13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0001009207
申报总市值
US$2102.0亿
US$2102.0亿
3189 檔
6.6%
Q1 2024 季度申报显示，D. E. Shaw & Co., Inc. 披露的美股组合总市值为 US$2102.0亿，涵盖 3189 个不同之权益投资仓位。
D. E. Shaw & Co., Inc. 在 Q1 2024 进行了结构性的板块轮动与仓位换股。在开立 2 个全新仓位及加仓 22 档持股的同时，亦同步清仓 2 档并减仓 24 档标的。
在资产配置集中度方面，D. E. Shaw & Co., Inc. 的前 5 大核心持股（包含 MSFT, AAPL, NVDA 等）合计占整体申报市值的 6.6%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 3189 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | 股票-科技 | 2.94% | -0.81% | +1.96% | |
| 2 | AAPL | Apple Inc | 股票-科技 | 2.73% | -0.39% | +22.63% | |
| 3 | NVDA | Nvidia CORP | 股票-科技 | 2.55% | +0.20% | -43.94% | |
| 4 | AMZN | Amazon.com Inc | 股票-周期性消费 | 1.87% | +0.58% | -33.56% | |
| 5 | META | Meta Platforms Inc-class A | 股票-通信服务 | 1.73% | +0.13% | -40.32% | |
| 6 | NFLX | Netflix Inc | 股票-通信服务 | 1.50% | -0.06% | -21.39% | |
| 7 | CMG | Chipotle Mexican Grill Inc | 股票-周期性消费 | 1.32% | -0.11% | -18.85% | |
| 8 | UBER | Uber Technologies Inc | 股票-工业 | 1.12% | -0.07% | -23.10% | |
| 9 | TSLA | Tesla Inc | 股票-周期性消费 | 1.10% | -0.39% | +30.85% | |
| 10 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 1.07% | +0.86% | — | |
| 11 | V | Visa Inc-class A Shares | 股票-金融 | 1.07% | +0.02% | +81.38% | |
| 12 | BKNG | Booking Holdings Inc | 股票-周期性消费 | 0.95% | -0.23% | -40.92% | |
| 13 | PFE | Pfizer Inc | 股票-医疗保健 | 0.94% | -0.22% | +48.34% | |
| 14 | AMD | Advanced Micro Devices | 股票-科技 | 0.92% | +0.74% | -49.50% | |
| 15 | C | Citigroup Inc | 股票-金融 | 0.83% | +0.01% | -37.85% | |
| 16 | CRWD | Crowdstrike Holdings Inc - A | 股票-科技 | 0.77% | +0.36% | -4.59% | |
| 17 | GM | General Motors Co | 股票-周期性消费 | 0.74% | -0.03% | +25.52% | |
| 18 | BAC | Bank Of America CORP | 股票-金融 | 0.70% | +0.04% | +11.92% | |
| 19 | RCL | Royal Caribbean Cruises Ltd. | 股票-周期性消费 | 0.67% | -0.01% | -10.92% | |
| 20 | AVGO | Broadcom Inc | 股票-科技 | 0.66% | -0.80% | -1.86% | |
| 21 | XOM | Exxon Mobil CORP | 股票-能源 | 0.65% | -0.07% | -49.15% | |
| 22 | LLY | Eli Lilly & Co | 股票-医疗保健 | 0.62% | -0.12% | +2.83% | |
| 23 | HES | Hess CORP | 股票-其他 | 0.57% | — | +316.67% | |
| 24 | ORCL | Oracle CORP | 股票-科技 | 0.57% | -0.08% | +108.74% | |
| 25 | GS | Goldman Sachs Group Inc | 股票-金融 | 0.54% | +0.14% | -12.81% | |
| 26 | MA | Mastercard Inc - A | 股票-金融 | 0.53% | +0.18% | +122.16% | |
| 27 | LNG | Cheniere Energy Inc | 股票-能源 | 0.51% | -0.04% | +94.45% | |
| 28 | MU | Micron Technology Inc | 股票-科技 | 0.51% | +0.28% | -35.36% | |
