13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001706164
申报总市值
US$7.8亿
US$7.8亿
129 檔
23.0%
在 Q4 2024 申报期间，PenderFund Capital Management Ltd.（CIK: 0001706164）向美国 SEC 提交的 Form 13F 报告显示，其追踪之股票投资组合总市值达 US$7.8亿，共持有 129 个公开申报仓位。
PenderFund Capital Management Ltd. 在 Q4 2024 进行了结构性的板块轮动与仓位换股。在开立 57 个全新仓位及加仓 27 档持股的同时，亦同步清仓 65 档并减仓 16 档标的。
在资产配置集中度方面，PenderFund Capital Management Ltd. 的前 5 大核心持股（包含 AGCN 0.375 01-15-27, SANG, RVNC 1.75 02-15-27 等）合计占整体申报市值的 23.0%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | AGCN 0.375 01-15-27债券 | First Majestic Silver | 债券 | 9.93% | -2.33% | — | |
| 2 | SANG | Sangoma Technologies CORP | 股票-其他 | 7.63% | +0.40% | +13.01% | |
| 3 | RVNC 1.75 02-15-27债券 | Revance Therapeutics Inc | 债券 | 7.42% | — | +16.32% | |
| 4 | DUK 4.125 04-15-26债券 | Duke Energy CORP | 债券 | 7.06% | -4.39% | EXIT | |
| 5 | SSRMCN 2.5 04-01-39债券 | Ssr Mining Inc | 债券 | 6.52% | — | +15.80% | |
| 6 | PPLT | Abrdn Physical Platinum Shrs | ETF-避险与商品 | 6.41% | -3.02% | +100.00% | |
| 7 | EQXCN 4.75 10-15-28债券 | Equinox Gold CORP | 债券 | 5.47% | -1.98% | -5.55% | |
| 8 | PAR | Par Technology Corp/del | 股票-其他 | 5.31% | +0.11% | -8.33% | |
| 9 | BUR | Burford Capital Limited | 股票-其他 | 3.04% | -0.30% | — | |
| 10 | BAND 0.5 04-01-28债券 | Bandwidth Inc | 债券 | 2.85% | — | -45.88% | |
| 11 | BYND 0 03-15-27债券 | Beyond Meat Inc | 债券 | 2.81% | — | +46.78% | |
| 12 | WOLF 1.75 05-01-26债券 | Wolfspeed Inc | 债券 | 2.74% | — | — | |
| 13 | CDLX 1 09-15-25债券 | Cardlytics Inc | 债券 | 2.52% | — | +100.40% | |
| 14 | WIW | Western Asst Infl-lnk Opp | 股票-其他 | 2.43% | -0.28% | — | |
| 15 | DCBO | Docebo Inc | 股票-其他 | 2.10% | — | +28.94% | |
| 16 | LSPD | Lightspeed Commerce Inc | 股票-其他 | 1.77% | — | +10029.73% | |
| 17 | Z | Zillow Group Inc - C | 股票-通信服务 | 1.71% | — | — | |
| 18 | MGNI 0.25 03-15-26债券 | Magnite Inc | 债券 | 1.22% | — | — | |
| 19 | NAD | Nuveen Quality Municipal Inc | 股票-其他 | 1.21% | — | -42.73% | |
| 20 | MRVI | Maravai Lifesciences Hldgs-a | 股票-其他 | 0.98% | +0.07% | — | |
| 21 | EB 0.75 09-15-26债券 | Eventbrite Inc | 债券 | 0.96% | — | — | |
| 22 | FET | Forum Energy Technologies In | 股票-其他 | 0.95% | — | — | |
| 23 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | 股票-其他 | 0.92% | — | -48.54% | |
| 24 | CABO 0 03-15-26债券 | Cable One Inc | 债券 | 0.91% | — | — | |
| 25 | MOH | Molina Healthcare Inc | 股票-医疗保健 | 0.90% | — | +1906.20% | |
| 26 | IRWD 1.5 06-15-26债券 | Ironwood Pharmaceuticals | 债券 | 0.85% | — | — | |
| 27 | CLVT | Clarivate Plc | 股票-其他 | 0.83% | -0.21% | +5.63% | |
| 28 | ✓ | 股票-其他 | 0.82% | -0.07% | EXIT | ||
| 29 | KKR | Kkr & Co Inc | 股票-金融 | 0.79% | -0.11% | -29.94% | |
