13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001426196
申报总市值
US$540.4亿
US$540.4亿
1371 檔
21.9%
在 Q1 2024 申报期间，Capstone Investment Advisors, LLC（CIK: 0001426196）向美国 SEC 提交的 Form 13F 报告显示，其追踪之股票投资组合总市值达 US$540.4亿，共持有 1371 个公开申报仓位。
在 Q1 2024，Capstone Investment Advisors, LLC 展现出较为审慎的避险与获利了结姿态。本季共减仓 40 个仓位并完全清仓 3 档持股，调降曝光的仓位数量高于加仓动作。
在资产配置集中度方面，Capstone Investment Advisors, LLC 的前 5 大核心持股（包含 QQQ, SPY, NVDA 等）合计占整体申报市值的 21.9%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 1371 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 23.99% | -11.73% | -15.21% | |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 8.13% | -5.08% | -13.08% | |
| 3 | NVDA | Nvidia CORP | 股票-科技 | 3.97% | +2.88% | -30.99% | |
| 4 | MSFT | Microsoft CORP | 股票-科技 | 3.59% | +2.10% | -38.55% | |
| 5 | IWM | Ishares Russell 2000 ETF | ETF-中小型股 | 2.88% | +0.82% | -9.93% | |
| 6 | META | Meta Platforms Inc-class A | 股票-通信服务 | 2.19% | +0.41% | -28.23% | |
| 7 | AMZN | Amazon.com Inc | 股票-周期性消费 | 2.13% | -1.55% | -59.59% | |
| 8 | AAPL | Apple Inc | 股票-科技 | 2.04% | +1.08% | -54.85% | |
| 9 | TSLA | Tesla Inc | 股票-周期性消费 | 1.94% | +0.32% | +13.41% | |
| 10 | EEM | Ishares Msci Emerging Market | ETF-新兴市场 | 1.32% | -0.02% | -10.06% | |
| 11 | XLF | Ss Financial Select Sector | ETF-其他 | 1.31% | +0.40% | -1.12% | |
| 12 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 1.30% | -0.23% | -39.28% | |
| 13 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-非投资级债 | 0.99% | -0.04% | -34.38% | |
| 14 | GOOG | Alphabet Inc-cl C | 股票-通信服务 | 0.95% | -0.25% | -41.50% | |
| 15 | AVGO | Broadcom Inc | 股票-科技 | 0.90% | +0.32% | -28.21% | |
| 16 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.75% | +0.09% | -37.23% | |
| 17 | IVV | Ishares Core S&p 500 ETF | ETF-大型股与成长 | 0.72% | +0.39% | — | |
| 18 | XLV | Ss Health Care Select Sector | ETF-其他 | 0.70% | +0.03% | -7.58% | |
| 19 | GLD | Spdr Gold Shares | ETF-避险与商品 | 0.68% | — | +20.63% | |
| 20 | NFLX | Netflix Inc | 股票-通信服务 | 0.53% | +0.04% | -46.87% | |
| 21 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | ETF-投资级公司债 | 0.51% | +0.29% | -6.62% | |
| 22 | NVMI 0 10-15-25债券 | Nova LTD | 债券 | 0.51% | — | — | |
| 23 | CRM | Salesforce Inc | 股票-科技 | 0.50% | +0.01% | -42.27% | |
| 24 | GDX | Vaneck Gold Miners ETF | ETF-避险与商品 | 0.48% | +0.01% | -10.03% | |
| 25 | BAC | Bank Of America CORP | 股票-金融 | 0.47% | +0.01% | -21.51% | |
| 26 | XOM | Exxon Mobil CORP | 股票-能源 | 0.47% | -0.01% | -34.56% | |
| 27 | COST | Costco Wholesale CORP | 股票-非周期性消费 | 0.46% | -0.03% | -52.82% | |
