25债券 | Nextera Energy Inc | 债券 | 0.31% | — | -53.22% | |
| 49 | LYV | Live Nation Entertainment In | 股票-通信服务 | 0.31% | — | -21.14% | |
| 50 | LLY | Eli Lilly & Co | 股票-医疗保健 | 0.31% | +0.21% | -10.20% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +1.2% | +43.69% | 加仓 |
| 2 | SCHH | Schwab US Reit ETF | +1% | +12.78% | 加仓 |
| 3 | BAB | Invesco Taxable Municipal Bo | +0.5% | +92.59% | 加仓 |
| 4 | HPE 7.625 09-01-27债券 | Hp Enterprise Co | +0.5% | NEW | 新建仓 |
| 5 | WMT | Walmart Inc | +0.4% | +946.12% | 加仓 |
| 6 | MELI | Mercadolibre Inc | +0.4% | +119.50% | 加仓 |
| 7 | AWK 3.625 06-15-26债券 | American Water Capital C | +0.3% | NEW | 新建仓 |
| 8 | ORCL | Oracle CORP | +0.3% | NEW | 新建仓 |
| 9 | ITT | Itt Inc | +0.3% | NEW | 新建仓 |
| 10 | VTR 3.75 06-01-26债券 | Ventas Realty LP | +0.2% | +137.04% | 加仓 |
| 11 | MOG-A | Moog Inc-class A | +0.2% | NEW | 新建仓 |
| 12 | IEFA | Ishares Core Msci Eafe ETF | +0.2% | +125.89% | 加仓 |
| 13 | HD | Home Depot Inc | +0.2% | +570.73% | 加仓 |
| 14 | IEF | Ishares 7-10 Year Treasury B | +0.2% | NEW | 新建仓 |
| 15 | COHR | Coherent CORP | +0.2% | +86.47% | 加仓 |
| 16 | ITA | Ishares U.s. Aerospace & Def | +0.1% | NEW | 新建仓 |
| 17 | AMZN | Amazon.com Inc | +0.1% | +19.50% | 加仓 |
| 18 | KBR | Kbr Inc | +0.1% | +128.22% | 加仓 |
| 19 | ✓ | Cyberark Software LTD. Cmn | +0.1% | +45.45% | 加仓 |
| 20 | META | Meta Platforms Inc-class A | +0.1% | +16.68% | 加仓 |
| 21 | IBM | Intl Business Machines CORP | +0.1% | +428.37% | 加仓 |
| 22 | APO | Apollo Global Management Inc | +0.1% | +26.10% | 加仓 |
| 23 | FOUR | Shift4 Payments Inc-class A | +0.1% | NEW | 新建仓 |
| 24 | DIS | Walt Disney Co/the | +0.1% | +481.01% | 加仓 |
| 25 | XLV | Ss Health Care Select Sector | +0.1% | NEW | 新建仓 |
| 26 | LNT 3.875 03-15-26债券 | Alliant Energy CORP | +0.1% | +16.94% | 加仓 |
| 27 | OEF | Ishares S&p 100 ETF | -0.1% | EXIT | 清仓 |
| 28 | ETSY 0.25 06-15-28债券 | Etsy Inc | -0.1% | -30.58% | 减仓 |
| 29 | AVGO | Broadcom Inc | -0.1% | +149.60% | 加仓 |
| 30 | XOM | Exxon Mobil CORP | -0.1% | -48.99% | 减仓 |
| 31 | DKNG 0 03-15-28债券 | Draftkings Holdings Inc | -0.1% | -33.27% | 减仓 |
| 32 | UBER | Uber Technologies Inc | -0.1% | -44.24% | 减仓 |
| 33 | WIX | Wix.com Ltd. | -0.1% | EXIT | 清仓 |
| 34 | DKNG | Draftkings Inc-cl A | -0.1% | -41.69% | 减仓 |
| 35 | F 0 03-15-26债券 | Ford Motor Company | -0.2% | -23.88% | 减仓 |
| 36 | SPOT | Spotify Technology S.A. | -0.2% | EXIT | 清仓 |
| 37 | BSX | Boston Scientific CORP | -0.2% | -62.33% | 减仓 |
| 38 | HLT | Hilton Worldwide Holdings In | -0.2% | EXIT | 清仓 |
| 39 | GOOGL | Alphabet Inc-cl A | -0.2% | -23.17% | 减仓 |
| 40 | QQQM | Invesco Nasdaq 100 ETF | -0.3% | -4.63% | 减仓 |
| 41 | SHOPCN 0.125 11-01-25债券 | Shopify Inc | -0.3% | -56.08% | 减仓 |
| 42 | NEE 6.926 09-01-25债券 | Nextera Energy Inc | -0.3% | -53.22% | 减仓 |
| 43 | ORLY | O'reilly Automotive Inc | -0.3% | EXIT | 清仓 |
| 44 | AMLP | Alerian Mlp ETF | -0.3% | -2.61% | 减仓 |
| 45 | PFFD | Global X US Preferred ETF | -0.4% | -18.29% | 减仓 |
| 46 | JEPI | Jpmorgan Equity Premium Inco | -0.5% | -13.62% | 减仓 |
| 47 | HYLB | Xtrackers Usd High Yield Cor | -0.5% | -14.65% | 减仓 |
| 48 | MBB | Ishares Mbs ETF | -0.5% | -51.75% | 减仓 |
| 49 | DFCF | Dimensional Core Fixed Inc | -0.5% | -21.97% | 减仓 |
| 50 | IVV | Ishares Core S&p 500 ETF | -0.7% | -15.03% | 减仓 |
根据 SEC 官方 Form 13F 申报备案，Rational Advisors, Inc. 在 Q3 2024 季度的美股持仓总市值约为 US$10.9亿，共申报了 170 个公开持股仓位。
在 Q3 2024 季度，Rational Advisors, Inc. 按市值排列的前三大核心持股分别为：BND (8.7%)、SPAB (8.7%)、AGG (8.7%)。其中最大持股仓位 BND 占据整体投资组合约 8.7% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
HPE 7.625 09-01-27
市值: US$466.5万
本季最大获利了结 / 清仓标的
ORLY
前期市值: US$329.5万
在 Q3 2024 季度中，Rational Advisors, Inc. 共进行了 50 项持仓异动，包含新建仓 9 个仓位、加仓 18 个仓位、减仓 18 个仓位以及清仓 5 个仓位。 其中最大新建仓标的为 HPE 7.625 09-01-27。 本季清仓仓位包含 ORLY。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
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深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。