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CIK: 0000805870
Total reported value
$214.4M
$214.4M
54 檔
44.4%
According to the latest 13F quarterly dataset, VAUGHAN & Co SECURITIES, INC. managed an equity portfolio of $214.4M at the end of Q3 2024, spanning 54 distinct U.S. exchange-listed positions.
In Q3 2024, VAUGHAN & Co SECURITIES, INC. adopted a defensive or profit-taking posture, trimming 40 positions and completely liquidating 0 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 11.86% | +0.20% | -0.73% | |
| 2 | IWF | Ishares Russell 1000 Growth | ETF-Other | 11.80% | +0.48% | -0.87% | |
| 3 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 11.72% | +1.03% | -0.49% | |
| 4 | HDV | Ishares Core High Dividend E | ETF-Other | 10.90% | -1.17% | -0.13% | |
| 5 | ISCV | Ishares Morningstar Small-ca | ETF-Other | 9.86% | +0.04% | +0.35% | |
| 6 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 7.22% | +0.22% | +1.26% | |
| 7 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 6.13% | -0.20% | +0.42% | |
| 8 | IXN | Ishares Global Tech ETF | ETF-Tech | 4.84% | +0.96% | -0.39% | |
| 9 | XT | Ishar Fture Exp Tech Etf-usd | ETF-Tech | 3.54% | +0.11% | NEW | |
| 10 | DES | Wisdomtree US Smallcap Divid | ETF-Other | 1.65% | +0.03% | — | |
| 11 | AAPL | Apple Inc | Stock-Tech | 1.57% | +0.02% | -1.16% | |
| 12 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.12% | -0.01% | -1.99% | |
| 13 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.74% | -0.07% | -0.81% | |
| 14 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 0.73% | -0.62% | -0.23% | |
| 15 | ISCG | Ishares Morningstar Small-ca | ETF-Other | 0.72% | +0.02% | -0.16% | |
| 16 | PM | Philip Morris International | Stock-Consumer Staples | 0.71% | -0.03% | -1.01% | |
| 17 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 0.66% | +0.06% | -0.27% | |
| 18 | IBM | Intl Business Machines CORP | Stock-Tech | 0.57% | — | -2.13% | |
| 19 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.55% | +0.02% | -0.54% | |
| 20 | VLY | Valley National Bancorp | Stock-Financials | 0.53% | +0.01% | -0.87% | |
| 21 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.52% | -0.12% | -2.00% | |
| 22 | MMM | 3m Co | Stock-Industrials | 0.51% | -0.01% | -2.63% | |
| 23 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.51% | -0.09% | — | |
| 24 | OKE | Oneok Inc | Stock-Energy | 0.49% | -0.07% | -2.35% | |
| 25 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 0.49% | -0.26% | -0.24% | |
| 26 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.49% | +0.02% | — | |
| 27 | 1939900D | Brookfield Infrastructure-a | Stock-Other | 0.47% | — | -1.26% | |
| 28 | PFE | Pfizer Inc | Stock-Healthcare | 0.46% | -0.06% | -1.51% | |
| 29 | VICI | Vici Properties Inc | Stock-Real Estate | 0.46% | -0.05% | -1.40% | |
| 30 | BX | Blackstone Inc | Stock-Financials | 0.43% | -0.02% | -2.22% | |
| 31 | OGE | Oge Energy CORP | Stock-Utilities | 0.43% | -0.05% | -1.58% | |
| 32 | MTB | M & T Bank CORP | Stock-Financials | 0.42% | — | -1.90% | |
| 33 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.42% | -0.02% | +3.23% | |
| 34 | TU | Telus CORP | Stock-Other | 0.42% | -0.05% | -0.49% | |
| 35 | NWE | Northwestern Energy Group In | Stock-Utilities | 0.42% | -0.02% | -0.72% | |
| 36 | ABBV | Abbvie Inc | Stock-Healthcare | 0.42% | — | -0.36% | |
| 37 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 0.42% | +0.04% | -2.29% | |
| 38 | DOW | Dow Inc | Stock-Materials | 0.40% | -0.10% | -1.11% | |
| 39 | BMO | Bank Of Montreal | Stock-Financials | 0.40% | +0.04% | -0.60% | |
| 40 | PPL | Ppl CORP | Stock-Utilities | 0.39% | -0.06% | -1.78% | |
| 41 | LYB | LyondellBasell Industries N.V. | Stock-Materials | 0.38% | -0.11% | -0.40% | |
| 42 | RCI | Rogers Communications Inc-b | Stock-Other | 0.35% | -0.10% | -0.71% | |
| 43 | GSK | Gsk Plc-spon Adr | Stock-Healthcare | 0.34% | -0.08% | -0.39% | |
| 44 | CVX | Chevron CORP | Stock-Energy | 0.32% | -0.15% | -0.43% | |
| 45 | APO | Apollo Global Management Inc | Stock-Financials | 0.32% | -0.02% | -2.06% | |
| 46 | CM | Can Imperial Bk Of Commerce | Stock-Financials | 0.29% | — | -0.48% | |
