13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0001409765
申报总市值
US$2.2亿
US$2.2亿
94 檔
19.5%
Q3 2025 季度申报显示，Guinness Atkinson Asset Management Inc 披露的美股组合总市值为 US$2.2亿，涵盖 94 个不同之权益投资仓位。
在 Q3 2025，Guinness Atkinson Asset Management Inc 进行了温和的常态性持仓调整（包含新建仓 9 档、加仓 8 档、减仓 24 档与清仓 0 档），整体投资组合架构维持相对稳定。
在资产配置集中度方面，Guinness Atkinson Asset Management Inc 的前 5 大核心持股（包含 TSM, NVDA, AVGO 等）合计占整体申报市值的 19.5%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 4.53% | +1.17% | -19.12% | |
| 2 | NVDA | Nvidia CORP | 股票-科技 | 4.24% | +0.03% | -7.60% | |
| 3 | AVGO | Broadcom Inc | 股票-科技 | 4.09% | +0.37% | +248.22% | |
| 4 | APH | Amphenol Corp-cl A | 股票-科技 | 4.02% | +0.65% | -26.50% | |
| 5 | MSFT | Microsoft CORP | 股票-科技 | 3.73% | -0.41% | -6.61% | |
| 6 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 3.61% | +0.27% | -7.94% | |
| 7 | MDT | Medtronic plc | 股票-医疗保健 | 3.47% | -0.49% | — | |
| 8 | META | Meta Platforms Inc-class A | 股票-通信服务 | 3.36% | -0.37% | -7.92% | |
| 9 | LRCX | Lam Research CORP | 股票-科技 | 3.33% | +1.20% | -23.07% | |
| 10 | KLAC | Kla CORP | 股票-科技 | 3.29% | +1.42% | -20.30% | |
| 11 | NFLX | Netflix Inc | 股票-通信服务 | 3.28% | -1.26% | -7.90% | |
| 12 | MA | Mastercard Inc - A | 股票-金融 | 3.24% | -0.29% | -7.93% | |
| 13 | V | Visa Inc-class A Shares | 股票-金融 | 3.02% | — | -7.93% | |
| 14 | AMAT | Applied Materials Inc | 股票-科技 | 2.99% | +1.52% | -7.77% | |
| 15 | AMZN | Amazon.com Inc | 股票-周期性消费 | 2.96% | +0.02% | -7.93% | |
| 16 | AME | Ametek Inc | 股票-工业 | 2.92% | -0.02% | -7.93% | |
| 17 | INTU | Intuit Inc | 股票-科技 | 2.92% | -2.02% | EXIT | |
| 18 | ICE | Intercontinental Exchange In | 股票-金融 | 2.89% | -0.76% | -7.93% | |
| 19 | AAPL | Apple Inc | 股票-科技 | 2.75% | +0.01% | -7.93% | |
| 20 | DHR | Danaher CORP | 股票-医疗保健 | 2.70% | -0.33% | +9.26% | |
| 21 | ROP | Roper Technologies Inc | 股票-科技 | 2.64% | -0.51% | +9.62% | |
| 22 | TMO | Thermo Fisher Scientific Inc | 股票-医疗保健 | 2.51% | -0.31% | +10.59% | |
| 23 | CRM | Salesforce Inc | 股票-科技 | 2.37% | -0.79% | +11.81% | |
| 24 | ADBE | Adobe Inc | 股票-科技 | 2.31% | -2.27% | EXIT | |
| 25 | ETN | Eaton Corporation plc | 股票-工业 | 1.24% | -0.05% | — | |
| 26 | NTES | Netease Inc-adr | 股票-通信服务 | 1.03% | +0.22% | +0.48% | |
| 27 | AFL | Aflac Inc | 股票-金融 | 0.79% | -0.01% | +8.88% | |
| 28 | BIDU | Baidu Inc - Spon Adr | 股票-通信服务 | 0.76% | -0.05% | — | |
