CIK: 0001770994
Total reported value
$844.1M
Reporting period: 2026-03-31 · Number of holdings: 284
Occidental Asset Management, LLC disclosed 284 holdings in its latest 13F filing for the period ending 2026-03-31, with total reported value of $844.1M and a quarterly turnover rate of 17.2%.
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Occidental Asset Management, LLC's disclosed holdings carry a Herfindahl concentration index of 0.018 — mathematically equivalent to about 54 equally-sized positions, well below its 284 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 2.05), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 37% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Trim AMAT
-96.9% -$6.4M
Trim MSFT
+4.8% -$5.4M
Trim IWF
-16.0% -$4.9M
Trim XLC
-39.1% -$3.5M
Trim AAPL
+1.4% -$2.6M
Trim NVDA
+2.3% -$2.4M
Showing top 200 holdings (of 284 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 6.71% | -0.39% | +2.25% | |
| 2 | AAPL | Apple INC | Stock-Tech | 5.43% | -0.39% | +1.41% | |
| 3 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 3.29% | +0.11% | +5.98% | |
| 4 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 3.25% | -0.15% | -3.15% | |
| 5 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 3.04% | +0.13% | +6.58% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.61% | -0.70% | +4.80% | |
| 7 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 2.52% | +2.52% | NEW | |
| 8 | BNDC | Flexshares Core Select Bond | ETF-Other | 2.32% | +0.07% | +5.45% | |
| 9 | FBND | Fidelity Total Bond ETF | ETF-Other | 2.28% | +0.09% | +6.61% | |
| 10 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.06% | — | +6.72% | |
| 11 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.87% | +0.07% | +6.16% | |
| 12 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.80% | -0.61% | -15.98% | |
| 13 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.70% | — | +0.97% | |
| 14 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 1.61% | +0.06% | +2.42% | |
| 15 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 1.59% | +0.23% | +18.80% | |
| 16 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.53% | -0.28% | -0.81% | |
| 17 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 1.47% | +0.16% | +16.59% | |
| 18 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.38% | +0.22% | +21.98% | |
| 19 | EMCB | Wisdomtree Em CORP Bond | ETF-Corp Bonds | 1.32% | +0.21% | +23.12% | |
| 20 | AMZN | Amazon.com INC | Stock-Consumer Disc | 1.23% | +0.28% | +45.09% | |
| 21 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 1.23% | -0.25% | -9.96% | |
| 22 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.16% | -0.11% | +1.21% | |
| 23 | WMT | Walmart INC | Stock-Consumer Staples | 1.14% | +0.14% | +3.32% | |
| 24 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.98% | +0.13% | +11.38% | |
| 25 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.89% | — | +1.31% | |
| 26 | MS | Morgan Stanley | Stock-Financials | 0.87% | — | +1.89% | |
| 27 | CAT | Caterpillar INC | Stock-Industrials | 0.85% | — | -21.67% | |
| 28 | XLK | Ss Technology Select Sector | ETF-Tech | 0.81% | -0.31% | -20.35% | |
| 29 | DELL | Dell Technologies -c | Stock-Tech | 0.77% | +0.20% | +4.58% | |
| 30 | BKR | Baker Hughes Co | Stock-Energy | 0.76% | +0.20% | +2.96% | |
| 31 | HUBB | Hubbell INC | Stock-Industrials | 0.76% | +0.08% | +2.94% | |
| 32 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.76% | -0.09% | -6.87% | |
| 33 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 0.74% | +0.12% | +13.08% | |