| 29 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 0.50% | -0.32% | -19.69% | |
| 30 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 0.50% | +0.08% | -37.19% | |
| 31 | PGR | Progressive CORP | 股票-金融 | 0.48% | -0.03% | +152.20% | |
| 32 | ADBE | Adobe Inc | 股票-科技 | 0.47% | -0.07% | +42.78% | |
| 33 | PXDEUR | Pioneer Natural Resources Co | 股票-其他 | 0.46% | — | +74.79% | |
| 34 | SMCIUSD | Super Micro Computer Inc | 股票-其他 | 0.46% | — | -0.62% | |
| 35 | AXP | American Express Co | 股票-金融 | 0.46% | -0.09% | +40.34% | |
| 36 | NU | Nu Holdings Ltd. | 股票-金融 | 0.45% | -0.01% | -13.17% | |
| 37 | WMT | Walmart Inc | 股票-非周期性消费 | 0.42% | — | +196.91% | |
| 38 | CVNA | Carvana Co | 股票-周期性消费 | 0.41% | -0.04% | +12.54% | |
| 39 | SBUX | Starbucks CORP | 股票-周期性消费 | 0.41% | -0.04% | +40.75% | |
| 40 | DVN | Devon Energy CORP | 股票-能源 | 0.41% | +0.13% | +29.20% | |
| 41 | BABA | Alibaba Group Holding-sp Adr | 股票-周期性消费 | 0.41% | -0.15% | +26.59% | |
| 42 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.41% | -0.44% | -21.85% | |
| 43 | TMUS | T-mobile US Inc | 股票-通信服务 | 0.41% | -0.06% | -13.10% | |
| 44 | PYPL | Paypal Holdings Inc | 股票-金融 | 0.41% | -0.04% | -6.59% | |
| 45 | RCL 6 08-15-25债券 | Royal Caribbean Cruises | 债券 | 0.40% | — | +3.96% | |
| 46 | EL | Estee Lauder Companies-cl A | 股票-非周期性消费 | 0.40% | +0.01% | +5.97% | |
| 47 | ROST | Ross Stores Inc | 股票-周期性消费 | 0.40% | -0.33% | +45.25% | |
| 48 | PANW | Palo Alto Networks Inc | 股票-科技 | 0.40% | +0.04% | -26.50% | |
| 49 | ASML | ASML Holding N.V. | 股票-科技 | 0.40% | -0.33% | +106.14% | |
| 50 | AFRM | Affirm Holdings Inc | 股票-金融 | 0.39% | -0.02% | +4.42% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +1.1% | NEW | 新建仓 |
| 2 | V | Visa Inc-class A Shares | +0.5% | +81.38% | 加仓 |
| 3 | HES | Hess CORP | +0.4% | +316.67% | 加仓 |
| 4 | ORCL | Oracle CORP | +0.3% | +108.74% | 加仓 |
| 5 | PGR | Progressive CORP | +0.3% | +152.20% | 加仓 |
| 6 | SMCIUSD | Super Micro Computer Inc | +0.3% | -0.62% | 减仓 |
| 7 | MSFT | Microsoft CORP | +0.3% | +1.96% | 加仓 |
| 8 | MA | Mastercard Inc - A | +0.3% | +122.16% | 加仓 |
| 9 | PFE | Pfizer Inc | +0.3% | +48.34% | 加仓 |
| 10 | GM | General Motors Co | +0.3% | +25.52% | 加仓 |
| 11 | ARM | Arm Holdings Plc-adr | +0.3% | NEW | 新建仓 |
| 12 | ASML | ASML Holding N.V. | +0.3% | +106.14% | 加仓 |
| 13 | AMAT | Applied Materials Inc | +0.2% | +124.58% | 加仓 |
| 14 | VCIT | Vanguard Int-term Corporate | +0.2% | +230.54% | 加仓 |
| 15 | PXDEUR | Pioneer Natural Resources Co | +0.2% | +74.79% | 加仓 |
