VAUGHAN & Co SECURITIES, INC. — Q3 2020 13F Holdings

Name: VAUGHAN & Co SECURITIES, INC. — 13F Holdings, Q3 2020
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0000805870

Total reported value

$192.6M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	17.10%	-0.53%	-0.39%
2	IWF	Ishares Russell 1000 Growth	ETF-Other	14.40%	-1.07%	-1.00%
3	GSLC	Goldman Activebeta US Lc ETF	ETF-Commodities	12.87%	-0.69%	+0.13%
4	DES	Wisdomtree US Smallcap Divid	ETF-Other	12.08%	+0.10%	+3.34%
5	HDV	Ishares Core High Dividend E	ETF-Other	9.91%	+1.10%	+2.02%
6	EFAV	Ishares Msci Eafe Min Vol Fa	ETF-Other	6.04%	+0.07%	+1.13%
7	IEMG	Ishares Core Msci Emerging	ETF-Emerging Markets	4.24%	+0.08%	+0.29%
8	DEM	Wisdomtree Emerging Markets	ETF-Emerging Markets	3.17%	—	+1.84%
9	AAPL	Apple INC	Stock-Tech	1.25%	+0.03%	+303.84%
10	DVY	Ishares Select Dividend ETF	ETF-Other	0.92%	+0.05%	—
11	TRTN-PA	Triton International Limited	Stock-Other	0.82%	—	-3.77%
12	ABBV	Abbvie INC	Stock-Healthcare	0.69%	-0.02%	-2.40%
13	VZ	Verizon Communications INC	Stock-Comm Services	0.61%	+0.07%	-2.97%
14	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	0.61%	+0.03%	-7.90%
15	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	0.59%	+0.01%	-1.78%
16	PPL	Ppl CORP	Stock-Utilities	0.59%	+0.02%	—
17	PM	Philip Morris International	Stock-Consumer Staples	0.58%	—	-2.12%
18	TU	Telus CORP	Stock-Other	0.57%	—	-0.63%
19	BX	Blackstone INC	Stock-Financials	0.57%	-0.06%	-3.93%
20	CM	Can Imperial Bk Of Commerce	Stock-Financials	0.54%	—	—
21	IWN	Ishares Russell 2000 Value E	ETF-Small Cap	0.53%	+0.02%	-0.98%
22	PFE	Pfizer INC	Stock-Healthcare	0.53%	+0.02%	-3.23%
23	IEFA	Ishares Core Msci Eafe ETF	ETF-Other	0.52%	+0.10%	-0.99%
24	BCE	Bce INC	Stock-Comm Services	0.52%	—	—
25	MUB	Ishares National Muni Bond E	ETF-Other	0.52%	—	—
26	ICF	Ishares Select U.s. Reit ETF	ETF-Other	0.51%	—	—
27	GME	GameStop Corp.	Stock-Consumer Disc	0.50%	—	—
28	BMO	Bank Of Montreal	Stock-Financials	0.49%	—	—
29	MO	Altria Group INC	Stock-Consumer Staples	0.45%	—	—
30	GSK	GSK plc ADRhedged	Stock-Healthcare	0.45%	—	—
31	APOEUR	Apollo Asset Management INC	Stock-Other	0.44%	—	—
32	CQP	Cheniere Energy Partners LP	Stock-Other	0.43%	—	-3.22%
33	AGG	Ishares Core U.s. Aggregate	ETF-Other	0.42%	+0.01%	—
34	CVX	Chevron CORP	Stock-Energy	0.41%	+0.12%	—
35	RCI	Rogers Communications Inc-b	Stock-Other	0.40%	—	-3.90%
36	EPD	Enterprise Products Partners	Stock-Energy	0.40%	—	—
37	NYCBEUR	New York Community Bancorp	Stock-Other	0.39%	—	—
38	ESML	Ishares Esg Aware Msci USA S	ETF-Other	0.37%	—	—
39	CNP	Centerpoint Energy INC	Stock-Utilities	0.37%	+0.04%	—
40	OLN	Olin CORP	Stock-Materials	0.36%	—	—
41	WEP	Magellan Midstream Partners	Stock-Other	0.35%	—	—
42	PBCTEUR	People's United Financial	Stock-Other	0.35%	—	—
43	JNK	Ss Spdr Bb High Yield Bond	ETF-High Yield	0.34%	—	—
44	TPR	Tapestry INC	Stock-Consumer Disc	0.31%	—	-5.53%
45	GT	Goodyear Tire & Rubber Co	Stock-Consumer Disc	0.30%	—	-1.41%
46	FUN	Six Flags Entertainment Corporation	Stock-Other	0.26%	—	-6.25%
47	QQQ	Invesco Qqq Trust Series 1	ETF-Tech	0.25%	—	—
48	DHS	Wisdomtree US High Dividend	ETF-Other	0.24%	+0.01%	—
49	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	0.21%	—	—
50	PG	Procter & Gamble Co/the	Stock-Consumer Staples	0.21%	—	—