| 34 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.74% | — | +2.64% | |
| 35 | CMI | Cummins INC | Stock-Industrials | 0.73% | -0.19% | -23.43% | |
| 36 | SCCO | Southern Copper CORP | Stock-Materials | 0.72% | — | -23.77% | |
| 37 | COR | Cencora INC | Stock-Healthcare | 0.72% | — | +1.49% | |
| 38 | AMGN | Amgen INC | Stock-Healthcare | 0.70% | +0.07% | +4.98% | |
| 39 | V | Visa Inc-class A Shares | Stock-Financials | 0.70% | -0.08% | +4.61% | |
| 40 | CAH | Cardinal Health INC | Stock-Healthcare | 0.69% | -0.20% | -23.25% | |
| 41 | ALB | Albemarle CORP | Stock-Materials | 0.69% | — | -23.27% | |
| 42 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.69% | — | +5.26% | |
| 43 | IMTM | Ishares Msci Intl Momentum F | ETF-Other | 0.69% | +0.15% | +28.84% | |
| 44 | RS | Reliance INC | Stock-Materials | 0.69% | — | +3.33% | |
| 45 | T | At&t INC | Stock-Comm Services | 0.68% | +0.12% | +6.78% | |
| 46 | D | Dominion Energy INC | Stock-Utilities | 0.67% | — | +3.53% | |
| 47 | DUK | Duke Energy CORP | Stock-Utilities | 0.67% | +0.08% | +3.74% | |
| 48 | MRK | Merck & Co. INC. | Stock-Healthcare | 0.65% | — | -13.19% | |
| 49 | CRM | Salesforce INC | Stock-Tech | 0.64% | -0.23% | +6.95% | |
| 50 | DGX | Quest Diagnostics INC | Stock-Healthcare | 0.64% | +0.08% | +2.86% |
Performance for Q3 2026
+3.4%
Performance Last 4 Quarters
+20%
Based on 78% of reported portfolio value with available pricing
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2026-03-31 | 284 | $844.1M | 17 | |
| 2025-12-31 | 295 | $832.3M | 13 | |
| 2025-09-30 | 275 | $796.7M | 35 | |
| 2025-06-30 | 268 | $724.6M | 0 | |
| 2025-03-31 | 253 | $662.4M | 100 | |
| 2024-12-31 | 219 | $640.7M | 0 | |
| 2024-09-30 | 220 | $619.8M | 0 | |
| 2024-06-30 | 207 | $569.8M | 0 | |
| 2024-03-31 | 202 | $535.0M | 0 | |
| 2023-12-31 | 208 | $482.2M | 0 | |
| 2023-09-30 | 201 | $432.0M | 0 | |
| 2023-06-30 | 215 | $441.5M | 0 | |
| 2023-03-31 | 205 | $400.8M | 0 | |
| 2022-12-31 | 206 | $366.7M | 0 | |
| 2022-09-30 | 180 | $333.5M | 0 | |
| 2022-06-30 | 179 | $337.3M | 0 | |
| 2022-03-31 | 189 | $391.0M | 0 | |
| 2021-12-31 | 209 | $421.0M | 0 | |
| 2021-09-30 | 205 | $385.6M | 0 | |
| 2021-06-30 | 202 | $376.2M | 16 | |
| 2021-03-31 | 187 | $336.5M | 34 | |
| 2020-12-31 | 166 | $301.7M | 27 | |
| 2020-09-30 | 143 | $240.2M | 18 | |
| 2020-06-30 | 141 | $226.1M | 26 | |
| 2020-03-31 | 141 | $198.8M | 56 | |
| 2019-12-31 | 152 | $245.3M | 18 | |
| 2019-09-30 | 144 | $238.7M | 22 | |
| 2019-06-30 | 144 | $222.1M | 17 | |
| 2019-03-31 | 144 | $208.0M | 23 | |
| 2018-12-31 | 137 | $176.9M | 44 | |
| 2018-09-30 | 156 | $200.4M | 59 | |
| 2018-06-30 | 149 | $187.4M | 24 | |
| 2018-03-31 | 143 | $185.5M | 11 | |
| 2017-12-31 | 145 | $192.6M | 13 | |
| 2017-09-30 | 136 | $180.9M | 14 | |
| 2017-06-30 | 137 | $167.1M | 12 | |
| 2017-03-31 | 126 | $150.9M | 31 | |
| 2016-12-31 | 129 | $138.9M | 38 | |
| 2016-09-30 | 94 | $122.7M | 12 | |
| 2016-06-30 | 96 | $114.4M | 44 | |
| 2016-03-31 | 76 | $82.9M | 19 | |
| 2015-12-31 | 66 | $78.2M | 12 | |
| 2015-09-30 | 65 | $71.4M | 16 | |
| 2015-06-30 | 64 | $74.6M | 14 | |
| 2015-03-31 | 63 | $80.0M | 37 | |
| 2014-12-31 | 60 | $65.6M | 31 | |
| 2014-09-30 | 54 | $61.4M | 10 | |
| 2014-06-30 | 54 | $58.4M | 20 | |
| 2014-03-31 | 54 | $56.0M | 0 |
Occidental Asset Management, LLC's most significant position changes for 2026-03-31: New buy: Ishares 0-3 Month Treasury B (SGOV); Trim: Applied Materials INC (AMAT) — shares -96.87%; Add: Microsoft CORP (MSFT) — shares +4.80%; Trim: Ishares Russell 1000 Growth (IWF) — shares -15.98%; Trim: Ss Comm Select Sector Spdr (XLC) — shares -39.09%.