| 47 | ESML | Ishares Esg Aware Msci USA S | ETF-Other | 0.29% | +0.01% | — | |
| 48 | CNP | Centerpoint Energy Inc | Stock-Utilities | 0.28% | -0.04% | -0.67% | |
| 49 | VLO | Valero Energy CORP | Stock-Energy | 0.26% | -0.06% | -0.81% | |
| 50 | DHS | Wisdomtree US High Dividend | ETF-Other | 0.18% | -0.03% | — |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | ISCV | Ishares Morningstar Small-ca | +0.3% | +0.35% | Add |
| 2 | EFAV | Ishares Msci Eafe Min Vol Fa | +0.2% | +0.42% | Add |
| 3 | HDV | Ishares Core High Dividend E | +0.1% | -0.13% | Trim |
| 4 | IEMG | Ishares Core Msci Emerging | +0.1% | +1.26% | Add |
| 5 | MMM | 3m Co | +0.1% | -2.63% | Trim |
| 6 | VLY | Valley National Bancorp | +0.1% | -0.87% | Trim |
| 7 | IBM | Intl Business Machines CORP | +0.1% | -2.13% | Trim |
| 8 | 1939900D | Brookfield Infrastructure-a | +0.1% | -1.26% | Trim |
| 9 | IWO | Ishares Russell 2000 Growth | +0.1% | -0.49% | Trim |
| 10 | PM | Philip Morris International | +0.1% | -1.01% | Trim |
| 11 | BMY | Bristol-myers Squibb Co | +0.1% | — | Unchanged |
| 12 | DES | Wisdomtree US Smallcap Divid | +0.1% | — | Unchanged |
| 13 | BX | Blackstone Inc | +0.1% | -2.22% | Trim |
| 14 | CM | Can Imperial Bk Of Commerce | 0% | -0.48% | Trim |
| 15 | AAPL | Apple Inc | 0% | -1.16% | Trim |
| 16 | DVY | Ishares Select Dividend ETF | 0% | -0.81% | Trim |
| 17 | PPL | Ppl CORP | 0% | -1.78% | Trim |
| 18 | VICI | Vici Properties Inc | 0% | -1.40% | Trim |
| 19 | MTB | M & T Bank CORP | 0% | -1.90% | Trim |
| 20 | ABBV | Abbvie Inc | 0% | -0.36% | Trim |
| 21 | OGE | Oge Energy CORP | 0% | -1.58% | Trim |
| 22 | NWE | Northwestern Energy Group In | 0% | -0.72% | Trim |
| 23 | IJS | Ishares S&p Small-cap 600 Va | 0% | -0.54% | Trim |
| 24 | IWN | Ishares Russell 2000 Value E | 0% | — | Unchanged |
| 25 | OKE | Oneok Inc | 0% | -2.35% | Trim |
| 26 | TU | Telus CORP | 0% | -0.49% | Trim |
| 27 | RCI | Rogers Communications Inc-b | 0% | -0.71% | Trim |
| 28 | ESML | Ishares Esg Aware Msci USA S | 0% | — | Unchanged |
| 29 | DHS | Wisdomtree US High Dividend | 0% | — | Unchanged |
| 30 | VWO | Vanguard Ftse Emerging Marke | — | -1.99% | Trim |
| 31 | ISCG | Ishares Morningstar Small-ca | — | -0.16% | Trim |
| 32 | IEFA | Ishares Core Msci Eafe ETF | — | -0.24% | Trim |
| 33 | VZ | Verizon Communications Inc | — | -2.00% | Trim |
| 34 | AGG | Ishares Core U.s. Aggregate | — | +3.23% | Add |
| 35 | BMO | Bank Of Montreal | — | -0.60% | Trim |
| 36 | IJT | Ishares S&p Small-cap 600 Gr | — | -2.29% | Trim |
| 37 | GSK | Gsk Plc-spon Adr | — | -0.39% | Trim |
| 38 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | -0.23% | Trim |
| 39 | APO | Apollo Global Management Inc | 0% | -2.06% | Trim |
| 40 | DOW | Dow Inc | 0% | -1.11% | Trim |
| 41 | IUSG | Ishares Core S&p U.s. Growth | 0% | -0.27% | Trim |
| 42 | PFE | Pfizer Inc | 0% | -1.51% | Trim |
| 43 | CVX | Chevron CORP | 0% | -0.43% | Trim |
| 44 | CNP | Centerpoint Energy Inc | 0% | -0.67% | Trim |
| 45 | CHRD | Chord Energy CORP | -0.1% | -0.76% | Trim |
| 46 | VLO | Valero Energy CORP | -0.1% | -0.81% | Trim |
| 47 | XT | Ishar Fture Exp Tech Etf-usd | -0.1% | +0.84% | Add |
| 48 | GSLC | Goldman Activebeta US Lc ETF | -0.3% | -0.73% | Trim |
| 49 | IXN | Ishares Global Tech ETF | -0.4% | -0.39% | Trim |
| 50 | IWF | Ishares Russell 1000 Growth | -0.6% | -0.87% | Trim |
According to official SEC Form 13F filings, VAUGHAN & Co SECURITIES, INC. reported a total U.S. public equity portfolio value of $214.4M across 54 disclosed positions in Q3 2024.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including GSLC, IWF, IWO) accounted for 44.4% of total reported equity market value during Q3 2024.
Top Position Liquidated / Trimmed
IWF
前期市值: $19.6M
During Q3 2024, VAUGHAN & Co SECURITIES, INC.'s top holdings by market value included GSLC (11.9%)、IWF (11.8%)、IWO (11.7%). The largest single position, GSLC, represented 11.9% of total portfolio value.
In Q3 2024, VAUGHAN & Co SECURITIES, INC. made 45 total portfolio adjustments, initiating 0 new buys, adding to 5 positions, trimming 40 holdings, and fully liquidating 0 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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