| 28 | XLI | Ss Industrial Select Sector | ETF-其他 | 0.46% | — | -12.22% | |
| 29 | JNJ | Johnson & Johnson | 股票-医疗保健 | 0.45% | +0.02% | -25.23% | |
| 30 | NSIT 0.75 02-15-25债券 | Insight Enterprs | 债券 | 0.44% | — | — | |
| 31 | ADBE | Adobe Inc | 股票-科技 | 0.42% | +0.05% | -9.10% | |
| 32 | DXJ | Wisdomtree Japan Hedged Eq | ETF-其他 | 0.41% | — | +57.00% | |
| 33 | HDB | Hdfc Bank Ltd-adr | 股票-金融 | 0.40% | — | +67.75% | |
| 34 | LLY | Eli Lilly & Co | 股票-医疗保健 | 0.37% | +0.11% | -40.40% | |
| 35 | ARM | Arm Holdings Plc-adr | 股票-科技 | 0.37% | +0.01% | -9.80% | |
| 36 | MDB 0.25 01-15-26债券 | Mongodb Inc | 债券 | 0.36% | — | — | |
| 37 | EFA | Ishares Msci Eafe ETF | ETF-其他 | 0.36% | -0.32% | -49.58% | |
| 38 | HD | Home Depot Inc | 股票-周期性消费 | 0.36% | +0.03% | -49.91% | |
| 39 | WMT | Walmart Inc | 股票-非周期性消费 | 0.36% | — | +103.66% | |
| 40 | MRK | Merck & Co. Inc. | 股票-医疗保健 | 0.35% | — | -10.06% | |
| 41 | WFC | Wells Fargo & Co | 股票-金融 | 0.34% | -0.01% | -10.42% | |
| 42 | DIS | Walt Disney Co/the | 股票-通信服务 | 0.33% | +0.02% | -31.38% | |
| 43 | NKE | Nike Inc -cl B | 股票-周期性消费 | 0.32% | — | -4.64% | |
| 44 | V | Visa Inc-class A Shares | 股票-金融 | 0.31% | -0.03% | -43.39% | |
| 45 | MA | Mastercard Inc - A | 股票-金融 | 0.30% | -0.04% | -34.93% | |
| 46 | INTC | Intel CORP | 股票-科技 | 0.30% | +0.42% | -39.12% | |
| 47 | GM | General Motors Co | 股票-周期性消费 | 0.28% | — | -27.96% | |
| 48 | NTRA 2.25 05-01-27债券 | Natera Inc | 债券 | 0.28% | — | -28.14% | |
| 49 | MS | Morgan Stanley | 股票-金融 | 0.28% | +0.01% | -18.62% | |
| 50 | ZS 0.125 07-01-25债券 | Zscaler Inc. | 债券 | 0.28% | — | -18.80% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | QQQ | Invesco Qqq Trust Series 1 | +2.2% | -15.21% | 减仓 |
| 2 | NVDA | Nvidia CORP | +1.3% | -30.99% | 减仓 |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | +1% | -13.08% | 减仓 |
| 4 | IVV | Ishares Core S&p 500 ETF | +0.7% | NEW | 新建仓 |
| 5 | IWM | Ishares Russell 2000 ETF | +0.3% | -9.93% | 减仓 |
| 6 | XLF | Ss Financial Select Sector | +0.3% | -1.12% | 减仓 |
| 7 | ZS | Zscaler Inc | +0.3% | +6050.96% | 加仓 |
| 8 | CRWD | Crowdstrike Holdings Inc - A | +0.3% | NEW | 新建仓 |
| 9 | GLD | Spdr Gold Shares | +0.3% | +20.63% | 加仓 |
| 10 | DXJ | Wisdomtree Japan Hedged Eq | +0.2% | +57.00% | 加仓 |
| 11 | ARM | Arm Holdings Plc-adr | +0.2% | -9.80% | 减仓 |
| 12 | GEHC | GE Healthcare Technology | +0.2% | +1777.24% | 加仓 |
| 13 | EEM | Ishares Msci Emerging Market | +0.1% | -10.06% | 减仓 |
| 14 | AVGO | Broadcom Inc | 0% | -28.21% | 减仓 |
| 15 | XOM | Exxon Mobil CORP | 0% | -34.56% | 减仓 |
