13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
AlphaSMO 权威研究指南阅读专题
CIK: 0001426196
申报总市值
US$540.4亿
US$540.4亿
867 檔
28.0%
Q3 2024 季度申报显示，Capstone Investment Advisors, LLC 披露的美股组合总市值为 US$540.4亿，涵盖 867 个不同之权益投资仓位。
Capstone Investment Advisors, LLC 在 Q3 2024 进行了结构性的板块轮动与仓位换股。在开立 19 个全新仓位及加仓 74 档持股的同时，亦同步清仓 17 档并减仓 79 档标的。
在资产配置集中度方面，Capstone Investment Advisors, LLC 的前 5 大核心持股（包含 SPY, QQQ, NVDA 等）合计占整体申报市值的 28.0%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 867 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 23.80% | -5.08% | +25.56% | |
| 2 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 10.80% | -11.73% | -19.00% | |
| 3 | NVDA | Nvidia CORP | 股票-科技 | 5.48% | +2.88% | -8.25% | |
| 4 | AAPL | Apple Inc | 股票-科技 | 3.01% | +1.08% | -18.50% | |
| 5 | VOO | Vanguard S&p 500 ETF | ETF-大型股与成长 | 2.99% | +0.20% | — | |
| 6 | MSFT | Microsoft CORP | 股票-科技 | 2.89% | +2.10% | -16.18% | |
| 7 | META | Meta Platforms Inc-class A | 股票-通信服务 | 2.28% | +0.41% | -10.02% | |
| 8 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-非投资级债 | 2.08% | -0.04% | +14.80% | |
| 9 | AMZN | Amazon.com Inc | 股票-周期性消费 | 2.02% | -1.55% | -11.60% | |
| 10 | IWM | Ishares Russell 2000 ETF | ETF-中小型股 | 1.93% | +0.82% | -27.75% | |
| 11 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 1.27% | -0.23% | -16.10% | |
| 12 | TSLA | Tesla Inc | 股票-周期性消费 | 1.16% | +0.32% | -42.15% | |
| 13 | GOOG | Alphabet Inc-cl C | 股票-通信服务 | 0.99% | -0.25% | -13.12% | |
| 14 | AVGO | Broadcom Inc | 股票-科技 | 0.96% | +0.32% | +836.74% | |
| 15 | GDX | Vaneck Gold Miners ETF | ETF-避险与商品 | 0.92% | +0.01% | +80.99% | |
| 16 | IVV | Ishares Core S&p 500 ETF | ETF-大型股与成长 | 0.80% | +0.39% | — | |
| 17 | GLD | Spdr Gold Shares | ETF-避险与商品 | 0.78% | — | +53.27% | |
| 18 | XLF | Ss Financial Select Sector | ETF-其他 | 0.78% | +0.40% | +0.67% | |
| 19 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.72% | +0.09% | -5.91% | |
| 20 | COST | Costco Wholesale CORP | 股票-非周期性消费 | 0.60% | -0.03% | -6.03% | |
| 21 | XLI | Ss Industrial Select Sector | ETF-其他 | 0.56% | — | +32.13% | |
| 22 | NFLX | Netflix Inc | 股票-通信服务 | 0.55% | +0.04% | -13.21% | |
| 23 | LLY | Eli Lilly & Co | 股票-医疗保健 | 0.51% | +0.11% | +7.48% | |
| 24 | EEM | Ishares Msci Emerging Market | ETF-新兴市场 | 0.51% | -0.02% | +15.10% | |
| 25 | NVMI 0 10-15-25债券 | Nova LTD | 债券 | 0.49% | — | -1.43% | |
| 26 | NSIT 0.75 02-15-25债券 | Insight Enterprs | 债券 | 0.46% | — | +6.48% | |
| 27 | XOM | Exxon Mobil CORP | 股票-能源 | 0.44% | -0.01% | -13.07% | |
| 28 | BAC | Bank Of America CORP | 股票-金融 | 0.44% | +0.01% | +6.30% | |