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AMZN | Amazon.com INC | +0.3% | +45.09% | Add |
| 2 | IAGG | Ishares Intl Aggregate Bond | +0.2% | +18.80% | Add |
| 3 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.2% | +21.98% | Add |
| 4 | EMCB | Wisdomtree Em CORP Bond | +0.2% | +23.12% | Add |
| 5 | BKR | Baker Hughes Co | +0.2% | +2.96% | Add |
| 6 | DELL | Dell Technologies -c | +0.2% | +4.58% | Add |
| 7 | EMB | Ishares Jp Morgan Usd Emergi | +0.2% | +16.59% | Add |
| 8 | IMTM | Ishares Msci Intl Momentum F | +0.2% | +28.84% | Add |
| 9 | WMT | Walmart INC | +0.1% | +3.32% | Add |
| 10 | SPSB | Ss Spdr P St C CORP ETF | +0.1% | +6.58% | Add |
| 11 | IJS | Ishares S&p Small-cap 600 Va | +0.1% | +11.38% | Add |
| 12 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.1% | +13.08% | Add |
| 13 | T | At&t INC | +0.1% | +6.78% | Add |
| 14 | SPIB | Ss Spdr P Int C CORP ETF | +0.1% | +5.98% | Add |
| 15 | CLX | Clorox Company | +0.1% | +47.42% | Add |
| 16 | KMB | Kimberly-clark CORP | +0.1% | +58.31% | Add |
| 17 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | +214.16% | Add |
| 18 | FBND | Fidelity Total Bond ETF | +0.1% | +6.61% | Add |
| 19 | XOM | Exxon Mobil CORP | +0.1% | +8.74% | Add |
| 20 | HSY | Hershey Co/the | +0.1% | +7.56% | Add |
| 21 | HUBB | Hubbell INC | +0.1% | +2.94% | Add |
| 22 | DUK | Duke Energy CORP | +0.1% | +3.74% | Add |
| 23 | DGX | Quest Diagnostics INC | +0.1% | +2.86% | Add |
| 24 | BNDC | Flexshares Core Select Bond | +0.1% | +5.45% | Add |
| 25 | TLT | Ishares 20+ Year Treasury Bd | +0.1% | +6.16% | Add |
| 26 | AMGN | Amgen INC | +0.1% | +4.98% | Add |
| 27 | IWS | Ishares Russell Mid-cap Valu | +0.1% | +2.42% | Add |
| 28 | V | Visa Inc-class A Shares | -0.1% | +4.61% | Add |
| 29 | ITW | Illinois Tool Works | -0.1% | -20.54% | Trim |
| 30 | IWO | Ishares Russell 2000 Growth | -0.1% | -6.87% | Trim |
| 31 | CB | Chubb Limited | -0.1% | -20.97% | Trim |
| 32 | AMD | Advanced Micro Devices | -0.1% | -10.43% | Trim |
| 33 | JPM | Jpmorgan Chase & Co | -0.1% | +1.21% | Add |
| 34 | BR | Broadridge Financial Solutio | -0.1% | +7.24% | Add |
| 35 | QCOM | Qualcomm INC | -0.1% | +8.36% | Add |
| 36 | FLOT | Ishares Floating Rate Bond E | -0.2% | -3.15% | Trim |
| 37 | EMR | Emerson Electric Co | -0.2% | -22.15% | Trim |
| 38 | CMI | Cummins INC | -0.2% | -23.43% | Trim |
| 39 | CAH | Cardinal Health INC | -0.2% | -23.25% | Trim |
| 40 | CRM | Salesforce INC | -0.2% | +6.95% | Add |
| 41 | IWP | Ishares Russell Mid-cap Grow | -0.3% | -9.96% | Trim |
| 42 | META | Meta Platforms Inc-class A | -0.3% | -0.81% | Trim |
| 43 | XLK | Ss Technology Select Sector | -0.3% | -20.35% | Trim |
| 44 | AAPL | Apple INC | -0.4% | +1.41% | Add |
| 45 | NVDA | Nvidia CORP | -0.4% | +2.25% | Add |
| 46 | XLC | Ss Comm Select Sector Spdr | -0.4% | -39.09% | Trim |
| 47 | IWF | Ishares Russell 1000 Growth | -0.6% | -15.98% | Trim |
