13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0000801051
申报总市值
US$33.4亿
US$33.4亿
352 檔
7.9%
在 Q3 2025 申报期间，Conning Inc.（CIK: 0000801051）向美国 SEC 提交的 Form 13F 报告显示，其追踪之股票投资组合总市值达 US$33.4亿，共持有 352 个公开申报仓位。
Conning Inc. 在 Q3 2025 进行了结构性的板块轮动与仓位换股。在开立 7 个全新仓位及加仓 18 档持股的同时，亦同步清仓 8 档并减仓 17 档标的。
在资产配置集中度方面，Conning Inc. 的前 5 大核心持股（包含 SPY, IVV, IJR 等）合计占整体申报市值的 7.9%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 352 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 2.29% | +0.05% | -34.03% | |
| 2 | IVV | Ishares Core S&p 500 ETF | ETF-大型股与成长 | 2.24% | +0.05% | -1.26% | |
| 3 | IJR | Ishares Core S&p Small-cap E | ETF-中小型股 | 1.56% | +0.06% | — | |
| 4 | JPM | Jpmorgan Chase & Co | 股票-金融 | 1.34% | -0.02% | -12.58% | |
| 5 | CAT | Caterpillar Inc | 股票-工业 | 1.29% | +0.08% | -18.78% | |
| 6 | ABBV | Abbvie Inc | 股票-医疗保健 | 1.28% | +0.13% | -13.06% | |
| 7 | GLW | Corning Inc | 股票-科技 | 1.26% | +0.18% | -31.40% | |
| 8 | RTX | Rtx CORP | 股票-工业 | 1.24% | +0.09% | -11.45% | |
| 9 | MBB | Ishares Mbs ETF | ETF-其他 | 1.23% | -0.12% | — | |
| 10 | UNP | Union Pacific CORP | 股票-工业 | 1.21% | — | -1.75% | |
| 11 | XOM | Exxon Mobil CORP | 股票-能源 | 1.19% | -0.39% | -9.95% | |
| 12 | LMT | Lockheed Martin CORP | 股票-工业 | 1.19% | — | +0.91% | |
| 13 | CMI | Cummins Inc | 股票-工业 | 1.18% | -0.01% | -20.58% | |
| 14 | BLK | Blackrock Inc | 股票-金融 | 1.18% | -0.14% | -13.22% | |
| 15 | QCOM | Qualcomm Inc | 股票-科技 | 1.18% | -0.29% | -9.33% | |
| 16 | LHX | L3harris Technologies Inc | 股票-工业 | 1.17% | -0.07% | +9716.33% | |
| 17 | IBM | Intl Business Machines CORP | 股票-科技 | 1.17% | -0.13% | +2312.93% | |
| 18 | MS | Morgan Stanley | 股票-金融 | 1.16% | -0.12% | -17.72% | |
| 19 | CSCO | Cisco Systems Inc | 股票-科技 | 1.16% | -0.17% | -7.33% | |
| 20 | GD | General Dynamics CORP | 股票-工业 | 1.16% | +0.02% | -16.86% | |
| 21 | AFL | Aflac Inc | 股票-金融 | 1.16% | -0.07% | -6.75% | |
| 22 | UNH | Unitedhealth Group Inc | 股票-医疗保健 | 1.15% | +0.09% | -15.71% | |
| 23 | CVX | Chevron CORP | 股票-能源 | 1.15% | -0.36% | -12.86% | |
| 24 | BNY | Bank Of New York Mellon CORP | 股票-金融 | 1.15% | -0.10% | -18.02% | |
| 25 | OMC | Omnicom Group | 股票-通信服务 | 1.15% | +0.01% | -11.37% | |
| 26 | VLO | Valero Energy CORP | 股票-能源 | 1.15% | -0.26% | -23.71% | |
| 27 | COP | Conocophillips | 股票-能源 | 1.14% | -0.40% | -9.39% | |
| 28 | HD | Home Depot Inc | 股票-周期性消费 | 1.14% | +0.13% | -12.43% | |
| 29 | CME | Cme Group Inc | 股票-金融 | 1.14% | -0.16% | +1.99% | |
| 30 | VZ | Verizon Communications Inc | 股票-通信服务 | 1.13% | -0.20% | -4.16% | |
