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VAUGHAN & Co SECURITIES, INC. Holdings Report (Q2 2026) — 13F Stock Portfolio
VAUGHAN & Co SECURITIES, INC.CIK: 0000805870
Diversified strategyMomentum followerQuality / disciplined sizing
Total reported value
$214.4M
Reporting period: 2026-06-30 · Number of holdings: 61
VAUGHAN & Co SECURITIES, INC. disclosed 61 holdings in its latest 13F filing for the period ending 2026-06-30, with total reported value of $214.4M and a quarterly turnover rate of 13.8%.
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Personality snowflake
- Concentration
- 34.72
- Portfolio Stability
- 13.75
- Momentum
- 100
- Sector conviction
- 38.26
- Diversification
- 100
- Sizing Uniformity
- 79.1
VAUGHAN & Co SECURITIES, INC.'s disclosed holdings carry a Herfindahl concentration index of 0.087 — mathematically equivalent to about 12 equally-sized positions, well below its 61 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.09), with a handful of outsized bets alongside many smaller positions.
Recent activity leans toward adding more aggressively to already-large existing positions than to newly initiated ones (a 6.6 percentage-point tilt) — a pattern consistent with a momentum-following approach.
Sector classification currently covers about 10% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Source and citation information
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Recent moves
View source Form 13F filing on SEC.govTrim HDV
+401.0% $291.5K
Add IWO
-3.6% $4.8M
Add IXN
-6.8% $3.1M
Trim SPY
-47.0% -$1.0M
Add IWF
+297.7% $3.6M
New buy MU
Holdings Map
New buyAddUnchangedTrim
Top 10 holdings by weight
Full holdings list this quarter
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 12.83% | +1.03% | -3.59% | |
| 2 | IWF | Ishares Russell 1000 Growth | ETF-Other | 12.32% | +0.48% | +297.74% | |
| 3 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 12.28% | +0.20% | -0.20% | |
| 4 | HDV | Ishares Core High Dividend E | ETF-Other | 11.63% | -1.17% | +401.00% | |
| 5 | ISCV | Ishares Morningstar Small-ca | ETF-Other | 10.63% | +0.04% | -0.85% | |
| 6 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 7.95% | +0.22% | -3.55% | |
| 7 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 6.82% | -0.26% | +0.42% | |
| 8 | IXN | Ishares Global Tech ETF | ETF-Tech | 5.55% | +0.96% | -6.77% | |
| 9 | DES | Wisdomtree US Smallcap Divid | ETF-Other | 1.49% | +0.03% | -0.17% | |
| 10 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 1.28% | -0.20% | +0.20% | |
| 11 | AAPL | Apple Inc | Stock-Tech | 1.14% | +0.02% | -0.28% | |
| 12 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.07% | -0.01% | — | |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.75% | -0.62% | -47.01% | |
| 14 | ISCG | Ishares Morningstar Small-ca | ETF-Other | 0.72% | +0.02% | -3.43% | |
| 15 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 0.72% | +0.06% | -0.21% | |
| 16 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.63% | -0.07% | -1.73% | |
| 17 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.55% | +0.02% | — | |
| 18 | VLO | Valero Energy CORP | Stock-Energy | 0.53% | -0.06% | -4.83% | |
| 19 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.50% | +0.02% | -1.00% | |
