13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001133639
申报总市值
US$143.2亿
US$143.2亿
781 檔
15.3%
在 Q1 2026 申报期间，New York Life Investment Management LLC（CIK: 0001133639）向美国 SEC 提交的 Form 13F 报告显示，其追踪之股票投资组合总市值达 US$143.2亿，共持有 781 个公开申报仓位。
在 Q1 2026，New York Life Investment Management LLC 操作展现出积极扩展与加仓意向。本季共新建仓 21 个新仓位，并对 143 个既有持股进行加仓（合计增持 164 档），相较减仓与清仓仓位显著占优。
在资产配置集中度方面，New York Life Investment Management LLC 的前 5 大核心持股（包含 NVDA, AAPL, MSFT 等）合计占整体申报市值的 15.3%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 781 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | 股票-科技 | 5.24% | -0.15% | +4.81% | |
| 2 | AAPL | Apple Inc | 股票-科技 | 4.86% | -0.17% | +7.56% | |
| 3 | MSFT | Microsoft CORP | 股票-科技 | 3.52% | -0.49% | +3.52% | |
| 4 | AMZN | Amazon.com Inc | 股票-周期性消费 | 2.59% | -0.11% | +4.93% | |
| 5 | IQSM | Nyli Candriam US M/c Eq ETF | ETF-其他 | 2.29% | +0.03% | +35.24% | |
| 6 | CPLB | Nyli Mackay Core Plus Bond | ETF-其他 | 2.29% | -0.35% | +0.68% | |
| 7 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 2.25% | +0.16% | +7.58% | |
| 8 | IQSU | Nyli Candriam US L/c Eq ETF | ETF-其他 | 2.13% | -0.06% | +33.41% | |
| 9 | AVGO | Broadcom Inc | 股票-科技 | 1.81% | +0.03% | +5.19% | |
| 10 | LRND | Nyli US Lrg Cap R&d Lead-usd | ETF-其他 | 1.70% | +0.95% | +237.70% | |
| 11 | GOOG | Alphabet Inc-cl C | 股票-通信服务 | 1.69% | +0.04% | +3.22% | |
| 12 | META | Meta Platforms Inc-class A | 股票-通信服务 | 1.55% | -0.25% | +5.35% | |
| 13 | IQSI | Nyli Candriam Intl Eqty ETF | ETF-其他 | 1.53% | -0.01% | +5.80% | |
| 14 | MGC | Vanguard Mega Cap ETF | ETF-其他 | 1.49% | -0.09% | +5.70% | |
| 15 | TSLA | Tesla Inc | 股票-周期性消费 | 1.32% | -0.07% | +2.78% | |
| 16 | FLOT | Ishares Floating Rate Bond E | ETF-其他 | 1.31% | +0.10% | -2.80% | |
| 17 | VGSH | Vanguard Short-term Treasury | ETF-政府公债 | 1.13% | -0.51% | -18.05% | |
| 18 | SECR | Nyli Mackay Secur Inc ETF | ETF-其他 | 1.04% | +0.20% | +1.67% | |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 1.03% | -0.14% | +1.33% | |
| 20 | IQHI | Nyli Mackay High Income ETF | ETF-其他 | 0.94% | -0.11% | +20.95% | |
| 21 | LLY | Eli Lilly & Co | 股票-医疗保健 | 0.93% | +0.16% | +6.30% | |
| 22 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.93% | -0.08% | +0.35% | |
| 23 | HFXI | Nyli Ftse Intl Eq Cur Ntrl | ETF-其他 | 0.89% | -0.09% | -3.61% | |
| 24 | IWLG | Nyli Winslow Lrg Cap Grw ETF | ETF-其他 | 0.84% | -0.22% | -15.81% | |
| 25 | XOM | Exxon Mobil CORP | 股票-能源 | 0.83% | -0.28% | +0.41% | |
| 26 | IEFA | Ishares Core Msci Eafe ETF | ETF-其他 | 0.79% | -0.06% | +10.43% | |
| 27 | JNJ | Johnson & Johnson | 股票-医疗保健 | 0.69% | -0.10% | -1.79% | |