| 16 | LNG | Cheniere Energy Inc | +0.2% | +94.45% | 加仓 |
| 17 | SHEL | Shell Plc-adr | +0.2% | +414.79% | 加仓 |
| 18 | ZTS | Zoetis Inc | +0.2% | +19374.87% | 加仓 |
| 19 | AXP | American Express Co | +0.2% | +40.34% | 加仓 |
| 20 | 6D8 | Dupont De Nemours Inc | +0.2% | +1673.00% | 加仓 |
| 21 | CVNA | Carvana Co | +0.2% | +12.54% | 加仓 |
| 22 | AAPL | Apple Inc | +0.2% | +22.63% | 加仓 |
| 23 | ADM | Archer-daniels-midland Co | +0.2% | +300.53% | 加仓 |
| 24 | OKTA | Okta Inc | +0.2% | +432.65% | 加仓 |
| 25 | LLY | Eli Lilly & Co | +0.2% | +2.83% | 加仓 |
| 26 | BMY | Bristol-myers Squibb Co | -0.2% | -53.09% | 减仓 |
| 27 | PANW | Palo Alto Networks Inc | -0.2% | -26.50% | 减仓 |
| 28 | SNOW | Snowflake Inc | -0.2% | -74.22% | 减仓 |
| 29 | FICO | Fair Isaac CORP | -0.2% | -53.83% | 减仓 |
| 30 | EQT 1.75 05-01-26债券 | Eqt CORP | -0.2% | EXIT | 清仓 |
| 31 | FISV | Fiserv Inc | -0.2% | -76.93% | 减仓 |
| 32 | JNJ | Johnson & Johnson | -0.2% | -40.18% | 减仓 |
| 33 | GOOG | Alphabet Inc-cl C | -0.2% | -47.05% | 减仓 |
| 34 | ZS | Zscaler Inc | -0.2% | -48.38% | 减仓 |
| 35 | AZO | Autozone Inc | -0.2% | -48.75% | 减仓 |
| 36 | PDD | Pdd Holdings Inc | -0.3% | -40.66% | 减仓 |
| 37 | GOOGL | Alphabet Inc-cl A | -0.3% | -37.19% | 减仓 |
| 38 | EMB | Ishares Jp Morgan Usd Emergi | -0.3% | EXIT | 清仓 |
| 39 | C | Citigroup Inc | -0.3% | -37.85% | 减仓 |
| 40 | HD | Home Depot Inc | -0.3% | -54.88% | 减仓 |
| 41 | ROKU | Roku Inc | -0.3% | -61.67% | 减仓 |
| 42 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | -0.3% | -76.12% | 减仓 |
| 43 | RIVN | Rivian Automotive Inc-a | -0.3% | -41.74% | 减仓 |
| 44 | LULU | Lululemon Athletica Inc | -0.4% | -61.29% | 减仓 |
| 45 | MELI | Mercadolibre Inc | -0.4% | -65.00% | 减仓 |
| 46 | META | Meta Platforms Inc-class A | -0.4% | -40.32% | 减仓 |
| 47 | XOM | Exxon Mobil CORP | -0.5% | -49.15% | 减仓 |
| 48 | AMZN | Amazon.com Inc | -0.6% | -33.56% | 减仓 |
| 49 | AMD | Advanced Micro Devices | -0.6% | -49.50% | 减仓 |
| 50 | BKNG | Booking Holdings Inc | -0.7% | -40.92% | 减仓 |
根据 SEC 官方 Form 13F 申报备案，D. E. Shaw & Co., Inc. 在 Q1 2024 季度的美股持仓总市值约为 US$2102.0亿，共申报了 3189 个公开持股仓位。
在 Q1 2024 季度，D. E. Shaw & Co., Inc. 按市值排列的前三大核心持股分别为：MSFT (2.9%)、AAPL (2.7%)、NVDA (2.5%)。其中最大持股仓位 MSFT 占据整体投资组合约 2.9% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
QQQ
市值: US$12.6亿
本季最大获利了结 / 清仓标的
EMB
前期市值: US$3.1亿
在 Q1 2024 季度中，D. E. Shaw & Co., Inc. 共进行了 50 项持仓异动，包含新建仓 2 个仓位、加仓 22 个仓位、减仓 24 个仓位以及清仓 2 个仓位。 其中最大新建仓标的为 QQQ。 本季清仓仓位包含 EMB。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。