| 48 | MSFT | Microsoft CORP | -0.7% | +4.80% | Add |
| 49 | AMAT | Applied Materials INC | -0.8% | -96.87% | Trim |
| 50 | SGOV | Ishares 0-3 Month Treasury B | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2026-03-31 | 2026-04-16 | 13F-HR | View on EDGAR |
| 2025-12-31 | 2026-01-08 | 13F-HR | View on EDGAR |
| 2025-09-30 | 2025-10-29 | 13F-HR | View on EDGAR |
| 2025-06-30 | 2025-07-14 | 13F-HR | View on EDGAR |
| 2025-03-31 | 2025-05-15 | 13F-HR | View on EDGAR |
| 2024-12-31 | 2025-01-15 | 13F-HR | View on EDGAR |
| 2024-09-30 | 2024-10-15 | 13F-HR | View on EDGAR |
| 2024-06-30 | 2024-07-15 | 13F-HR | View on EDGAR |
| 2024-03-31 | 2024-04-16 | 13F-HR | View on EDGAR |
| 2023-12-31 | 2024-01-19 | 13F-HR | View on EDGAR |
| 2023-09-30 | 2023-10-18 | 13F-HR | View on EDGAR |
| 2023-06-30 | 2023-07-12 | 13F-HR | View on EDGAR |
| 2023-03-31 | 2023-05-11 | 13F-HR | View on EDGAR |
| 2022-12-31 | 2023-01-24 | 13F-HR | View on EDGAR |
| 2022-09-30 | 2022-11-08 | 13F-HR | View on EDGAR |
| 2022-06-30 | 2022-07-18 | 13F-HR | View on EDGAR |
| 2022-03-31 | 2022-05-04 | 13F-HR | View on EDGAR |
| 2021-12-31 | 2022-02-01 | 13F-HR | View on EDGAR |
| 2021-09-30 | 2021-11-03 | 13F-HR | View on EDGAR |
| 2021-06-30 | 2021-08-17 | 13F-HR | View on EDGAR |
| 2021-03-31 | 2021-05-06 | 13F-HR | View on EDGAR |
| 2020-12-31 | 2021-01-28 | 13F-HR | View on EDGAR |
| 2020-09-30 | 2020-11-10 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-07-17 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-04-23 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-01-16 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-10-17 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-02 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-03-19 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2019-03-19 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2019-03-19 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2019-03-20 | Amendment | View on EDGAR |
| 2018-03-31 | 2019-03-19 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2019-03-19 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2019-03-19 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2019-03-19 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2019-03-19 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2019-05-15 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2019-06-17 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2019-06-17 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2019-06-17 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2019-06-17 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2019-06-17 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2019-06-17 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2019-06-17 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2019-06-17 | 13F-HR | View on EDGAR |
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