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CIK: 0000805870
Total reported value
$214.4M
$214.4M
57 檔
53.1%
In Q1 2026, VAUGHAN & Co SECURITIES, INC.'s U.S. equity holdings reached a combined market value of $214.4M, distributed across 57 disclosed stock positions.
In Q1 2026, VAUGHAN & Co SECURITIES, INC. adopted a defensive or profit-taking posture, trimming 41 positions and completely liquidating 1 holdings to manage risk exposure.
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | HDV | Ishares Core High Dividend E | ETF-Other | 12.80% | -1.17% | -2.36% | |
| 2 | GSLC | Goldman Activebeta US Lc ETF | ETF-Commodities | 12.08% | +0.20% | -0.33% | |
| 3 | IWF | Ishares Russell 1000 Growth | ETF-Other | 11.84% | +0.48% | +1.38% | |
| 4 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 11.80% | +1.03% | -1.86% | |
| 5 | ISCV | Ishares Morningstar Small-ca | ETF-Other | 10.59% | +0.04% | -2.51% | |
| 6 | IEMG | Ishares Core Msci Emerging | ETF-Emerging Markets | 7.73% | +0.22% | -3.06% | |
| 7 | IEFA | Ishares Core Msci Eafe ETF | ETF-Other | 7.08% | -0.26% | -0.06% | |
| 8 | IXN | Ishares Global Tech ETF | ETF-Tech | 4.59% | +0.96% | -3.19% | |
| 9 | EFAV | Ishares Msci Eafe Min Vol Fa | ETF-Other | 1.48% | -0.20% | -1.49% | |
| 10 | DES | Wisdomtree US Smallcap Divid | ETF-Other | 1.46% | +0.03% | — | |
| 11 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 1.37% | -0.62% | +88.37% | |
| 12 | AAPL | Apple Inc | Stock-Tech | 1.12% | +0.02% | +9.84% | |
| 13 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 1.08% | -0.01% | — | |
| 14 | DVY | Ishares Select Dividend ETF | ETF-Other | 0.70% | -0.07% | — | |
| 15 | ISCG | Ishares Morningstar Small-ca | ETF-Other | 0.70% | +0.02% | -0.45% | |
| 16 | IUSG | Ishares Core S&p U.s. Growth | ETF-Other | 0.66% | +0.06% | — | |
| 17 | VLO | Valero Energy CORP | Stock-Energy | 0.59% | -0.06% | -3.74% | |
| 18 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.53% | +0.02% | — | |
| 19 | BMY | Bristol-myers Squibb Co | Stock-Healthcare | 0.49% | -0.09% | -3.65% | |
| 20 | IWN | Ishares Russell 2000 Value E | ETF-Small Cap | 0.48% | +0.02% | -0.83% | |
| 21 | GSK | Gsk Plc-spon Adr | Stock-Healthcare | 0.48% | -0.08% | -4.44% | |
| 22 | CVX | Chevron CORP | Stock-Energy | 0.47% | -0.15% | -1.09% | |
| 23 | UPS | United Parcel Service-cl B | Stock-Industrials | 0.43% | -0.03% | -5.25% | |
| 24 | VZ | Verizon Communications Inc | Stock-Comm Services | 0.42% | -0.12% | -1.92% | |
| 25 | EMN | Eastman Chemical Co | Stock-Materials | 0.41% | -0.10% | -2.95% | |
| 26 | OKE | Oneok Inc | Stock-Energy | 0.41% | -0.07% | -2.55% | |
| 27 | PM | Philip Morris International | Stock-Consumer Staples | 0.40% | -0.03% | -3.54% | |
| 28 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.40% | -0.02% | +2.80% | |
| 29 | OGE | Oge Energy CORP | Stock-Utilities | 0.40% | -0.05% | -0.63% | |
| 30 | IBM | Intl Business Machines CORP | Stock-Tech | 0.38% | — | -3.37% | |
| 31 | MMM | 3m Co | Stock-Industrials | 0.37% | -0.01% | -3.05% | |
| 32 | IJT | Ishares S&p Small-cap 600 Gr | ETF-Other | 0.37% | +0.04% | — | |
| 33 | BMO | Bank Of Montreal | Stock-Financials | 0.37% | +0.04% | -3.01% | |
| 34 | VLY | Valley National Bancorp | Stock-Financials | 0.35% | +0.01% | -2.85% | |
| 35 | PPL | Ppl CORP | Stock-Utilities | 0.33% | -0.06% | -2.74% | |
| 36 | VICI | Vici Properties Inc | Stock-Real Estate | 0.33% | -0.05% | -0.69% | |
| 37 | NWE | Northwestern Energy Group In | Stock-Utilities | 0.32% | -0.02% | -3.17% | |
| 38 | RCI | Rogers Communications Inc-b | Stock-Other | 0.32% | -0.10% | -2.31% | |
| 39 | CVS | Cvs Health CORP | Stock-Healthcare | 0.31% | +0.07% | -3.94% | |
| 40 | ABBV | Abbvie Inc | Stock-Healthcare | 0.31% | — | -2.11% | |
| 41 | CNP | Centerpoint Energy Inc | Stock-Utilities | 0.31% | -0.04% | -0.74% | |
| 42 | MTB | M & T Bank CORP | Stock-Financials | 0.27% | — | -4.38% | |
| 43 | CHRD | Chord Energy CORP | Stock-Energy | 0.26% | -0.08% | -2.94% | |
| 44 | LYB | LyondellBasell Industries N.V. | Stock-Materials | 0.24% | -0.11% | -3.87% | |
| 45 | PFE | Pfizer Inc | Stock-Healthcare | 0.22% | -0.06% | -2.73% | |
| 46 | DOW | Dow Inc | Stock-Materials | 0.22% | -0.10% | -9.31% | |
