VAUGHAN & Co SECURITIES, INC. — Q1 2021 13F Holdings

Name: VAUGHAN & Co SECURITIES, INC. — 13F Holdings, Q1 2021
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000805870

Total reported value

$192.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	17.07%	-0.53%	-4.80%
2	DES	Wisdomtree US Smallcap Divid	ETF-Other	14.79%	+0.10%	+3.97%
3	IWF	Ishares Russell 1000 Growth	ETF-Other	12.46%	-1.07%	-0.32%
4	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	11.98%	-0.69%	+2.76%
5	HDV	Ishares Core High Dividend E	ETF-Other	9.76%	+1.10%	+4.74%
6	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	5.65%	+0.07%	+9.40%
7	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	4.23%	+0.08%	+4.64%
8	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	3.35%	—	+4.38%
9	DVY	Ishares Select Dividend ETF	ETF-Other	1.00%	+0.05%	+0.09%
10	AAPL	Apple INC	Stock-Tech	0.90%	+0.03%	-12.36%
11	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.78%	+0.03%	—
12	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	0.64%	+0.02%	-3.74%
13	IBM	Intl Business Machines CORP	Stock-Tech	0.63%	-0.10%	—
14	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.63%	+0.01%	-4.73%
15	PBCTEUR	People's United Financial	Stock-Other	0.61%	—	+35.06%
16	NYCBEUR	New York Community Bancorp	Stock-Other	0.60%	—	+37.15%
17	CVX	Chevron CORP	Stock-Energy	0.60%	+0.12%	+40.23%
18	MO	Altria Group INC	Stock-Consumer Staples	0.59%	—	+32.67%
19	NNN	Nnn Reit INC	Stock-Real Estate	0.59%	—	—
20	OLN	Olin CORP	Stock-Materials	0.58%	—	-26.63%
21	CQP	Cheniere Energy Partners LP	Stock-Other	0.55%	—	+35.71%
22	BCE	Bce INC	Stock-Comm Services	0.54%	—	+28.26%
23	BMO	Bank Of Montreal	Stock-Financials	0.54%	—	-2.15%
24	BX	Blackstone INC	Stock-Financials	0.53%	-0.06%	-2.65%
25	OGE	Oge Energy CORP	Stock-Utilities	0.53%	+0.04%	—
26	WEP	Magellan Midstream Partners	Stock-Other	0.51%	—	+50.67%
27	PM	Philip Morris International	Stock-Consumer Staples	0.51%	—	—
28	MPT	Medical Properties Trust INC	Stock-Real Estate	0.51%	—	—
29	CM	Can Imperial Bk Of Commerce	Stock-Financials	0.50%	—	-3.82%
30	PPL	Ppl CORP	Stock-Utilities	0.50%	+0.02%	+6.03%
31	TRTN-PA	Triton International Limited	Stock-Other	0.49%	—	-40.46%
32	GME	GameStop Corp.	Stock-Consumer Disc	0.49%	—	+2.18%
33	GSK	GSK plc ADRhedged	Stock-Healthcare	0.47%	—	+46.71%
34	ABBV	Abbvie INC	Stock-Healthcare	0.47%	-0.02%	-24.14%
35	VZ	Verizon Communications INC	Stock-Comm Services	0.45%	+0.07%	—
36	XT	Ishar Fture Exp Tech Etf-usd	ETF-Tech	0.43%	-0.11%	EXIT
37	ESML	Ishares Esg Aware Msci USA S	ETF-Other	0.42%	—	—
38	PFE	Pfizer INC	Stock-Healthcare	0.39%	+0.02%	—
39	MUB	Ishares National Muni Bond E	ETF-Other	0.39%	—	+6.99%
40	ICF	Ishares Select U.s. Reit ETF	ETF-Other	0.39%	—	-1.49%
41	RCI	Rogers Communications Inc-b	Stock-Other	0.35%	—	—
42	CNP	Centerpoint Energy INC	Stock-Utilities	0.35%	+0.04%	+7.41%
43	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.33%	+0.10%	-10.21%
44	APOEUR	Apollo Asset Management INC	Stock-Other	0.31%	—	-2.52%
45	EPD	Enterprise Products Partners	Stock-Energy	0.29%	—	-29.08%
46	DHS	Wisdomtree US High Dividend	ETF-Other	0.23%	+0.01%	—
47	JNK	Ss Spdr Bb High Yield Bond	ETF-High Yield	0.22%	—	-2.89%
48	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.18%	—	-14.93%
49	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.18%	+0.01%	-11.54%
50	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.17%	—	-13.78%