| 30 | HXL | Hexcel CORP | 股票-工业 | 0.61% | -0.04% | +724.95% | |
| 31 | IBKR | Interactive Brokers Gro-cl A | 股票-金融 | 0.55% | — | -49.91% | |
| 32 | TPL | Texas Pacific Land CORP | 股票-能源 | 0.51% | — | -51.94% | |
| 33 | ERO | Ero Copper CORP | 股票-其他 | 0.51% | -0.03% | -10.93% | |
| 34 | NOVA 0.25 12-01-26债券 | Sunnova Energy Intl Inc | 债券 | 0.46% | — | — | |
| 35 | BN | Brookfield CORP | 股票-金融 | 0.42% | -0.07% | — | |
| 36 | MCHP | Microchip Technology Inc | 股票-科技 | 0.29% | -0.08% | +40.31% | |
| 37 | MKL | Markel Group Inc | 股票-金融 | 0.27% | -0.05% | — | |
| 38 | AXDX 5 12-15-26债券 | Accelerate Diagnostics | 债券 | 0.25% | — | — | |
| 39 | HHH | Howard Hughes Holdings Inc | 股票-房地产 | 0.23% | — | — | |
| 40 | PPLI | People Inc | 股票-通信服务 | 0.21% | — | — | |
| 41 | SMARGBP | Smartsheet Inc-class A | 股票-其他 | 0.21% | — | +197.50% | |
| 42 | ELV | Elevance Health Inc | 股票-医疗保健 | 0.21% | — | — | |
| 43 | NOC | Northrop Grumman CORP | 股票-工业 | 0.20% | — | — | |
| 44 | GMAB | Genmab A/s -sp Adr | 股票-其他 | 0.20% | — | — | |
| 45 | BUSD | Barnes Group Inc | 股票-其他 | 0.20% | — | — | |
| 46 | LPAAU | Launch One Acquisition Corp. | 股票-其他 | 0.19% | -0.05% | EXIT | |
| 47 | PPHMEUR | Avid Bioservices Inc | 股票-其他 | 0.18% | — | — | |
| 48 | ESGRP | Enstar Group Limited - Deposita | 股票-其他 | 0.18% | — | +20.00% | |
| 49 | ZUOUSD | Zuora Inc - Class A | 股票-其他 | 0.17% | — | — | |
| 50 | ✓ | Manitex Intl Inc | 股票-其他 | 0.17% | — | — |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | DUK 4.125 04-15-26债券 | Duke Energy CORP | +7.1% | NEW | 新建仓 |
| 2 | PPLT | Abrdn Physical Platinum Shrs | +2.9% | +100.00% | 加仓 |
| 3 | WOLF 1.75 05-01-26债券 | Wolfspeed Inc | +2.7% | NEW | 新建仓 |
| 4 | SANG | Sangoma Technologies CORP | +2.2% | +13.01% | 加仓 |
| 5 | LSPD | Lightspeed Commerce Inc | +1.8% | +10029.73% | 加仓 |
| 6 | RVNC 1.75 02-15-27债券 | Revance Therapeutics Inc | +1.7% | +16.32% | 加仓 |
| 7 | CDLX 1 09-15-25债券 | Cardlytics Inc | +1.2% | +100.40% | 加仓 |
| 8 | PAR | Par Technology Corp/del | +1.1% | -8.33% | 减仓 |
| 9 | SSRMCN 2.5 04-01-39债券 | Ssr Mining Inc | +1% | +15.80% | 加仓 |
| 10 | MRVI | Maravai Lifesciences Hldgs-a | +1% | NEW | 新建仓 |
| 11 | MOH | Molina Healthcare Inc | +0.9% | +1906.20% | 加仓 |
| 12 | BYND 0 03-15-27债券 | Beyond Meat Inc | +0.7% | +46.78% | 加仓 |
| 13 | HXL | Hexcel CORP | +0.5% | +724.95% | 加仓 |
| 14 | DCBO | Docebo Inc | +0.5% | +28.94% | 加仓 |
| 15 | NOVA 0.25 12-01-26债券 | Sunnova Energy Intl Inc | +0.5% | NEW | 新建仓 |
| 16 | MKL | Markel Group Inc | +0.3% | NEW | 新建仓 |
| 17 | Z | Zillow Group Inc - C | +0.2% | — | 不变 |
