13F 申报指南13F 概念全攻略
什么是 SEC Form 13F 申报？美股机构大户持股全攻略
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
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CIK: 0001610769
申报总市值
US$52.2亿
US$52.2亿
1109 檔
15.3%
在 Q1 2026 的 13F 官方备案中，Caprock Group, LLC 管理的美股投资组合规模来到 US$52.2亿，整体持股档数为 1109 档。
在 Q1 2026，Caprock Group, LLC 展现出较为审慎的避险与获利了结姿态。本季共减仓 79 个仓位并完全清仓 56 档持股，调降曝光的仓位数量高于加仓动作。
在资产配置集中度方面，Caprock Group, LLC 的前 5 大核心持股（包含 VTI, NVDA, AAPL 等）合计占整体申报市值的 15.3%，反映机构在主要关键仓位上的权重分布。
仅显示前 200 大持股（共 1109 只）
| # | 代码 | 标的名称 | 资产子类别 | 占比 | 占比变动 | 持仓量变化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | ETF-其他 | 6.94% | -0.65% | -0.38% | |
| 2 | NVDA | Nvidia CORP | 股票-科技 | 3.77% | -0.31% | +0.19% | |
| 3 | AAPL | Apple Inc | 股票-科技 | 3.51% | -0.36% | -3.22% | |
| 4 | VOO | Vanguard S&p 500 ETF | ETF-大型股与成长 | 2.78% | -0.22% | -4.98% | |
| 5 | S | Sentinelone Inc -class A | 股票-科技 | 2.42% | +0.10% | -0.10% | |
| 6 | AMZN | Amazon.com Inc | 股票-周期性消费 | 1.86% | -0.17% | -3.00% | |
| 7 | GOOGL | Alphabet Inc-cl A | 股票-通信服务 | 1.78% | -0.09% | +1.09% | |
| 8 | VXUS | Vanguard Total Intl Stock | ETF-其他 | 1.67% | -0.21% | +0.63% | |
| 9 | GOOG | Alphabet Inc-cl C | 股票-通信服务 | 1.61% | -0.08% | -4.20% | |
| 10 | LLY | Eli Lilly & Co | 股票-医疗保健 | 1.50% | +0.07% | -2.18% | |
| 11 | ELS | Equity Lifestyle Properties | 股票-房地产 | 1.44% | -0.28% | -0.98% | |
| 12 | SCHB | Schwab US Broad Market ETF | ETF-其他 | 1.27% | -0.11% | +0.37% | |
| 13 | META | Meta Platforms Inc-class A | 股票-通信服务 | 1.26% | -0.49% | -3.52% | |
| 14 | LQDA | Liquidia CORP | 股票-其他 | 1.25% | +0.90% | -23.36% | |
| 15 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股与成长 | 1.23% | -0.08% | +1.50% | |
| 16 | AVGO | Broadcom Inc | 股票-科技 | 1.14% | -0.03% | -0.89% | |
| 17 | IWV | Ishares Russell 3000 ETF | ETF-其他 | 1.09% | -0.12% | -3.61% | |
| 18 | VEU | Vanguard Ftse All-world Ex-u | ETF-其他 | 0.99% | -0.13% | +6.48% | |
| 19 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 0.96% | +0.23% | +52.17% | |
| 20 | ITOT | Ishares Core S&p Total U.s. | ETF-其他 | 0.91% | -0.08% | -1.39% | |
| 21 | TSLA | Tesla Inc | 股票-周期性消费 | 0.84% | -0.03% | +8.57% | |
| 22 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 0.82% | -0.13% | +1.63% | |
| 23 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 0.72% | -0.27% | +0.67% | |
| 24 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.71% | -0.06% | -4.18% | |
| 25 | VWO | Vanguard Ftse Emerging Marke | ETF-新兴市场 | 0.68% | -0.09% | -15.06% | |
| 26 | AGI | Alamos Gold Inc-class A | 股票-原材料 | 0.65% | -0.30% | +21.87% | |
| 27 | AEM | Agnico Eagle Mines LTD | 股票-原材料 | 0.63% | -0.30% | -7.21% | |
| 28 | XOM | Exxon Mobil CORP | 股票-能源 | 0.55% | -0.20% | +1.78% | |