| 29 | XOP | Ss Spdr S&p Og Exp & Prod | ETF-其他 | 0.41% | -0.21% | +13.06% | |
| 30 | ORCL | Oracle CORP | 股票-科技 | 0.39% | +0.16% | +8.89% | |
| 31 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-投资级公司债 | 0.39% | +0.29% | +4.05% | |
| 32 | ADBE | Adobe Inc | 股票-科技 | 0.38% | +0.05% | -2.30% | |
| 33 | WMT | Walmart Inc | 股票-非周期性消费 | 0.37% | — | -13.11% | |
| 34 | CRM | Salesforce Inc | 股票-科技 | 0.36% | +0.01% | -16.48% | |
| 35 | JNJ | Johnson & Johnson | 股票-医疗保健 | 0.33% | +0.02% | -4.98% | |
| 36 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 0.33% | +0.42% | +23.91% | |
| 37 | HD | Home Depot Inc | 股票-周期性消费 | 0.32% | +0.03% | -2.83% | |
| 38 | NTRA 2.25 05-01-27债券 | Natera Inc | 债券 | 0.32% | — | — | |
| 39 | QCOM | Qualcomm Inc | 股票-科技 | 0.31% | +0.06% | -16.95% | |
| 40 | PG | Procter & Gamble Co/the | 股票-非周期性消费 | 0.30% | +0.06% | +32.47% | |
| 41 | MS | Morgan Stanley | 股票-金融 | 0.30% | +0.01% | -2.76% | |
| 42 | V | Visa Inc-class A Shares | 股票-金融 | 0.29% | -0.03% | +6.54% | |
| 43 | AMD | Advanced Micro Devices | 股票-科技 | 0.29% | +0.18% | +13.80% | |
| 44 | VRNS 1.25 08-15-25债券 | Varonis System Inc | 债券 | 0.28% | — | +79.86% | |
| 45 | UNH | Unitedhealth Group Inc | 股票-医疗保健 | 0.25% | +0.07% | -10.43% | |
| 46 | IBM | Intl Business Machines CORP | 股票-科技 | 0.25% | -0.08% | +8.38% | |
| 47 | MRK | Merck & Co. Inc. | 股票-医疗保健 | 0.25% | — | -8.00% | |
| 48 | INTU | Intuit Inc | 股票-科技 | 0.24% | — | +0.03% | |
| 49 | ABBV | Abbvie Inc | 股票-医疗保健 | 0.24% | +0.02% | +5.85% | |
| 50 | MU | Micron Technology Inc | 股票-科技 | 0.24% | +1.38% | -4.82% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | +5.3% | +25.56% | 加仓 |
| 2 | VOO | Vanguard S&p 500 ETF | +3% | NEW | 新建仓 |
| 3 | GDX | Vaneck Gold Miners ETF | +0.5% | +80.99% | 加仓 |
| 4 | GLD | Spdr Gold Shares | +0.3% | +53.27% | 加仓 |
| 5 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.3% | +14.80% | 加仓 |
| 6 | XLI | Ss Industrial Select Sector | +0.2% | +32.13% | 加仓 |
| 7 | MMM | 3m Co | +0.2% | +446.56% | 加仓 |
| 8 | NET 0 08-15-26债券 | Cloudflare Inc | +0.1% | +199.79% | 加仓 |
| 9 | VRNS 1.25 08-15-25债券 | Varonis System Inc | +0.1% | +79.86% | 加仓 |
| 10 | W 1 08-15-26债券 | Wayfair Inc | +0.1% | +119.97% | 加仓 |
| 11 | FSLR | First Solar Inc | +0.1% | +371.96% | 加仓 |
| 12 | EEM | Ishares Msci Emerging Market | +0.1% | +15.10% | 加仓 |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +23.91% | 加仓 |
| 14 | ORCL | Oracle CORP | +0.1% | +8.89% | 加仓 |
| 15 | PG | Procter & Gamble Co/the | +0.1% | +32.47% | 加仓 |
| 16 | AKAM 0.125 05-01-25债券 | Akamai Technologies Inc | +0.1% | +60.01% | 加仓 |