| 28 | WMT | Walmart Inc | 股票-非周期性消费 | 0.64% | -0.16% | +1.28% | |
| 29 | V | Visa Inc-class A Shares | 股票-金融 | 0.64% | -0.05% | +2.10% | |
| 30 | VEA | Vanguard Ftse Developed ETF | ETF-其他 | 0.62% | +0.10% | -10.01% | |
| 31 | AGG | Ishares Core U.s. Aggregate | ETF-其他 | 0.60% | -0.03% | +7.27% | |
| 32 | FLBL | Franklin Senior Loan ETF | ETF-其他 | 0.52% | +0.16% | +1.21% | |
| 33 | COST | Costco Wholesale CORP | 股票-非周期性消费 | 0.52% | -0.12% | +1.52% | |
| 34 | MA | Mastercard Inc - A | 股票-金融 | 0.51% | -0.08% | +1.77% | |
| 35 | MU | Micron Technology Inc | 股票-科技 | 0.48% | +0.88% | +3.00% | |
| 36 | NFLX | Netflix Inc | 股票-通信服务 | 0.48% | -0.19% | +0.95% | |
| 37 | CVX | Chevron CORP | 股票-能源 | 0.46% | -0.16% | +0.35% | |
| 38 | ABBV | Abbvie Inc | 股票-医疗保健 | 0.45% | -0.02% | +1.31% | |
| 39 | SCHA | Schwab US Small-cap ETF | ETF-其他 | 0.44% | -0.01% | +2.39% | |
| 40 | VO | Vanguard Mid-cap ETF | ETF-其他 | 0.43% | -0.04% | +9.15% | |
| 41 | PG | Procter & Gamble Co/the | 股票-非周期性消费 | 0.42% | -0.06% | +2.24% | |
| 42 | AMD | Advanced Micro Devices | 股票-科技 | 0.42% | +0.56% | +2.81% | |
| 43 | IJR | Ishares Core S&p Small-cap E | ETF-中小型股 | 0.42% | +0.09% | -0.60% | |
| 44 | CSCO | Cisco Systems Inc | 股票-科技 | 0.41% | +0.12% | +7.49% | |
| 45 | HD | Home Depot Inc | 股票-周期性消费 | 0.41% | -0.04% | +2.64% | |
| 46 | BAC | Bank Of America CORP | 股票-金融 | 0.41% | -0.02% | +1.21% | |
| 47 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-其他 | 0.40% | +0.02% | -3.00% | |
| 48 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 0.39% | -0.13% | +1.31% | |
| 49 | CAT | Caterpillar Inc | 股票-工业 | 0.39% | +0.09% | +0.74% | |
| 50 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-其他 | 0.38% | +0.06% | -18.78% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | LRND | Nyli US Lrg Cap R&d Lead-usd | +1.1% | +237.70% | 加仓 |
| 2 | IQSM | Nyli Candriam US M/c Eq ETF | +0.6% | +35.24% | 加仓 |
| 3 | IQSU | Nyli Candriam US L/c Eq ETF | +0.4% | +33.41% | 加仓 |
| 4 | XOM | Exxon Mobil CORP | +0.2% | +0.41% | 加仓 |
| 5 | VMBS | Vanguard Mortgage-backed Sec | +0.2% | +4090.45% | 加仓 |
| 6 | IQHI | Nyli Mackay High Income ETF | +0.1% | +20.95% | 加仓 |
| 7 | VRT | Vertiv Holdings Co-a | +0.1% | +2466.88% | 加仓 |
| 8 | CVX | Chevron CORP | +0.1% | +0.35% | 加仓 |
| 9 | AMAT | Applied Materials Inc | +0.1% | +7.45% | 加仓 |
| 10 | JNJ | Johnson & Johnson | +0.1% | -1.79% | 减仓 |
| 11 | LRCX | Lam Research CORP | +0.1% | +7.14% | 加仓 |
| 12 | MU | Micron Technology Inc | +0.1% | +3.00% | 加仓 |
| 13 | GEV | GE Vernova Inc | +0.1% | +2.33% | 加仓 |