Holding changes this quarter

Position changes disclosed by VAUGHAN & Co SECURITIES, INC. for the quarter ending Q3 2020, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IWF	Ishares Russell 1000 Growth	+0.8%	-1.00%	Trim
2	GSLC	Goldman Activebeta US Lc ETF	+0.4%	+0.13%	Add
3	IEMG	Ishares Core Msci Emerging	+0.2%	+0.29%	Add
4	AAPL	Apple INC	+0.2%	+303.84%	Add
5	IWO	Ishares Russell 2000 Growth	+0.2%	-0.39%	Trim
6	TRTN-PA	Triton International Limited	+0.2%	-3.77%	Trim
7	GME	GameStop Corp.	+0.1%	—	Unchanged
8	CM	Can Imperial Bk Of Commerce	0%	—	Unchanged
9	BMO	Bank Of Montreal	0%	—	Unchanged
10	PFE	Pfizer INC	0%	-3.23%	Trim
11	TPR	Tapestry INC	0%	-5.53%	Trim
12	OLN	Olin CORP	0%	—	Unchanged
13	PPL	Ppl CORP	—	—	Unchanged
14	PM	Philip Morris International	—	-2.12%	Trim
15	ESML	Ishares Esg Aware Msci USA S	—	—	Unchanged
16	VZ	Verizon Communications INC	0%	-2.97%	Trim
17	TU	Telus CORP	0%	-0.63%	Trim
18	IEFA	Ishares Core Msci Eafe ETF	0%	-0.99%	Trim
19	CNP	Centerpoint Energy INC	0%	—	Unchanged
20	JNK	Ss Spdr Bb High Yield Bond	0%	—	Unchanged
21	IJT	Ishares S&p Small-cap 600 Gr	0%	-1.78%	Trim
22	FUN	Six Flags Entertainment Corporation	0%	-6.25%	Trim
23	MUB	Ishares National Muni Bond E	0%	—	Unchanged
24	ICF	Ishares Select U.s. Reit ETF	0%	—	Unchanged
25	IWN	Ishares Russell 2000 Value E	0%	-0.98%	Trim
26	BCE	Bce INC	0%	—	Unchanged
27	DVY	Ishares Select Dividend ETF	0%	—	Unchanged
28	MO	Altria Group INC	0%	—	Unchanged
29	RCI	Rogers Communications Inc-b	-0.1%	-3.90%	Trim
30	EFAV	Ishares Msci Eafe Min Vol Fa	-0.1%	+1.13%	Add
31	PBCTEUR	People's United Financial	-0.1%	—	Unchanged
32	CQP	Cheniere Energy Partners LP	-0.1%	-3.22%	Trim
33	GSK	GSK plc ADRhedged	-0.1%	—	Unchanged
34	GT	Goodyear Tire & Rubber Co	-0.1%	-1.41%	Trim
35	APOEUR	Apollo Asset Management INC	-0.1%	—	Unchanged
36	IJS	Ishares S&p Small-cap 600 Va	-0.1%	-7.90%	Trim
37	EPD	Enterprise Products Partners	-0.1%	—	Unchanged
38	NYCBEUR	New York Community Bancorp	-0.1%	—	Unchanged
39	BX	Blackstone INC	-0.1%	-3.93%	Trim
40	WEP	Magellan Midstream Partners	-0.1%	—	Unchanged
41	CVX	Chevron CORP	-0.1%	—	Unchanged
42	ABBV	Abbvie INC	-0.1%	-2.40%	Trim
43	DEM	Wisdomtree Emerging Markets	-0.2%	+1.84%	Add
44	DES	Wisdomtree US Smallcap Divid	-0.3%	+3.34%	Add
45	HDV	Ishares Core High Dividend E	-0.4%	+2.02%	Add
46	QQQ	Invesco Qqq Trust Series 1	—	NEW	New buy
47	XOM	Exxon Mobil CORP	—	EXIT	Sold out
48	✓		—	EXIT	Sold out
49	VWO	Vanguard Ftse Emerging Marke	—	NEW	New buy
50	PG	Procter & Gamble Co/the	—	NEW	New buy