| 18 | ELV | Elevance Health Inc | +0.2% | NEW | 新建仓 |
| 19 | GMAB | Genmab A/s -sp Adr | +0.2% | NEW | 新建仓 |
| 20 | BUSD | Barnes Group Inc | +0.2% | NEW | 新建仓 |
| 21 | LPAAU | Launch One Acquisition Corp. | +0.2% | NEW | 新建仓 |
| 22 | PPHMEUR | Avid Bioservices Inc | +0.2% | NEW | 新建仓 |
| 23 | ZUOUSD | Zuora Inc - Class A | +0.2% | NEW | 新建仓 |
| 24 | BCOVUSD | Brightcove | +0.2% | NEW | 新建仓 |
| 25 | ATSG* | Air Transport Services Group | +0.2% | NEW | 新建仓 |
| 26 | PTVEUSD | Pactiv Evergreen Inc | +0.2% | NEW | 新建仓 |
| 27 | 07S | Secureworks CORP - A | +0.2% | NEW | 新建仓 |
| 28 | OLED | Universal Display Corporation | +0.2% | NEW | 新建仓 |
| 29 | CCRN | Cross Country Healthcare Inc | +0.1% | NEW | 新建仓 |
| 30 | SMARGBP | Smartsheet Inc-class A | +0.1% | +197.50% | 加仓 |
| 31 | ✓ | Innovid CORP | +0.1% | NEW | 新建仓 |
| 32 | ✓ | Moneylion Inc | +0.1% | NEW | 新建仓 |
| 33 | PFIEEUR | Profire Energy Inc | +0.1% | NEW | 新建仓 |
| 34 | 7SU | Summit Materials Inc -cl A | +0.1% | NEW | 新建仓 |
| 35 | AEUSD | Adams Resources & Energy Inc | +0.1% | NEW | 新建仓 |
| 36 | ✓ | Hcm Ii Acquisition CORP | +0.1% | NEW | 新建仓 |
| 37 | EMKRUSD | Emcore CORP | +0.1% | NEW | 新建仓 |
| 38 | ROICUSD | Retail Opportunity Investmen | +0.1% | NEW | 新建仓 |
| 39 | PDCOEUR | Patterson Cos Inc | +0.1% | NEW | 新建仓 |
| 40 | SIMA | SIM Acquisition Corp. I | +0.1% | NEW | 新建仓 |
| 41 | ✓ | Vine Hill Cap Invt CORP. | +0.1% | NEW | 新建仓 |
| 42 | ✓ | +0.1% | NEW | 新建仓 | |
| 43 | ✓ | Vacasa Inc | +0.1% | NEW | 新建仓 |
| 44 | SIL1EUR | Silvercrest Metals Inc | +0.1% | NEW | 新建仓 |
| 45 | AEBA | Allete Inc | +0.1% | +66.14% | 加仓 |
| 46 | TBNKUSD | Territorial Bancorp Inc | +0.1% | +595.92% | 加仓 |
| 47 | ✓ | +0.1% | NEW | 新建仓 | |
| 48 | FYBR | Frontier Communications Pare | 0% | NEW | 新建仓 |
| 49 | BN | Brookfield CORP | 0% | — | 不变 |
| 50 | ESGRP | Enstar Group Limited - Deposita | 0% | +20.00% | 加仓 |
根据 SEC 官方 Form 13F 申报备案，PenderFund Capital Management Ltd. 在 Q4 2024 季度的美股持仓总市值约为 US$7.8亿，共申报了 129 个公开持股仓位。
在 Q4 2024 季度，PenderFund Capital Management Ltd. 按市值排列的前三大核心持股分别为：AGCN 0.375 01-15-27 (9.9%)、SANG (7.6%)、RVNC 1.75 02-15-27 (7.4%)。其中最大持股仓位 AGCN 0.375 01-15-27 占据整体投资组合约 9.9% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
DUK 4.125 04-15-26
市值: US$3285.2万
本季最大获利了结 / 清仓标的
ESPR 4 11-15-25
前期市值: US$5294.1万
在 Q4 2024 季度中，PenderFund Capital Management Ltd. 共进行了 165 项持仓异动，包含新建仓 57 个仓位、加仓 27 个仓位、减仓 16 个仓位以及清仓 65 个仓位。 其中最大新建仓标的为 DUK 4.125 04-15-26。 本季清仓仓位包含 ESPR 4 11-15-25。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
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深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。