13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0002109857
申报总市值
US$4421.6万
US$4421.6万
123 檔
61.5%
在 Q1 2026 的 13F 官方备案中，Garton & Associates Financial Advisors LLC 管理的美股投资组合规模来到 US$4421.6万，整体持股档数为 123 档。
在 Q1 2026，Garton & Associates Financial Advisors LLC 展现出较为审慎的避险与获利了结姿态。本季共减仓 32 个仓位并完全清仓 147 档持股，调降曝光的仓位数量高于加仓动作。
在资产配置集中度方面，Garton & Associates Financial Advisors LLC 的前 5 大核心持股（包含 SWVXX, FBGRX, AAPL 等）合计占整体申报市值的 61.5%，反映机构在主要关键仓位上的权重分布。
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SWVXX | Schwa Prime Adv Money Fd-inv | 股票-其他 | 6.71% | -6.71% | EXIT | |
| 2 | FBGRX | Fidelity Blue Chip Growth | 股票-其他 | 4.28% | -4.28% | EXIT | |
| 3 | AAPL | Apple Inc | 股票-科技 | 4.16% | +8.31% | -3.28% | |
| 4 | AVGO | Broadcom Inc | 股票-科技 | 3.64% | +8.78% | -9.91% | |
| 5 | AMZN | Amazon.com Inc | 股票-周期性消费 | 3.48% | +4.94% | -9.85% | |
| 6 | FAGIX | Fidelity Capital & Income | 股票-其他 | 3.45% | -3.45% | EXIT | |
| 7 | MSFT | Microsoft CORP | 股票-科技 | 3.17% | -3.17% | EXIT | |
| 8 | FTHSX | Fullthaler Beh S/c Eqty-inst | 股票-其他 | 2.96% | -2.96% | EXIT | |
| 9 | TRAIX | T Rowe Pr Captl Apprec-i | 股票-其他 | 2.49% | -2.49% | EXIT | |
| 10 | FTXSX | Fullthaler Beh S/c Grw-inst | 股票-其他 | 2.43% | -2.43% | EXIT | |
| 11 | PNAIX | T Rowe Price All-cap Opp-i | 股票-其他 | 2.42% | -2.42% | EXIT | |
| 12 | AMBFX | American Balanced Fund-f2 | 股票-其他 | 2.38% | -2.38% | EXIT | |
| 13 | QQQM | Invesco Nasdaq 100 ETF | ETF-科技型 | 2.01% | +6.56% | +5.99% | |
| 14 | DUK | Duke Energy CORP | 股票-公用事业 | 1.72% | +3.08% | -16.37% | |
| 15 | PEP | Pepsico Inc | 股票-非周期性消费 | 1.67% | +2.10% | -0.08% | |
| 16 | FIS | Fidelity National Info Serv | 股票-科技 | 1.62% | -1.62% | EXIT | |
| 17 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 1.61% | -1.61% | EXIT | |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 1.56% | -1.56% | EXIT | |
| 19 | SON | Sonoco Products Co | 股票-周期性消费 | 1.49% | -1.49% | EXIT | |
| 20 | TCAF | T Rowe Prc Cap Appreciation | ETF-其他 | 1.45% | +3.29% | +7.14% | |
| 21 | CVX | Chevron CORP | 股票-能源 | 1.44% | -1.44% | EXIT | |
| 22 | APGYX | AB Large Cap Growth-adv | 股票-其他 | 1.39% | -1.39% | EXIT | |
| 23 | EXC | Exelon CORP | 股票-公用事业 | 1.33% | +1.72% | -17.48% | |
| 24 | VYMI | Vanguard Int High Dvd Yld In | ETF-其他 | 1.27% | +2.65% | +1.45% | |
| 25 | UNP | Union Pacific CORP | 股票-工业 | 1.27% | -1.27% | EXIT | |
| 26 | AZN | AstraZeneca PLC | 股票-医疗保健 | 1.16% | -1.16% | EXIT | |
| 27 | HAS | Hasbro Inc | 股票-周期性消费 | 1.14% | +1.20% | -38.45% | |
| 28 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 1.05% | -1.05% | EXIT | |
