VAUGHAN & Co SECURITIES, INC. — Q4 2020 13F Holdings

Name: VAUGHAN & Co SECURITIES, INC. — 13F Holdings, Q4 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000805870

Total reported value

$192.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	18.78%	-0.53%	-0.04%
2	IWF	Ishares Russell 1000 Growth	ETF-Other	13.62%	-1.07%	+0.20%
3	DES	Wisdomtree US Smallcap Divid	ETF-Other	13.35%	+0.10%	+3.08%
4	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	12.26%	-0.69%	+0.86%
5	HDV	Ishares Core High Dividend E	ETF-Other	9.46%	+1.10%	+3.20%
6	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	5.70%	+0.07%	+3.27%
7	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	4.28%	+0.08%	+1.31%
8	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	3.27%	—	+3.92%
9	AAPL	Apple INC	Stock-Tech	1.23%	+0.03%	+1.36%
10	DVY	Ishares Select Dividend ETF	ETF-Other	0.93%	+0.05%	+1.15%
11	TRTN-PA	Triton International Limited	Stock-Other	0.80%	—	-3.07%
12	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.69%	+0.03%	+100.00%
13	ABBV	Abbvie INC	Stock-Healthcare	0.68%	-0.02%	-4.77%
14	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.65%	+0.01%	+100.00%
15	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	0.60%	+0.02%	+0.31%
16	OLN	Olin CORP	Stock-Materials	0.56%	—	-7.09%
17	GME	GameStop Corp.	Stock-Consumer Disc	0.56%	—	-13.51%
18	PM	Philip Morris International	Stock-Consumer Staples	0.52%	—	-3.64%
19	BX	Blackstone INC	Stock-Financials	0.52%	-0.06%	-13.11%
20	BMO	Bank Of Montreal	Stock-Financials	0.52%	—	-5.05%
21	TPR	Tapestry INC	Stock-Consumer Disc	0.51%	—	-2.97%
22	VZ	Verizon Communications INC	Stock-Comm Services	0.50%	+0.07%	-2.48%
23	PPL	Ppl CORP	Stock-Utilities	0.50%	+0.02%	-2.74%
24	CM	Can Imperial Bk Of Commerce	Stock-Financials	0.50%	—	-3.66%
25	BCE	Bce INC	Stock-Comm Services	0.44%	—	-3.27%
26	PFE	Pfizer INC	Stock-Healthcare	0.44%	+0.02%	-2.41%
27	MUB	Ishares National Muni Bond E	ETF-Other	0.41%	—	-8.57%
28	ESML	Ishares Esg Aware Msci USA S	ETF-Other	0.41%	—	—
29	NYCBEUR	New York Community Bancorp	Stock-Other	0.40%	—	-3.30%
30	ICF	Ishares Select U.s. Reit ETF	ETF-Other	0.40%	—	+74.00%
31	EPD	Enterprise Products Partners	Stock-Energy	0.40%	—	-6.20%
32	MO	Altria Group INC	Stock-Consumer Staples	0.39%	—	-3.82%
33	RCI	Rogers Communications Inc-b	Stock-Other	0.39%	—	-3.27%
34	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.38%	+0.10%	-24.29%
35	CVX	Chevron CORP	Stock-Energy	0.38%	+0.12%	-7.83%
36	CQP	Cheniere Energy Partners LP	Stock-Other	0.38%	—	-2.62%
37	GSK	GSK plc ADRhedged	Stock-Healthcare	0.37%	—	-2.71%
38	WEP	Magellan Midstream Partners	Stock-Other	0.36%	—	-2.78%
39	APOEUR	Apollo Asset Management INC	Stock-Other	0.36%	—	-12.31%
40	PBCTEUR	People's United Financial	Stock-Other	0.36%	—	-2.56%
41	GT	Goodyear Tire & Rubber Co	Stock-Consumer Disc	0.35%	—	-5.97%
42	CNP	Centerpoint Energy INC	Stock-Utilities	0.34%	+0.04%	-3.51%
43	FUN	Six Flags Entertainment Corporation	Stock-Other	0.29%	—	-5.49%
44	JNK	Ss Spdr Bb High Yield Bond	ETF-High Yield	0.25%	—	-18.05%
45	✓		Stock-Other	0.25%	—	—
46	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.23%	+0.01%	-35.55%
47	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.23%	—	-4.30%
48	DHS	Wisdomtree US High Dividend	ETF-Other	0.23%	+0.01%	—
49	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.21%	—	—
50	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.18%	—	—