| 29 | V | Visa Inc-class A Shares | 股票-金融 | 0.54% | -0.05% | -7.16% | |
| 30 | GS | Goldman Sachs Group Inc | 股票-金融 | 0.53% | -0.01% | -7.99% | |
| 31 | JNJ | Johnson & Johnson | 股票-医疗保健 | 0.53% | -0.09% | +3.97% | |
| 32 | GE | General Electric | 股票-工业 | 0.51% | +0.03% | -4.21% | |
| 33 | GEV | GE Vernova Inc | 股票-工业 | 0.49% | +0.02% | -1.07% | |
| 34 | KMI | Kinder Morgan, Inc. | 股票-能源 | 0.46% | -0.13% | +4.74% | |
| 35 | NFLX | Netflix Inc | 股票-通信服务 | 0.45% | -0.20% | -26.80% | |
| 36 | AMGN | Amgen Inc | 股票-医疗保健 | 0.45% | -0.09% | +136.33% | |
| 37 | ACN | Accenture plc | 股票-科技 | 0.42% | -0.19% | -11.36% | |
| 38 | VO | Vanguard Mid-cap ETF | ETF-其他 | 0.41% | -0.04% | +2.34% | |
| 39 | IEFA | Ishares Core Msci Eafe ETF | ETF-其他 | 0.41% | +0.01% | -1.15% | |
| 40 | BRK-A | Berkshire Hathaway Inc-cl A | 股票-其他 | 0.40% | -0.06% | +15.00% | |
| 41 | COST | Costco Wholesale CORP | 股票-非周期性消费 | 0.39% | -0.10% | -1.18% | |
| 42 | CVX | Chevron CORP | 股票-能源 | 0.38% | -0.14% | +7.50% | |
| 43 | VUG | Vanguard Growth ETF | ETF-其他 | 0.38% | +0.01% | +39.63% | |
| 44 | RBLX | Roblox CORP -class A | 股票-通信服务 | 0.37% | -0.11% | -2.71% | |
| 45 | ESGV | Vanguard Esg US Stock ETF | ETF-其他 | 0.37% | -0.02% | -10.92% | |
| 46 | IVV | Ishares Core S&p 500 ETF | ETF-大型股与成长 | 0.36% | — | -4.08% | |
| 47 | C | Citigroup Inc | 股票-金融 | 0.36% | -0.03% | -6.59% | |
| 48 | MA | Mastercard Inc - A | 股票-金融 | 0.35% | -0.07% | -11.61% | |
| 49 | MU | Micron Technology Inc | 股票-科技 | 0.35% | +0.69% | +11.97% | |
| 50 | ABBV | Abbvie Inc | 股票-医疗保健 | 0.33% | -0.03% | +1.38% |
| # | 代码 | 标的名称 | 占比变动 | 持仓量变化 | 异动类型 |
|---|---|---|---|---|---|
| 1 | VTI | Vanguard Total Stock Mkt ETF | +0.6% | -0.38% | 减仓 |
| 2 | TSM | Taiwan Semiconductor-sp Adr | +0.5% | +52.17% | 加仓 |
| 3 | AMGN | Amgen Inc | +0.3% | +136.33% | 加仓 |
| 4 | NVDA | Nvidia CORP | +0.3% | +0.19% | 加仓 |
| 5 | VXUS | Vanguard Total Intl Stock | +0.3% | +0.63% | 加仓 |
| 6 | AGI | Alamos Gold Inc-class A | +0.3% | +21.87% | 加仓 |
| 7 | XOM | Exxon Mobil CORP | +0.2% | +1.78% | 加仓 |
| 8 | VEU | Vanguard Ftse All-world Ex-u | +0.2% | +6.48% | 加仓 |
| 9 | GEV | GE Vernova Inc | +0.2% | -1.07% | 减仓 |
| 10 | CVX | Chevron CORP | +0.2% | +7.50% | 加仓 |
| 11 | KMI | Kinder Morgan, Inc. | +0.2% | +4.74% | 加仓 |
| 12 | JNJ | Johnson & Johnson | +0.2% | +3.97% | 加仓 |
| 13 | WDC | Western Digital CORP | +0.1% | +21.07% | 加仓 |
| 14 | AEM | Agnico Eagle Mines LTD | +0.1% | -7.21% | 减仓 |
| 15 | AAPL | Apple Inc | +0.1% | -3.22% | 减仓 |
| 16 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.1% | +1.50% | 加仓 |
| 17 | MU | Micron Technology Inc | +0.1% | +11.97% | 加仓 |