| 31 | PFG | Principal Financial Group | 股票-金融 | 1.13% | -0.02% | -8.03% | |
| 32 | ABT | Abbott Laboratories | 股票-医疗保健 | 1.13% | +0.05% | -2.70% | |
| 33 | TRV | Travelers Cos Inc/the | 股票-金融 | 1.12% | +0.10% | -4.12% | |
| 34 | MRK | Merck & Co. Inc. | 股票-医疗保健 | 1.12% | — | +1059.87% | |
| 35 | TXN | Texas Instruments Inc | 股票-科技 | 1.12% | +0.01% | -0.49% | |
| 36 | PG | Procter & Gamble Co/the | 股票-非周期性消费 | 1.11% | +0.03% | +0.03% | |
| 37 | PNC | Pnc Financial Services Group | 股票-金融 | 1.11% | +0.03% | -15.29% | |
| 38 | PEP | Pepsico Inc | 股票-非周期性消费 | 1.11% | -0.11% | -10.77% | |
| 39 | KO | Coca-cola Co/the | 股票-非周期性消费 | 1.10% | -0.03% | +1.10% | |
| 40 | MDLZ | Mondelez International Inc-a | 股票-非周期性消费 | 1.10% | -0.15% | +2.27% | |
| 41 | JNJ | Johnson & Johnson | 股票-医疗保健 | 1.10% | +0.04% | -14.54% | |
| 42 | ADI | Analog Devices Inc | 股票-科技 | 1.10% | -0.18% | -14.31% | |
| 43 | ITW | Illinois Tool Works | 股票-工业 | 1.10% | +0.06% | -9.16% | |
| 44 | SBUX | Starbucks CORP | 股票-周期性消费 | 1.10% | +0.10% | +1.12% | |
| 45 | ADP | Automatic Data Processing | 股票-科技 | 1.10% | -0.02% | +5.34% | |
| 46 | PKG | Packaging CORP Of America | 股票-周期性消费 | 1.10% | +0.03% | -12.51% | |
| 47 | MCD | Mcdonald's CORP | 股票-周期性消费 | 1.09% | -0.05% | -3.75% | |
| 48 | GILD | Gilead Sciences Inc | 股票-医疗保健 | 1.08% | -0.06% | -8.51% | |
| 49 | GPC | Genuine Parts Co | 股票-周期性消费 | 1.07% | — | -12.17% | |
| 50 | NVDA | Nvidia CORP | 股票-科技 | 1.07% | +0.01% | -9.21% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | LHX | L3harris Technologies Inc | +1.2% | +9716.33% | 加仓 |
| 2 | IBM | Intl Business Machines CORP | +1.1% | +2312.93% | 加仓 |
| 3 | MRK | Merck & Co. Inc. | +1% | +1059.87% | 加仓 |
| 4 | HON | Honeywell International Inc | +1% | +3096.41% | 加仓 |
| 5 | CI | THE Cigna Group | +1% | +5375.26% | 加仓 |
| 6 | MO | Altria Group Inc | +0.8% | +4073.50% | 加仓 |
| 7 | NVDA | Nvidia CORP | +0.3% | -9.21% | 减仓 |
| 8 | IVV | Ishares Core S&p 500 ETF | +0.2% | -1.26% | 减仓 |
| 9 | VEA | Vanguard Ftse Developed ETF | +0.2% | +32.23% | 加仓 |
| 10 | MSFT | Microsoft CORP | +0.2% | -2.61% | 减仓 |
| 11 | IVW | Ishares S&p 500 Growth ETF | +0.2% | -13.37% | 加仓 |
| 12 | APH | Amphenol Corp-cl A | +0.2% | +406.00% | 加仓 |
| 13 | GE | General Electric | +0.1% | +202.74% | 加仓 |
| 14 | RSG | Republic Services Inc | +0.1% | +1251.78% | 加仓 |
| 15 | AVGO | Broadcom Inc | +0.1% | +0.25% | 减仓 |
| 16 | AXP | American Express Co | +0.1% | +187.59% | 加仓 |
| 17 | VSH 2.25 09-15-30债券 | Vishay Intertechnology | +0.1% | — | 加仓 |
| 18 | IJR | Ishares Core S&p Small-cap E | +0.1% | — | 减仓 |