| 17 | OMCL 0.25 09-15-25债券 | Omnicell Inc | +0.1% | +54.06% | 加仓 |
| 18 | NEO 1.25 05-01-25债券 | Neogenomics Inc | +0.1% | +59.37% | 加仓 |
| 19 | XLF | Ss Financial Select Sector | +0.1% | +0.67% | 加仓 |
| 20 | IBM | Intl Business Machines CORP | +0.1% | +8.38% | 加仓 |
| 21 | NSIT 0.75 02-15-25债券 | Insight Enterprs | +0.1% | +6.48% | 加仓 |
| 22 | XLE | Ss Energy Select Sector | +0.1% | +112.04% | 加仓 |
| 23 | EWT | Ishares Msci Taiwan ETF | +0.1% | NEW | 新建仓 |
| 24 | TMUS | T-mobile US Inc | +0.1% | +18.57% | 加仓 |
| 25 | NTRA 2.25 05-01-27债券 | Natera Inc | 0% | — | 不变 |
| 26 | ABBV | Abbvie Inc | 0% | +5.85% | 加仓 |
| 27 | ABNB 0 03-15-26债券 | Airbnb Inc | 0% | NEW | 新建仓 |
| 28 | AKAM 0.375 09-01-27债券 | Akamai Technologies Inc | 0% | +185.71% | 加仓 |
| 29 | CNX 2.25 05-01-26债券 | Cnx Resources CORP | 0% | — | 不变 |
| 30 | TDOC 0.875 06-01-25债券 | Livongo Health | 0% | +28.43% | 加仓 |
| 31 | INVA 2.5 08-15-25债券 | Innoviva Inc | 0% | +13.48% | 加仓 |
| 32 | IBIT | Ishares Bitcoin Trust ETF | 0% | NEW | 新建仓 |
| 33 | ISRG | Intuitive Surgical Inc | 0% | +19.30% | 加仓 |
| 34 | HD | Home Depot Inc | 0% | -2.83% | 减仓 |
| 35 | XME | Ss Spdr S&p Metals Mining | 0% | +78.01% | 加仓 |
| 36 | AMD | Advanced Micro Devices | 0% | +13.80% | 加仓 |
| 37 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | 0% | +4.05% | 加仓 |
| 38 | LIN | Linde plc | 0% | +15.86% | 加仓 |
| 39 | IONS 0 04-01-26债券 | Ionis Pharmaceuticals In | 0% | +32.90% | 加仓 |
| 40 | MSTR | Strategy Inc | 0% | +1022.94% | 加仓 |
| 41 | APO | Apollo Global Management Inc | 0% | NEW | 新建仓 |
| 42 | KO | Coca-cola Co/the | 0% | +12.72% | 加仓 |
| 43 | WDAY | Workday Inc-class A | 0% | +121.61% | 加仓 |
| 44 | VSH 2.25 09-15-30债券 | Vishay Intertechnology | 0% | NEW | 新建仓 |
| 45 | VTV | Vanguard Value ETF | 0% | NEW | 新建仓 |
| 46 | IVV | Ishares Core S&p 500 ETF | 0% | — | 不变 |
| 47 | V | Visa Inc-class A Shares | 0% | +6.54% | 加仓 |
| 48 | PRGS 1 04-15-26债券 | Progress Software CORP | 0% | +17.39% | 加仓 |
| 49 | T | At&t Inc | 0% | +4.36% | 加仓 |
| 50 | UBER | Uber Technologies Inc | 0% | +23.29% | 加仓 |
根据 SEC 官方 Form 13F 申报备案，Capstone Investment Advisors, LLC 在 Q3 2024 季度的美股持仓总市值约为 US$540.4亿，共申报了 867 个公开持股仓位。
在 Q3 2024 季度，Capstone Investment Advisors, LLC 按市值排列的前三大核心持股分别为：SPY (23.8%)、QQQ (10.8%)、NVDA (5.5%)。其中最大持股仓位 SPY 占据整体投资组合约 23.8% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
VOO
市值: US$9.8亿
本季最大获利了结 / 清仓标的
EMB
前期市值: US$8886.9万
在 Q3 2024 季度中，Capstone Investment Advisors, LLC 共进行了 189 项持仓异动，包含新建仓 19 个仓位、加仓 74 个仓位、减仓 79 个仓位以及清仓 17 个仓位。 其中最大新建仓标的为 VOO。 本季清仓仓位包含 EMB。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。