| 14 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +10.43% | 加仓 |
| 15 | COST | Costco Wholesale CORP | +0.1% | +1.52% | 加仓 |
| 16 | CAT | Caterpillar Inc | +0.1% | +0.74% | 加仓 |
| 17 | SNDK | Sandisk CORP | +0.1% | +7.42% | 加仓 |
| 18 | WBD | Warner Bros Discovery Inc | +0.1% | +86.20% | 加仓 |
| 19 | IQSI | Nyli Candriam Intl Eqty ETF | +0.1% | +5.80% | 加仓 |
| 20 | WMT | Walmart Inc | +0.1% | +1.28% | 加仓 |
| 21 | WTRG | Essential Utilities Inc | +0.1% | +769.87% | 加仓 |
| 22 | VZ | Verizon Communications Inc | +0.1% | +2.65% | 加仓 |
| 23 | INTC | Intel CORP | +0.1% | +7.22% | 加仓 |
| 24 | COP | Conocophillips | +0.1% | +0.46% | 加仓 |
| 25 | PEP | Pepsico Inc | +0.1% | +11.00% | 加仓 |
| 26 | DE | Deere & Co | +0.1% | +11.36% | 加仓 |
| 27 | WDC | Western Digital CORP | +0.1% | +8.59% | 加仓 |
| 28 | USIG | Ishares Broad Usd Investment | +0.1% | +34.06% | 加仓 |
| 29 | GLW | Corning Inc | 0% | +2.91% | 加仓 |
| 30 | KLAC | Kla CORP | 0% | +2.73% | 加仓 |
| 31 | MRK | Merck & Co. Inc. | 0% | +1.31% | 加仓 |
| 32 | PEN | Penumbra Inc | 0% | +476.41% | 加仓 |
| 33 | VTV | Vanguard Value ETF | 0% | +31.14% | 加仓 |
| 34 | VGIT | Vanguard Intermediate-term T | 0% | +27.89% | 加仓 |
| 35 | T | At&t Inc | 0% | +1.20% | 加仓 |
| 36 | LITE | Lumentum Holdings Inc | 0% | +44.31% | 加仓 |
| 37 | WBS | Webster Financial CORP | 0% | +787.84% | 加仓 |
| 38 | PM | Philip Morris International | 0% | +10.52% | 加仓 |
| 39 | NEE | Nextera Energy Inc | 0% | +2.83% | 加仓 |
| 40 | DBMF | Imgp Dbi Managed Futures Str | 0% | +19.68% | 加仓 |
| 41 | AGG | Ishares Core U.s. Aggregate | 0% | +7.27% | 加仓 |
| 42 | VLO | Valero Energy CORP | 0% | +1.86% | 加仓 |
| 43 | USHY | Ishares Broad Usd High Yield | 0% | +14.26% | 加仓 |
| 44 | ADI | Analog Devices Inc | 0% | +1.98% | 加仓 |
| 45 | KO | Coca-cola Co/the | 0% | +1.23% | 加仓 |
| 46 | GILD | Gilead Sciences Inc | 0% | +2.79% | 加仓 |
| 47 | MPC | Marathon Petroleum CORP | 0% | +0.46% | 加仓 |
| 48 | EQIX | Equinix Inc | 0% | +2.70% | 加仓 |
| 49 | PSX | Phillips 66 | 0% | +1.31% | 加仓 |
| 50 | ICVT | Ishares Convertible Bond ETF | 0% | +7.24% | 加仓 |
根据 SEC 官方 Form 13F 申报备案，New York Life Investment Management LLC 在 Q1 2026 季度的美股持仓总市值约为 US$143.2亿，共申报了 781 个公开持股仓位。
在 Q1 2026 季度，New York Life Investment Management LLC 按市值排列的前三大核心持股分别为：NVDA (5.2%)、AAPL (4.9%)、MSFT (3.5%)。其中最大持股仓位 NVDA 占据整体投资组合约 5.2% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
CIEN
市值: US$759.9万
本季最大获利了结 / 清仓标的
DAY
前期市值: US$1133.2万
在 Q1 2026 季度中，New York Life Investment Management LLC 共进行了 199 项持仓异动，包含新建仓 21 个仓位、加仓 143 个仓位、减仓 19 个仓位以及清仓 16 个仓位。 其中最大新建仓标的为 CIEN。 本季清仓仓位包含 DAY。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。