| 29 | BLK | Blackrock Inc | 股票-金融 | 0.64% | -0.08% | — | |
| 30 | ABBV | Abbvie Inc | 股票-医疗保健 | 0.63% | -0.02% | — | |
| 31 | JNJ | Johnson & Johnson | 股票-医疗保健 | 0.62% | -0.08% | — | |
| 32 | CME | Cme Group Inc | 股票-金融 | 0.60% | -0.21% | — | |
| 33 | CSCO | Cisco Systems Inc | 股票-科技 | 0.57% | +0.16% | — | |
| 34 | MDLZ | Mondelez International Inc-a | 股票-非周期性消费 | 0.57% | -0.10% | — | |
| 35 | JD | Jd.com Inc-adr | 股票-周期性消费 | 0.55% | -0.11% | — | |
| 36 | EMR | Emerson Electric Co | 股票-工业 | 0.54% | -0.04% | — | |
| 37 | ITW | Illinois Tool Works | 股票-工业 | 0.54% | -0.07% | — | |
| 38 | TXN | Texas Instruments Inc | 股票-科技 | 0.54% | +0.15% | — | |
| 39 | KO | Coca-cola Co/the | 股票-非周期性消费 | 0.52% | -0.06% | — | |
| 40 | PEP | Pepsico Inc | 股票-非周期性消费 | 0.52% | -0.15% | — | |
| 41 | AJG | Arthur J Gallagher & Co | 股票-金融 | 0.50% | -0.06% | — | |
| 42 | OTIS | Otis Worldwide CORP | 股票-工业 | 0.50% | -0.11% | — | |
| 43 | PG | Procter & Gamble Co/the | 股票-非周期性消费 | 0.49% | -0.08% | — | |
| 44 | PAYX | Paychex Inc | 股票-科技 | 0.46% | -0.06% | — | |
| 45 | APTV | Aptiv PLC | 股票-周期性消费 | 0.45% | -0.12% | — | |
| 46 | HUBB | Hubbell Inc | 股票-工业 | 0.45% | -0.12% | -0.90% | |
| 47 | NEE | Nextera Energy Inc | 股票-公用事业 | 0.43% | -0.17% | -0.97% | |
| 48 | TT | Trane Technologies plc | 股票-工业 | 0.42% | -0.06% | — | |
| 49 | NXPI | NXP Semiconductors N.V. | 股票-科技 | 0.41% | +0.05% | — | |
| 50 | BABA | Alibaba Group Holding-sp Adr | 股票-周期性消费 | 0.41% | -0.08% | — |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | AVGO | Broadcom Inc | +3.3% | +248.22% | 加仓 |
| 2 | NVDA | Nvidia CORP | +0.6% | -7.60% | 减仓 |
| 3 | GOOGL | Alphabet Inc-cl A | +0.5% | -7.94% | 减仓 |
| 4 | TSM | Taiwan Semiconductor-sp Adr | +0.3% | -19.12% | 减仓 |
| 5 | LRCX | Lam Research CORP | +0.3% | -23.07% | 减仓 |
| 6 | BIDU | Baidu Inc - Spon Adr | +0.2% | — | 不变 |
| 7 | AMRC | Ameresco Inc-cl A | +0.1% | -0.92% | 减仓 |
| 8 | NTES | Netease Inc-adr | +0.1% | +0.48% | 减仓 |
| 9 | QCOM | Qualcomm Inc | +0.1% | +42.25% | 加仓 |
| 10 | FSLR | First Solar Inc | +0.1% | -0.94% | 减仓 |
| 11 | MSFT | Microsoft CORP | +0.1% | -6.61% | 减仓 |
| 12 | AMAT | Applied Materials Inc | 0% | -7.77% | 减仓 |
| 13 | BLK | Blackrock Inc | 0% | — | 不变 |
| 14 | IBP | Installed Building Products | 0% | -0.93% | 减仓 |
| 15 | TSLA | Tesla Inc | 0% | — | 减仓 |