| 20 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 0.41% | +0.04% | — | |
| 21 | BMO | Bank Of Montreal | Stock-Financials | 0.41% | +0.04% | -4.92% | |
| 22 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.40% | -0.03% | -5.17% | |
| 23 | GSK | Gsk Plc-spon Adr | Stock-Healthcare | 0.40% | -0.08% | -3.80% | |
| 24 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.40% | -0.09% | -5.83% | |
| 25 | CVS | Cvs Health CORP | Stock-Healthcare | 0.38% | +0.07% | -5.20% | |
| 26 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.38% | -0.02% | +6.30% | |
| 27 | IBM | Intl Business Machines CORP | Stock-Tech | 0.38% | — | -5.63% | |
| 28 | PM | Philip Morris International | Stock-Consumer Staples | 0.37% | -0.03% | -5.04% | |
| 29 | MMM | 3m Co | Stock-Industrials | 0.36% | -0.01% | -4.12% | |
| 30 | VLY | Valley National Bancorp | Stock-Financials | 0.36% | +0.01% | -4.70% | |
| 31 | OGE | Oge Energy CORP | Stock-Utilities | 0.35% | -0.05% | -4.10% | |
| 32 | OKE | Oneok Inc | Stock-Energy | 0.34% | -0.07% | -4.48% | |
| 33 | CVX | Chevron CORP | Stock-Energy | 0.32% | -0.15% | -4.23% | |
| 34 | EMN | Eastman Chemical Co | Stock-Materials | 0.31% | -0.10% | -4.13% | |
| 35 | ABBV | Abbvie Inc | Stock-Healthcare | 0.31% | — | -4.34% | |
| 36 | MU | Micron Technology Inc | Stock-Tech | 0.31% | +0.31% | NEW | |
| 37 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.30% | -0.12% | -5.51% | |
| 38 | NWE | Northwestern Energy Group In | Stock-Utilities | 0.30% | -0.02% | -4.78% | |
| 39 | VICI | Vici Properties Inc | Stock-Real Estate | 0.28% | -0.05% | -4.72% | |
| 40 | PPL | Ppl CORP | Stock-Utilities | 0.27% | -0.06% | -4.10% | |
| 41 | CNP | Centerpoint Energy Inc | Stock-Utilities | 0.27% | -0.04% | -3.76% | |
| 42 | MTB | M & T Bank CORP | Stock-Financials | 0.27% | — | -3.98% | |
| 43 | RCI | Rogers Communications Inc-b | Stock-Other | 0.22% | -0.10% | -7.84% | |
| 44 | CM | Can Imperial Bk Of Commerce | Stock-Financials | 0.21% | — | -5.20% | |
| 45 | XNTK | Ss Spdr Nyse Tech ETF | ETF-Tech | 0.18% | +0.05% | — | |
| 46 | QQQ | Invesco Qqq Trust Series 1 | ETF-Tech | 0.18% | +0.02% | -0.58% | |
| 47 | CHRD | Chord Energy CORP | Stock-Energy | 0.18% | -0.08% | -5.09% | |
| 48 | APO | Apollo Global Management Inc | Stock-Financials | 0.17% | -0.02% | -4.32% | |
| 49 | PFE | Pfizer Inc | Stock-Healthcare | 0.16% | -0.06% | -7.48% | |
| 50 | BX | Blackstone Inc | Stock-Financials | 0.16% | -0.02% | -3.83% |
1–50 of 61
Portfolio Performance
Performance for Q3 2026
+2.5%
Performance Last 4 Quarters
+24.3%
- Stdev
- +13.1%
- Beta
- +0.94
- Alpha
- -0.2%
- Max Drawdown
- -8.3%
- Annualized Perf
- +19.2%
- Batting Avg vs S&P
- +36.1%
- Sortino
- +2.8
- Stutzer
- +0.41
- Treynor
- +0.2
- Sterling
- +1.2
- Calmar
- +2.3
- Information Ratio
- -0.3
- Tracking Error
- +5.1%
- Stdev Down
- +6.6%
- Winning Months %
- +69.4%
- Losing Months %
- +30.6%
- Best 12 Months
- +34.1%
- Worst 12 Months
- +5.3%
- Efficiency Ratio
- +0.57
- Sharpe
- +1.41
- Stdev Sectors
- +5.8%
- Skewness
- -0.09
- Kurtosis
- -0.57
- Upside Potential
- +4.47
Reported value over time
Sector allocation
Sector allocation over time
Quarterly history
| Period | Holdings | Total value | Stability | Top holdings | |
|---|---|---|---|---|---|
| 2026 Q2 | 61 | $214.4M | 14 | ||