| 19 | CMI | Cummins Inc | +0.1% | -20.58% | 减仓 |
| 20 | IWR | Ishares Russell Mid-cap ETF | -0.2% | -73.93% | 减仓 |
| 21 | VZ | Verizon Communications Inc | -0.2% | -4.16% | 减仓 |
| 22 | KO | Coca-cola Co/the | -0.2% | +1.10% | 减仓 |
| 23 | MCD | Mcdonald's CORP | -0.2% | -3.75% | 减仓 |
| 24 | KMB | Kimberly-clark CORP | -0.2% | +1.43% | 加仓 |
| 25 | PAYX | Paychex Inc | -0.2% | +13.49% | 加仓 |
| 26 | CL | Colgate-palmolive Co | -0.2% | +2.95% | 加仓 |
| 27 | BMY | Bristol-myers Squibb Co | -0.2% | -2.05% | 加仓 |
| 28 | CVX | Chevron CORP | -0.2% | -12.86% | 减仓 |
| 29 | EOG | Eog Resources Inc | -0.2% | -8.70% | 减仓 |
| 30 | XOM | Exxon Mobil CORP | -0.3% | -9.95% | 减仓 |
| 31 | CMCSA | Comcast Corp-class A | -0.3% | -1.44% | 减仓 |
| 32 | UNH | Unitedhealth Group Inc | -0.3% | -15.71% | 加仓 |
| 33 | COP | Conocophillips | -0.3% | -9.39% | 减仓 |
| 34 | EFA | Ishares Msci Eafe ETF | -0.5% | -60.26% | 减仓 |
| 35 | SPY | Ss Spdr S&p 500 ETF Trust-us | -0.8% | -34.03% | 减仓 |
| 36 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | — | EXIT | 清仓 |
| 37 | SCHG | Schwab US Large-cap Growth | — | EXIT | 清仓 |
| 38 | VOOG | Vanguard S&p 500 Growth ETF | — | NEW | 新建仓 |
| 39 | GVI | Ishares Intermediate Governm | — | EXIT | 清仓 |
| 40 | VOOV | Vanguard S&p 500 Value ETF | — | NEW | 新建仓 |
| 41 | UBER 0.875 12-01-28 2028债券 | Uber Technologies Inc | — | NEW | 新建仓 |
| 42 | SCHV | Schwab US Large-cap Value | — | EXIT | 清仓 |
| 43 | MTH 1.75 05-15-28债券 | Meritage Homes CORP | — | NEW | 新建仓 |
| 44 | UBER 0 12-15-25债券 | Uber Technologies Inc | — | EXIT | 清仓 |
| 45 | PNW 4.75 06-15-27债券 | Pinnacle West Capital | — | NEW | 新建仓 |
| 46 | LUV 1.25 05-01-25债券 | Southwest Airlines Co | — | EXIT | 清仓 |
| 47 | JAZZ 3.125 09-15-30债券 | Jazz Investments I LTD | — | NEW | 新建仓 |
| 48 | BKNG 0.75 05-01-25债券 | Booking Holdings Inc | — | EXIT | 清仓 |
| 49 | MCHP 0.75 06-01-30债券 | Microchip Technology Inc | — | NEW | 新建仓 |
| 50 | ENPH 0 03-01-26债券 | Enphase Energy Inc | — | EXIT | 清仓 |
根据 SEC 官方 Form 13F 申报备案，Conning Inc. 在 Q3 2025 季度的美股持仓总市值约为 US$33.4亿，共申报了 352 个公开持股仓位。
在 Q3 2025 季度，Conning Inc. 按市值排列的前三大核心持股分别为：SPY (2.3%)、IVV (2.2%)、IJR (1.6%)。其中最大持股仓位 SPY 占据整体投资组合约 2.3% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
VOOG
市值: US$1307.0万
本季最大获利了结 / 清仓标的
LQD
前期市值: US$2366.1万
在 Q3 2025 季度中，Conning Inc. 共进行了 50 项持仓异动，包含新建仓 7 个仓位、加仓 18 个仓位、减仓 17 个仓位以及清仓 8 个仓位。 其中最大新建仓标的为 VOOG。 本季清仓仓位包含 LQD。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
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深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。