1–50 of 52

Holding changes this quarter

Position changes disclosed by VAUGHAN & Co SECURITIES, INC. for the quarter ending Q1 2021, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	DES	Wisdomtree US Smallcap Divid	+1.4%	+3.97%	Add
2	HDV	Ishares Core High Dividend E	+0.3%	+4.74%	Add
3	PBCTEUR	People's United Financial	+0.3%	+35.06%	Add
4	CVX	Chevron CORP	+0.2%	+40.23%	Add
5	NYCBEUR	New York Community Bancorp	+0.2%	+37.15%	Add
6	MO	Altria Group INC	+0.2%	+32.67%	Add
7	CQP	Cheniere Energy Partners LP	+0.2%	+35.71%	Add
8	WEP	Magellan Midstream Partners	+0.2%	+50.67%	Add
9	BCE	Bce INC	+0.1%	+28.26%	Add
10	GSK	GSK plc ADRhedged	+0.1%	+46.71%	Add
11	IJS	Ishares S&p Small-cap 600 Va	+0.1%	—	Unchanged
12	DEM	Wisdomtree Emerging Markets	+0.1%	+4.38%	Add
13	DVY	Ishares Select Dividend ETF	+0.1%	+0.09%	Add
14	IWN	Ishares Russell 2000 Value E	0%	-3.74%	Trim
15	OLN	Olin CORP	0%	-26.63%	Trim
16	BMO	Bank Of Montreal	0%	-2.15%	Trim
17	BX	Blackstone INC	0%	-2.65%	Trim
18	ESML	Ishares Esg Aware Msci USA S	0%	—	Unchanged
19	CNP	Centerpoint Energy INC	0%	+7.41%	Add
20	CM	Can Imperial Bk Of Commerce	—	-3.82%	Trim
21	PPL	Ppl CORP	—	+6.03%	Add
22	DHS	Wisdomtree US High Dividend	—	—	Unchanged
23	PM	Philip Morris International	0%	—	Unchanged
24	ICF	Ishares Select U.s. Reit ETF	0%	-1.49%	Trim
25	IJT	Ishares S&p Small-cap 600 Gr	0%	-4.73%	Trim
26	MUB	Ishares National Muni Bond E	0%	+6.99%	Add
27	EFAV	Ishares Msci Eafe Min Vol Fa	-0.1%	+9.40%	Add
28	IEMG	Ishares Core Msci Emerging	-0.1%	+4.64%	Add
29	AGG	Ishares Core U.s. Aggregate	-0.1%	-11.54%	Trim
30	QQQ	Invesco Qqq Trust Series 1	-0.1%	-14.93%	Trim
31	IEFA	Ishares Core Msci Eafe ETF	-0.1%	-10.21%	Trim
32	APOEUR	Apollo Asset Management INC	-0.1%	-2.52%	Trim
33	EPD	Enterprise Products Partners	-0.1%	-29.08%	Trim
34	ABBV	Abbvie INC	-0.2%	-24.14%	Trim
35	GSLC	Goldman Activebeta US Lc ETF	-0.3%	+2.76%	Add
36	TRTN-PA	Triton International Limited	-0.3%	-40.46%	Trim
37	AAPL	Apple INC	-0.3%	-12.36%	Trim
38	IWF	Ishares Russell 1000 Growth	-1.2%	-0.32%	Trim
39	IWO	Ishares Russell 2000 Growth	-1.7%	-4.80%	Trim
40	IBM	Intl Business Machines CORP	—	NEW	New buy
41	NNN	Nnn Reit INC	—	NEW	New buy
42	OGE	Oge Energy CORP	—	NEW	New buy
43	MPT	Medical Properties Trust INC	—	NEW	New buy
44	TPR	Tapestry INC	—	EXIT	Sold out
45	XT	Ishar Fture Exp Tech Etf-usd	—	NEW	New buy
46	GT	Goodyear Tire & Rubber Co	—	EXIT	Sold out
47	FUN	Six Flags Entertainment Corporation	—	EXIT	Sold out
48	✓		—	EXIT	Sold out
49	UNP	Union Pacific CORP	—	NEW	New buy
50	PG	Procter & Gamble Co/the	—	EXIT	Sold out