| 2026 Q1 | 58 | $192.6M | 7 | ||
| 2025 Q4 | 57 | $193.4M | 4 | ||
| 2025 Q3 | 57 | $188.2M | 22 | ||
| 2025 Q2 | 57 | $174.4M | 0 | ||
| 2025 Q1 | 55 | $161.5M | 100 | ||
| 2024 Q4 | 54 | $165.9M | 0 | ||
| 2024 Q3 | 54 | $169.8M | 0 | ||
| 2024 Q2 | 54 | $158.6M | 0 | ||
| 2024 Q1 | 56 | $157.1M | 0 | ||
| 2023 Q4 | 55 | $149.1M | 0 | ||
| 2023 Q3 | 52 | $134.6M | 0 | ||
| 2023 Q2 | 54 | $140.7M | 0 | ||
| 2023 Q1 | 54 | $134.8M | 0 | ||
| 2022 Q4 | 52 | $125.5M | 0 | ||
| 2022 Q3 | 49 | $115.9M | 0 | ||
| 2022 Q2 | 51 | $124.8M | 0 | ||
| 2022 Q1 | 59 | $144.7M | 0 | ||
| 2021 Q4 | 54 | $147.4M | 0 | ||
| 2021 Q3 | 53 | $133.8M | 0 | ||
| 2021 Q2 | 53 | $135.3M | 96 | ||
| 2021 Q1 | 52 | $124.0M | 14 | ||
| 2020 Q4 | 51 | $112.8M | 18 | ||
| 2020 Q3 | 50 | $95.8M | 8 | ||
| 2020 Q2 | 49 | $90.9M | 26 | ||
| 2020 Q1 | 163 | $78.7M | 34 | ||
| 2019 Q4 | 170 | $110.8M | 0 |
Holding changes this quarter
VAUGHAN & Co SECURITIES, INC.'s most significant position changes for 2026-06-30: New buy: Micron Technology Inc (MU); New buy: Ishar Fture Exp Tech Etf-usd (XT); Sold out: Exxon Mobil CORP (XOM); New buy: Ishares Russell 1000 Value E (IWD); New buy: Union Pacific CORP (UNP).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | IWO | Ishares Russell 2000 Growth | +1% | -3.59% | Trim |
| 2 | IXN | Ishares Global Tech ETF | +1% | -6.77% | Trim |
| 3 | IWF | Ishares Russell 1000 Growth | +0.5% | +297.74% | Add |
| 4 | MU | Micron Technology Inc | +0.3% | NEW | New buy |
| 5 | IEMG | Ishares Core Msci Emerging | +0.2% | -3.55% | Trim |
| 6 | GSLC | Goldman Activebeta US Lc ETF | +0.2% | -0.20% | Trim |
| 7 | XT | Ishar Fture Exp Tech Etf-usd | +0.1% | NEW | New buy |
| 8 | IWD | Ishares Russell 1000 Value E | +0.1% | NEW | New buy |
| 9 | UNP | Union Pacific CORP | +0.1% | NEW | New buy |
| 10 | GOOGL | Alphabet Inc-cl A | +0.1% | NEW | New buy |
| 11 | CVS | Cvs Health CORP | +0.1% | -5.20% | Trim |
| 12 | IUSG | Ishares Core S&p U.s. Growth | +0.1% | -0.21% | Trim |
| 13 | XNTK | Ss Spdr Nyse Tech ETF | +0.1% | — | Unchanged |
| 14 | ISCV | Ishares Morningstar Small-ca | 0% | -0.85% | Trim |
| 15 | BMO | Bank Of Montreal | 0% | -4.92% | Trim |
| 16 | IJT | Ishares S&p Small-cap 600 Gr | 0% | — | Unchanged |
| 17 | DES | Wisdomtree US Smallcap Divid | 0% | -0.17% | Trim |
| 18 | AAPL | Apple Inc | 0% | -0.28% | Trim |
| 19 | ISCG | Ishares Morningstar Small-ca | 0% | -3.43% | Trim |
| 20 | IJS | Ishares S&p Small-cap 600 Va | 0% | — | Unchanged |
| 21 | IWN | Ishares Russell 2000 Value E | 0% | -1.00% | Trim |
| 22 | QQQ | Invesco Qqq Trust Series 1 | 0% | -0.58% | Trim |
| 23 | VLY | Valley National Bancorp | 0% | -4.70% | Trim |
| 24 | ESML | Ishares Esg Aware Msci USA S | 0% | -3.11% | Trim |
| 25 | IBM | Intl Business Machines CORP | — | -5.63% | Trim |
| 26 | ABBV | Abbvie Inc | — | -4.34% | Trim |
| 27 | CM | Can Imperial Bk Of Commerce | — | -5.20% | Trim |
| 28 | MTB | M & T Bank CORP | — | -3.98% | Trim |
| 29 | AMZN | Amazon.com Inc | — | — | Unchanged |
| 30 | VWO | Vanguard Ftse Emerging Marke | 0% | — | Unchanged |
| 31 | MMM | 3m Co | 0% | -4.12% | Trim |
| 32 | AGG | Ishares Core U.s. Aggregate | 0% | +6.30% | Add |
| 33 | NWE | Northwestern Energy Group In | 0% | -4.78% | Trim |
| 34 | APO | Apollo Global Management Inc | 0% | -4.32% | Trim |