| 16 | ADBE | Adobe Inc | 0% | -9.10% | 减仓 |
| 17 | JNJ | Johnson & Johnson | -0.1% | -25.23% | 减仓 |
| 18 | BA | Boeing Co/the | -0.1% | -11.29% | 减仓 |
| 19 | TSLA | Tesla Inc | -0.1% | +13.41% | 加仓 |
| 20 | CSCO | Cisco Systems Inc | -0.1% | -37.65% | 减仓 |
| 21 | TXN | Texas Instruments Inc | -0.1% | -51.53% | 减仓 |
| 22 | JPM | Jpmorgan Chase & Co | -0.1% | -37.23% | 减仓 |
| 23 | ABBV | Abbvie Inc | -0.1% | -48.90% | 减仓 |
| 24 | ADI | Analog Devices Inc | -0.1% | -72.97% | 减仓 |
| 25 | CAT | Caterpillar Inc | -0.1% | -62.55% | 减仓 |
| 26 | O | Realty Income CORP | -0.1% | -43.70% | 减仓 |
| 27 | V | Visa Inc-class A Shares | -0.1% | -43.39% | 减仓 |
| 28 | PG | Procter & Gamble Co/the | -0.1% | -56.56% | 减仓 |
| 29 | LULU | Lululemon Athletica Inc | -0.1% | -58.63% | 减仓 |
| 30 | DHR | Danaher CORP | -0.1% | -73.50% | 减仓 |
| 31 | XLK | Ss Technology Select Sector | -0.1% | EXIT | 清仓 |
| 32 | CNMD 2.625 02-01-24债券 | Conmed CORP | -0.1% | EXIT | 清仓 |
| 33 | NFLX | Netflix Inc | -0.1% | -46.87% | 减仓 |
| 34 | ORCL | Oracle CORP | -0.1% | -56.88% | 减仓 |
| 35 | IYR | Ishares US Real Estate ETF | -0.1% | EXIT | 清仓 |
| 36 | CRM | Salesforce Inc | -0.1% | -42.27% | 减仓 |
| 37 | IEF | Ishares 7-10 Year Treasury B | -0.1% | -68.75% | 减仓 |
| 38 | BRK-B | Berkshire Hathaway Inc-cl B | -0.2% | -73.81% | 减仓 |
| 39 | INTC | Intel CORP | -0.2% | -39.12% | 减仓 |
| 40 | HD | Home Depot Inc | -0.2% | -49.91% | 减仓 |
| 41 | EFA | Ishares Msci Eafe ETF | -0.2% | -49.58% | 减仓 |
| 42 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | -0.3% | -34.38% | 减仓 |
| 43 | COST | Costco Wholesale CORP | -0.3% | -52.82% | 减仓 |
| 44 | UNH | Unitedhealth Group Inc | -0.3% | -56.60% | 减仓 |
| 45 | GOOG | Alphabet Inc-cl C | -0.3% | -41.50% | 减仓 |
| 46 | GOOGL | Alphabet Inc-cl A | -0.4% | -39.28% | 减仓 |
| 47 | GS | Goldman Sachs Group Inc | -0.4% | -72.13% | 减仓 |
| 48 | MSFT | Microsoft CORP | -0.8% | -38.55% | 减仓 |
| 49 | AMZN | Amazon.com Inc | -1.6% | -59.59% | 减仓 |
| 50 | AAPL | Apple Inc | -2.2% | -54.85% | 减仓 |
根据 SEC 官方 Form 13F 申报备案，Capstone Investment Advisors, LLC 在 Q1 2024 季度的美股持仓总市值约为 US$540.4亿，共申报了 1371 个公开持股仓位。
在 Q1 2024 季度，Capstone Investment Advisors, LLC 按市值排列的前三大核心持股分别为：QQQ (24.0%)、SPY (8.1%)、NVDA (4.0%)。其中最大持股仓位 QQQ 占据整体投资组合约 24.0% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
IVV
市值: US$2.0亿
本季最大获利了结 / 清仓标的
IYR
前期市值: US$4165.9万
在 Q1 2024 季度中，Capstone Investment Advisors, LLC 共进行了 50 项持仓异动，包含新建仓 2 个仓位、加仓 5 个仓位、减仓 40 个仓位以及清仓 3 个仓位。 其中最大新建仓标的为 IVV。 本季清仓仓位包含 IYR。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。