| 29 | SNAXX | Schwa Prime Adv Money Fd-ult | 股票-其他 | 1.03% | -1.03% | EXIT | |
| 30 | AMCR | Amcor plc | 股票-周期性消费 | 1.00% | +3.80% | — | |
| 31 | GNTX | Gentex CORP | 股票-周期性消费 | 0.97% | +2.25% | — | |
| 32 | MAEGX | Blackrock Uncon Equi Fd Inst | 股票-其他 | 0.97% | -0.97% | EXIT | |
| 33 | KO | Coca-cola Co/the | 股票-非周期性消费 | 0.93% | +2.14% | +29.68% | |
| 34 | RBCAA | Republic Bancorp Inc-class A | 股票-其他 | 0.93% | +2.25% | +0.46% | |
| 35 | ACN | Accenture plc | 股票-科技 | 0.90% | -0.90% | EXIT | |
| 36 | PNC | Pnc Financial Services Group | 股票-金融 | 0.89% | -0.89% | EXIT | |
| 37 | IBM | Intl Business Machines CORP | 股票-科技 | 0.88% | -0.88% | EXIT | |
| 38 | WMT | Walmart Inc | 股票-非周期性消费 | 0.84% | -0.84% | EXIT | |
| 39 | VYM | Vanguard High Dvd Yield ETF | ETF-其他 | 0.80% | -0.80% | EXIT | |
| 40 | MDT | Medtronic plc | 股票-医疗保健 | 0.78% | -0.78% | EXIT | |
| 41 | HRSMX | Hood River Small Cap Gr-inst | 股票-其他 | 0.77% | -0.77% | EXIT | |
| 42 | TBCIX | T Rowe Pr Blue Chip Grow-i | 股票-其他 | 0.71% | -0.71% | EXIT | |
| 43 | SNOXX | Schwab Trsry Obl Mny-inv | 股票-其他 | 0.70% | -0.70% | EXIT | |
| 44 | ENB | Enbridge Inc | 股票-能源 | 0.69% | +1.21% | -30.40% | |
| 45 | FSELX | Select Semiconductors Port | 股票-其他 | 0.66% | -0.66% | EXIT | |
| 46 | FDGRX | Fidelity Growth Company-rtl | 股票-其他 | 0.61% | -0.61% | EXIT | |
| 47 | PIMIX | Pimco Income Fund-ins | 股票-其他 | 0.57% | -0.57% | EXIT | |
| 48 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 0.56% | -0.56% | EXIT | |
| 49 | ABBV | Abbvie Inc | 股票-医疗保健 | 0.54% | +5.29% | -66.81% | |
| 50 | FOCPX | Fidelity Otc Portfolio | 股票-其他 | 0.52% | -0.52% | EXIT |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | SWVXX | Schwa Prime Adv Money Fd-inv | +1.7% | -7.74% | 减仓 |
| 2 | FAGIX | Fidelity Capital & Income | +1.5% | +20.67% | 加仓 |
| 3 | AAPL | Apple Inc | +1% | -3.28% | 减仓 |
| 4 | SNAXX | Schwa Prime Adv Money Fd-ult | +1% | +1526.55% | 加仓 |
| 5 | AMBFX | American Balanced Fund-f2 | +0.9% | +10.19% | 加仓 |
| 6 | UNP | Union Pacific CORP | +0.7% | +42.63% | 加仓 |
| 7 | CVX | Chevron CORP | +0.7% | -7.34% | 减仓 |
| 8 | SON | Sonoco Products Co | +0.7% | -1.58% | 减仓 |
| 9 | PEP | Pepsico Inc | +0.6% | -0.08% | 减仓 |
| 10 | MSFT | Microsoft CORP | +0.6% | +10.32% | 加仓 |
| 11 | AMZN | Amazon.com Inc | +0.6% | -9.85% | 减仓 |
| 12 | AVGO | Broadcom Inc | +0.5% | -9.91% | 减仓 |
| 13 | IBM | Intl Business Machines CORP | +0.5% | +113.08% | 加仓 |
| 14 | PNAIX | T Rowe Price All-cap Opp-i | +0.5% | -2.62% | 减仓 |
| 15 | MDT | Medtronic plc | +0.5% | +132.76% | 加仓 |
| 16 | KO | Coca-cola Co/the | +0.5% | +29.68% | 加仓 |