| 35 | BX | Blackstone Inc | 0% | -3.83% | Trim |
| 36 | DHS | Wisdomtree US High Dividend | 0% | -14.80% | Trim |
| 37 | PM | Philip Morris International | 0% | -5.04% | Trim |
| 38 | UPS | United Parcel Service-cl B | 0% | -5.17% | Trim |
| 39 | BIPC | Brookfield Infrastructure-a | 0% | -4.24% | Trim |
| 40 | CNP | Centerpoint Energy Inc | 0% | -3.76% | Trim |
| 41 | TU | Telus CORP | -0.1% | -5.79% | Trim |
| 42 | VICI | Vici Properties Inc | -0.1% | -4.72% | Trim |
| 43 | OGE | Oge Energy CORP | -0.1% | -4.10% | Trim |
| 44 | PFE | Pfizer Inc | -0.1% | -7.48% | Trim |
| 45 | PPL | Ppl CORP | -0.1% | -4.10% | Trim |
| 46 | VLO | Valero Energy CORP | -0.1% | -4.83% | Trim |
| 47 | OKE | Oneok Inc | -0.1% | -4.48% | Trim |
| 48 | DVY | Ishares Select Dividend ETF | -0.1% | -1.73% | Trim |
| 49 | CHRD | Chord Energy CORP | -0.1% | -5.09% | Trim |
| 50 | GSK | Gsk Plc-spon Adr | -0.1% | -3.80% | Trim |
1–50 of 62
Filing History
FAQ
What is VAUGHAN & Co SECURITIES, INC. and what type of investor is it?
VAUGHAN & Co SECURITIES, INC. is an investment manager that files SEC Form 13F quarterly, disclosing its U.S. public equity holdings to regulators. As of the most recent reporting period (2026-06-30), the firm manages a tracked equity portfolio valued at approximately $214.4M, spread across 61 disclosed positions.
What are VAUGHAN & Co SECURITIES, INC.'s largest equity positions?
Based on the latest 13F filing, VAUGHAN & Co SECURITIES, INC.'s top holdings by market value are:
1. Ishares Russell 2000 Growth (IWO) — $27.5M (12.8%)
2. Ishares Russell 1000 Growth (IWF) — $26.4M (12.3%)
3. Goldman Activebeta US Lc ETF (GSLC) — $26.3M (12.3%)
4. Ishares Core High Dividend E (HDV) — $24.9M (11.6%)
5. Ishares Morningstar Small-ca (ISCV) — $22.8M (10.6%)
What changes did VAUGHAN & Co SECURITIES, INC. make in its most recent portfolio filing?
In the latest reported quarter, VAUGHAN & Co SECURITIES, INC. made 57 notable position adjustments: 5 new positions were initiated, 5 existing holdings were added to, 46 positions were partially reduced, and 1 were completely exited. The largest of these moves: New buy: Micron Technology Inc (MU); New buy: Ishar Fture Exp Tech Etf-usd (XT); Sold out: Exxon Mobil CORP (XOM); New buy: Ishares Russell 1000 Value E (IWD); New buy: Union Pacific CORP (UNP)
What sectors does VAUGHAN & Co SECURITIES, INC. focus on?
VAUGHAN & Co SECURITIES, INC. is concentrated in the following sectors based on its current disclosed equity portfolio:
• Information Technology: 17.7%
• Health Care: 15.9%
• Financials: 15.3%
• Energy: 13.3%
• Utilities: 12.9%
• Industrials: 8.3%
Investment Profile
VAUGHAN & Co SECURITIES, INC. returned an annualized 19.2% over the trailing 36 months — underperforming the S&P 500 by 0.2 points — based on a reconstructed track record of its disclosed 13F positions, with a beta of 0.94 (roughly in line with the market) and a 36% quarterly batting average against the index.
Its portfolio is broadly diversified and long-term-holding.
It has added to its HDV position over the past two quarters (+$2.3M, now $24.9M), while trimming RCI over the same stretch (-$137.3K, still holding $474.3K).
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Developer Access
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