| 47 | CM | Can Imperial Bk Of Commerce | Stock-Financials | 0.21% | — | -3.63% | |
| 48 | APO | Apollo Global Management Inc | Stock-Financials | 0.19% | -0.02% | -0.61% | |
| 49 | DHS | Wisdomtree US High Dividend | ETF-Other | 0.18% | -0.03% | — | |
| 50 | BX | Blackstone Inc | Stock-Financials | 0.18% | -0.02% | -0.92% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | HDV | Ishares Core High Dividend E | +1.1% | -2.36% | Trim |
| 2 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.6% | +88.37% | Add |
| 3 | VLO | Valero Energy CORP | +0.2% | -3.74% | Trim |
| 4 | CVX | Chevron CORP | +0.1% | -1.09% | Trim |
| 5 | LYB | LyondellBasell Industries N.V. | +0.1% | -3.87% | Trim |
| 6 | DES | Wisdomtree US Smallcap Divid | +0.1% | — | Unchanged |
| 7 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | -0.06% | Trim |
| 8 | CHRD | Chord Energy CORP | +0.1% | -2.94% | Trim |
| 9 | DOW | Dow Inc | +0.1% | -9.31% | Trim |
| 10 | IEMG | Ishares Core Msci Emerging | +0.1% | -3.06% | Trim |
| 11 | VZ | Verizon Communications Inc | +0.1% | -1.92% | Trim |
| 12 | OKE | Oneok Inc | +0.1% | -2.55% | Trim |
| 13 | EFAV | Ishares Msci Eafe Min Vol Fa | +0.1% | -1.49% | Trim |
| 14 | EMN | Eastman Chemical Co | +0.1% | -2.95% | Trim |
| 15 | DVY | Ishares Select Dividend ETF | +0.1% | — | Unchanged |
| 16 | OGE | Oge Energy CORP | 0% | -0.63% | Trim |
| 17 | BMY | Bristol-myers Squibb Co | 0% | -3.65% | Trim |
| 18 | CNP | Centerpoint Energy Inc | 0% | -0.74% | Trim |
| 19 | GSK | Gsk Plc-spon Adr | 0% | -4.44% | Trim |
| 20 | AAPL | Apple Inc | 0% | +9.84% | Add |
| 21 | IJS | Ishares S&p Small-cap 600 Va | 0% | — | Unchanged |
| 22 | PFE | Pfizer Inc | 0% | -2.73% | Trim |
| 23 | PPL | Ppl CORP | 0% | -2.74% | Trim |
| 24 | IWN | Ishares Russell 2000 Value E | 0% | -0.83% | Trim |
| 25 | DHS | Wisdomtree US High Dividend | 0% | — | Unchanged |
| 26 | IJT | Ishares S&p Small-cap 600 Gr | 0% | — | Unchanged |
| 27 | AGG | Ishares Core U.s. Aggregate | 0% | +2.80% | Add |
| 28 | VLY | Valley National Bancorp | 0% | -2.85% | Trim |
| 29 | VWO | Vanguard Ftse Emerging Marke | 0% | — | Unchanged |
| 30 | BMO | Bank Of Montreal | 0% | -3.01% | Trim |
| 31 | CM | Can Imperial Bk Of Commerce | 0% | -3.63% | Trim |
| 32 | ISCG | Ishares Morningstar Small-ca | — | -0.45% | Trim |
| 33 | QQQ | Invesco Qqq Trust Series 1 | — | — | Unchanged |
| 34 | TU | Telus CORP | — | -3.08% | Trim |
| 35 | MTB | M & T Bank CORP | — | -4.38% | Trim |
| 36 | NWE | Northwestern Energy Group In | — | -3.17% | Trim |
| 37 | ESML | Ishares Esg Aware Msci USA S | — | — | Unchanged |
| 38 | PM | Philip Morris International | — | -3.54% | Trim |
| 39 | RCI | Rogers Communications Inc-b | — | -2.31% | Trim |
| 40 | AMZN | Amazon.com Inc | 0% | — | Unchanged |
| 41 | VICI | Vici Properties Inc | 0% | -0.69% | Trim |
| 42 | XNTK | Ss Spdr Nyse Tech ETF | 0% | — | Unchanged |
| 43 | UPS | United Parcel Service-cl B | 0% | -5.25% | Trim |
| 44 | ABBV | Abbvie Inc | 0% | -2.11% | Trim |
| 45 | BIPC | Brookfield Infrastructure-a | 0% | -3.94% | Trim |
| 46 | APO | Apollo Global Management Inc | -0.1% | -0.61% | Trim |
| 47 | IUSG | Ishares Core S&p U.s. Growth | -0.1% | — | Unchanged |
| 48 | MMM | 3m Co | -0.1% | -3.05% | Trim |
| 49 | CVS | Cvs Health CORP | -0.1% | -3.94% | Trim |
| 50 | BX | Blackstone Inc | -0.1% | -0.92% | Trim |
According to official SEC Form 13F filings, VAUGHAN & Co SECURITIES, INC. reported a total U.S. public equity portfolio value of $214.4M across 57 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including HDV, GSLC, IWF) accounted for 53.1% of total reported equity market value during Q1 2026.
Top New Position Initiated
XOM
市值: $226.5K
Top Position Liquidated / Trimmed
XT
前期市值: $208.7K
During Q1 2026, VAUGHAN & Co SECURITIES, INC.'s top holdings by market value included HDV (12.8%)、GSLC (12.1%)、IWF (11.8%). The largest single position, HDV, represented 12.8% of total portfolio value.
In Q1 2026, VAUGHAN & Co SECURITIES, INC. made 47 total portfolio adjustments, initiating 1 new buys, adding to 4 positions, trimming 41 holdings, and fully liquidating 1 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
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