1–50 of 51

Holding changes this quarter

Position changes disclosed by VAUGHAN & Co SECURITIES, INC. for the quarter ending Q4 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWO	Ishares Russell 2000 Growth	+1.7%	-0.04%	Trim
2	DES	Wisdomtree US Smallcap Divid	+1.3%	+3.08%	Add
3	OLN	Olin CORP	+0.2%	-7.09%	Trim
4	TPR	Tapestry INC	+0.2%	-2.97%	Trim
5	DEM	Wisdomtree Emerging Markets	+0.1%	+3.92%	Add
6	IJS	Ishares S&p Small-cap 600 Va	+0.1%	+100.00%	Add
7	IWN	Ishares Russell 2000 Value E	+0.1%	+0.31%	Add
8	IJT	Ishares S&p Small-cap 600 Gr	+0.1%	+100.00%	Add
9	GME	GameStop Corp.	+0.1%	-13.51%	Trim
10	GT	Goodyear Tire & Rubber Co	+0.1%	-5.97%	Trim
11	IEMG	Ishares Core Msci Emerging	0%	+1.31%	Add
12	ESML	Ishares Esg Aware Msci USA S	0%	—	Unchanged
13	BMO	Bank Of Montreal	0%	-5.05%	Trim
14	FUN	Six Flags Entertainment Corporation	0%	-5.49%	Trim
15	DVY	Ishares Select Dividend ETF	0%	+1.15%	Add
16	NYCBEUR	New York Community Bancorp	0%	-3.30%	Trim
17	PBCTEUR	People's United Financial	0%	-2.56%	Trim
18	WEP	Magellan Midstream Partners	0%	-2.78%	Trim
19	EPD	Enterprise Products Partners	—	-6.20%	Trim
20	VWO	Vanguard Ftse Emerging Marke	—	—	Unchanged
21	ABBV	Abbvie INC	0%	-4.77%	Trim
22	RCI	Rogers Communications Inc-b	0%	-3.27%	Trim
23	DHS	Wisdomtree US High Dividend	0%	—	Unchanged
24	AAPL	Apple INC	0%	+1.36%	Add
25	TRTN-PA	Triton International Limited	0%	-3.07%	Trim
26	QQQ	Invesco Qqq Trust Series 1	0%	-4.30%	Trim
27	CVX	Chevron CORP	0%	-7.83%	Trim
28	CNP	Centerpoint Energy INC	0%	-3.51%	Trim
29	CM	Can Imperial Bk Of Commerce	0%	-3.66%	Trim
30	BX	Blackstone INC	-0.1%	-13.11%	Trim
31	CQP	Cheniere Energy Partners LP	-0.1%	-2.62%	Trim
32	PM	Philip Morris International	-0.1%	-3.64%	Trim
33	MO	Altria Group INC	-0.1%	-3.82%	Trim
34	GSK	GSK plc ADRhedged	-0.1%	-2.71%	Trim
35	APOEUR	Apollo Asset Management INC	-0.1%	-12.31%	Trim
36	JNK	Ss Spdr Bb High Yield Bond	-0.1%	-18.05%	Trim
37	PFE	Pfizer INC	-0.1%	-2.41%	Trim
38	PPL	Ppl CORP	-0.1%	-2.74%	Trim
39	ICF	Ishares Select U.s. Reit ETF	-0.1%	+74.00%	Add
40	MUB	Ishares National Muni Bond E	-0.1%	-8.57%	Trim
41	VZ	Verizon Communications INC	-0.1%	-2.48%	Trim
42	IEFA	Ishares Core Msci Eafe ETF	-0.1%	-24.29%	Trim
43	AGG	Ishares Core U.s. Aggregate	-0.2%	-35.55%	Trim
44	EFAV	Ishares Msci Eafe Min Vol Fa	-0.3%	+3.27%	Add
45	HDV	Ishares Core High Dividend E	-0.5%	+3.20%	Add
46	GSLC	Goldman Activebeta US Lc ETF	-0.6%	+0.86%	Add
47	IWF	Ishares Russell 1000 Growth	-0.8%	+0.20%	Add
48	TU	Telus CORP	—	EXIT	Sold out
49	✓		—	NEW	New buy
50	CWB	Ss Spdr Bb Conv Sec ETF	—	NEW	New buy