| 16 | VLO | Valero Energy CORP | 0% | — | 不变 |
| 17 | EMR | Emerson Electric Co | — | — | 不变 |
| 18 | HUBB | Hubbell Inc | — | -0.90% | 减仓 |
| 19 | APH | Amphenol Corp-cl A | 0% | -26.50% | 减仓 |
| 20 | AFL | Aflac Inc | 0% | +8.88% | 加仓 |
| 21 | KLAC | Kla CORP | -0.1% | -20.30% | 减仓 |
| 22 | JNJ | Johnson & Johnson | -0.1% | — | 不变 |
| 23 | ENPH | Enphase Energy Inc | -0.1% | -0.90% | 减仓 |
| 24 | THRM | Gentherm Inc | -0.1% | — | 减仓 |
| 25 | OTIS | Otis Worldwide CORP | -0.2% | — | 不变 |
| 26 | AJG | Arthur J Gallagher & Co | -0.2% | — | 不变 |
| 27 | PAYX | Paychex Inc | -0.2% | — | 不变 |
| 28 | JD | Jd.com Inc-adr | -0.2% | — | 不变 |
| 29 | DHR | Danaher CORP | -0.2% | +9.26% | 加仓 |
| 30 | META | Meta Platforms Inc-class A | -0.2% | -7.92% | 减仓 |
| 31 | ADBE | Adobe Inc | -0.5% | +12.39% | 加仓 |
| 32 | AAPL | Apple Inc | -0.6% | -7.93% | 减仓 |
| 33 | CRM | Salesforce Inc | -0.6% | +11.81% | 加仓 |
| 34 | TMO | Thermo Fisher Scientific Inc | -0.6% | +10.59% | 加仓 |
| 35 | INTU | Intuit Inc | -0.6% | -7.93% | 减仓 |
| 36 | NFLX | Netflix Inc | -0.6% | -7.90% | 减仓 |
| 37 | AME | Ametek Inc | -0.8% | -7.93% | 减仓 |
| 38 | ROP | Roper Technologies Inc | -1% | +9.62% | 加仓 |
| 39 | MA | Mastercard Inc - A | -1.1% | -7.93% | 减仓 |
| 40 | ICE | Intercontinental Exchange In | -1.2% | -7.93% | 减仓 |
| 41 | V | Visa Inc-class A Shares | -1.3% | -7.93% | 减仓 |
| 42 | MDT | Medtronic plc | — | NEW | 新建仓 |
| 43 | ETN | Eaton Corporation plc | — | NEW | 新建仓 |
| 44 | APTV | Aptiv PLC | — | NEW | 新建仓 |
| 45 | TT | Trane Technologies plc | — | NEW | 新建仓 |
| 46 | NXPI | NXP Semiconductors N.V. | — | NEW | 新建仓 |
| 47 | ST | Sensata Technologies Holding plc | — | NEW | 新建仓 |
| 48 | HDB | Hdfc Bank Ltd-adr | — | NEW | 新建仓 |
| 49 | TEL | TE Connectivity plc | — | NEW | 新建仓 |
| 50 | TRP | Tc Energy CORP | — | NEW | 新建仓 |
根据 SEC 官方 Form 13F 申报备案，Guinness Atkinson Asset Management Inc 在 Q3 2025 季度的美股持仓总市值约为 US$2.2亿，共申报了 94 个公开持股仓位。
在 Q3 2025 季度，Guinness Atkinson Asset Management Inc 按市值排列的前三大核心持股分别为：TSM (4.5%)、NVDA (4.2%)、AVGO (4.1%)。其中最大持股仓位 TSM 占据整体投资组合约 4.5% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
MDT
市值: US$729.8万
本季最大获利了结 / 清仓标的
MA
前期市值: US$772.4万
在 Q3 2025 季度中，Guinness Atkinson Asset Management Inc 共进行了 41 项持仓异动，包含新建仓 9 个仓位、加仓 8 个仓位、减仓 24 个仓位以及清仓 0 个仓位。 其中最大新建仓标的为 MDT。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。