| 17 | DUK | Duke Energy CORP | +0.5% | -16.37% | 减仓 |
| 18 | VYMI | Vanguard Int High Dvd Yld In | +0.5% | +1.45% | 加仓 |
| 19 | EXC | Exelon CORP | +0.4% | -17.48% | 减仓 |
| 20 | HRSMX | Hood River Small Cap Gr-inst | +0.3% | +5.69% | 加仓 |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.3% | -12.58% | 减仓 |
| 22 | PRU | Prudential Financial Inc | +0.3% | +1445.41% | 加仓 |
| 23 | QQQ | Invesco Qqq Trust Series 1 | +0.3% | -3.81% | 减仓 |
| 24 | APGYX | AB Large Cap Growth-adv | +0.2% | -12.06% | 减仓 |
| 25 | ALZFX | Alger Focus Equity Fund-z | +0.1% | +70.49% | 加仓 |
| 26 | ENB | Enbridge Inc | +0.1% | -30.40% | 减仓 |
| 27 | TSLA | Tesla Inc | +0.1% | -6.31% | 减仓 |
| 28 | PFE | Pfizer Inc | 0% | -31.90% | 减仓 |
| 29 | HAS | Hasbro Inc | 0% | -38.45% | 减仓 |
| 30 | MAEGX | Blackrock Uncon Equi Fd Inst | 0% | -27.09% | 减仓 |
| 31 | TBCIX | T Rowe Pr Blue Chip Grow-i | 0% | -19.97% | 减仓 |
| 32 | ETILX | Eventide Gilead Fund-i | 0% | -21.72% | 减仓 |
| 33 | NVDA | Nvidia CORP | 0% | -27.95% | 减仓 |
| 34 | EPD | Enterprise Products Partners | 0% | -42.38% | 减仓 |
| 35 | SPHY | Ss Spdr P High Yield ETF | -0.1% | -48.36% | 减仓 |
| 36 | HD | Home Depot Inc | -0.1% | -47.60% | 减仓 |
| 37 | META | Meta Platforms Inc-class A | -0.2% | -64.03% | 减仓 |
| 38 | FANG | Diamondback Energy Inc | -0.2% | -73.13% | 减仓 |
| 39 | HSBC | Hsbc Holdings Plc-spons Adr | -0.3% | -65.71% | 减仓 |
| 40 | GOOGL | Alphabet Inc-cl A | -0.4% | -40.87% | 减仓 |
| 41 | PICMX | Virtus Kar Mid-cap Grwth-i | -0.6% | -73.10% | 减仓 |
| 42 | ABBV | Abbvie Inc | -0.6% | -66.81% | 减仓 |
| 43 | JPM | Jpmorgan Chase & Co | -0.9% | -74.72% | 减仓 |
| 44 | PNC | Pnc Financial Services Group | -1.7% | -76.37% | 减仓 |
| 45 | FIS | Fidelity National Info Serv | — | NEW | 新建仓 |
| 46 | LLY | Eli Lilly & Co | — | EXIT | 清仓 |
| 47 | AZN | AstraZeneca PLC | — | NEW | 新建仓 |
| 48 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | 清仓 |
| 49 | AMCR | Amcor plc | — | NEW | 新建仓 |
| 50 | GNTX | Gentex CORP | — | NEW | 新建仓 |
根据 SEC 官方 Form 13F 申报备案，Garton & Associates Financial Advisors LLC 在 Q1 2026 季度的美股持仓总市值约为 US$4421.6万，共申报了 123 个公开持股仓位。
在 Q1 2026 季度，Garton & Associates Financial Advisors LLC 按市值排列的前三大核心持股分别为：SWVXX (6.7%)、FBGRX (4.3%)、AAPL (4.2%)。其中最大持股仓位 SWVXX 占据整体投资组合约 6.7% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
FIS
市值: US$198.0万
本季最大获利了结 / 清仓标的
LLY
前期市值: US$193.1万
在 Q1 2026 季度中，Garton & Associates Financial Advisors LLC 共进行了 200 项持仓异动，包含新建仓 9 个仓位、加仓 12 个仓位、减仓 32 个仓位以及清仓 147 个仓位。 其中最大新建仓标的为 FIS。 本季清仓仓位包含 LLY。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。