| 18 | VUG | Vanguard Growth ETF | +0.1% | +39.63% | 加仓 |
| 19 | SCHB | Schwab US Broad Market ETF | +0.1% | +0.37% | 加仓 |
| 20 | GOOGL | Alphabet Inc-cl A | +0.1% | +1.09% | 加仓 |
| 21 | STX | Seagate Technology Holdings plc | +0.1% | +23.78% | 加仓 |
| 22 | LRCX | Lam Research CORP | +0.1% | +3.13% | 加仓 |
| 23 | CAT | Caterpillar Inc | +0.1% | +1.96% | 加仓 |
| 24 | VOO | Vanguard S&p 500 ETF | +0.1% | -4.98% | 减仓 |
| 25 | MIAX | Miami International Holdings | +0.1% | +908.17% | 加仓 |
| 26 | COST | Costco Wholesale CORP | +0.1% | -1.18% | 减仓 |
| 27 | BMY | Bristol-myers Squibb Co | +0.1% | +55.16% | 加仓 |
| 28 | AMAT | Applied Materials Inc | +0.1% | -0.30% | 减仓 |
| 29 | BRK-A | Berkshire Hathaway Inc-cl A | +0.1% | +15.00% | 加仓 |
| 30 | IWV | Ishares Russell 3000 ETF | +0.1% | -3.61% | 减仓 |
| 31 | PPTA | Perpetua Resources CORP | +0.1% | +72.72% | 加仓 |
| 32 | VZ | Verizon Communications Inc | +0.1% | +18.29% | 加仓 |
| 33 | ITOT | Ishares Core S&p Total U.s. | +0.1% | -1.39% | 减仓 |
| 34 | KLAC | Kla CORP | +0.1% | +1.37% | 加仓 |
| 35 | CF | Cf Industries Holdings Inc | +0.1% | +43.50% | 加仓 |
| 36 | PFE | Pfizer Inc | +0.1% | +24.57% | 加仓 |
| 37 | ASML | ASML Holding N.V. | +0.1% | +3.40% | 加仓 |
| 38 | PM | Philip Morris International | +0.1% | +12.94% | 加仓 |
| 39 | GILD | Gilead Sciences Inc | +0.1% | -0.04% | 减仓 |
| 40 | BA | Boeing Co/the | +0.1% | +186.47% | 加仓 |
| 41 | APA | Apa CORP | +0.1% | +240.08% | 加仓 |
| 42 | ROST | Ross Stores Inc | +0.1% | +302.51% | 加仓 |
| 43 | CTVA | Corteva Inc | +0.1% | +33.90% | 加仓 |
| 44 | EOG | Eog Resources Inc | +0.1% | +56.20% | 加仓 |
| 45 | DE | Deere & Co | +0.1% | +21.80% | 加仓 |
| 46 | VLO | Valero Energy CORP | +0.1% | +0.72% | 加仓 |
| 47 | DELL | Dell Technologies -c | +0.1% | +14.08% | 加仓 |
| 48 | JNJ | Johnson & Johnson | +0.1% | +22.95% | 加仓 |
| 49 | DUK | Duke Energy CORP | +0.1% | +12.58% | 加仓 |
| 50 | TRGP | Targa Resources CORP | +0.1% | +0.01% | 加仓 |
根据 SEC 官方 Form 13F 申报备案，Caprock Group, LLC 在 Q1 2026 季度的美股持仓总市值约为 US$52.2亿，共申报了 1109 个公开持股仓位。
在 Q1 2026 季度，Caprock Group, LLC 按市值排列的前三大核心持股分别为：VTI (6.9%)、NVDA (3.8%)、AAPL (3.5%)。其中最大持股仓位 VTI 占据整体投资组合约 6.9% 的权重。
精选 AlphaSMO 大户持股与内部人交易深度分析，提升投资决策胜率
完整解读 Form 13F 申报规范、1 亿美元门槛与 45 天延迟申报机制，学会如何追踪顶级对冲基金与机构法人持仓动向。
本季最大新建仓标的
CDE
市值: US$396.4万
本季最大获利了结 / 清仓标的
MSFT
前期市值: US$1.5亿
在 Q1 2026 季度中，Caprock Group, LLC 共进行了 200 项持仓异动，包含新建仓 8 个仓位、加仓 57 个仓位、减仓 79 个仓位以及清仓 56 个仓位。 其中最大新建仓标的为 CDE。 本季清仓仓位包含 MSFT。
本页面所有持股数据均直接同步自美国证券交易委员会（SEC）EDGAR 官方系统之 13F-HR / 13F-HR/A 季度申报文件。AlphaSMO 通过机器解析 CUSIP 与个股对照，提供 100% 精准对齐的历史时序数据集，并支持 Schema.org 结构化数据格式。
解析公司高管、董事与 10% 大股东之 Form 4 内部人交易申报，掌握高管自家股票买卖第一手信号。
深入剖析 5% 股权申报门槛、13D 与 13G 之差异，以及最新 SEC 申报时程规范，洞察机构法人的激进投资动向。