Occidental Asset Management, LLC — Q3 2016 13F Holdings

Name: Occidental Asset Management, LLC — 13F Holdings, Q3 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001770994

Total reported value

$844.1M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	META	Meta Platforms Inc-class A	Stock-Comm Services	15.92%	-0.28%	-5.88%
2	BOND	Pimco Active Bond Exchange-t	ETF-Other	4.19%	—	+14.17%
3	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	4.16%	—	+24.96%
4	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	3.90%	—	+6.85%
5	IWS	Ishares Russell Mid-cap Valu	ETF-Other	3.54%	+0.06%	+11.17%
6	DVY	Ishares Select Dividend ETF	ETF-Other	3.35%	—	-1.29%
7	IWP	Ishares Russell Mid-cap Grow	ETF-Other	3.24%	-0.25%	+22.58%
8	IWF	Ishares Russell 1000 Growth	ETF-Other	3.12%	-0.61%	+0.73%
9	PFF	Ishares Preferred & Income S	ETF-Other	3.00%	—	+9.50%
10	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	2.93%	—	+9.38%
11	✓	Powershares	Stock-Other	2.81%	—	+4.62%
12	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	2.26%	—	+26.89%
13	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	2.26%	—	-1.78%
14	IDV	Ishares International Select	ETF-Other	1.97%	—	+18.50%
15	✓	Powershares ETF Tr Ii	ETF-Other	1.91%	—	+7.38%
16	PCYUSD	Invesco Emerging Markets Sov	ETF-Emerging Markets	1.88%	—	+19.26%
17	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	ETF-High Yield	1.51%	+0.22%	+5.03%
18	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	1.47%	—	+4.35%
19	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.44%	—	+26.17%
20	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	1.41%	-0.09%	+47.07%
21	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	1.36%	—	-0.55%
22	VNQ	Vanguard Real Estate ETF	ETF-Other	1.24%	—	+2.18%
23	AAPL	Apple INC	Stock-Tech	1.22%	-0.39%	+0.98%
24	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	1.22%	—	+12.93%
25	IJT	Ishares S&p Small-cap 600 Gr	ETF-Other	1.12%	—	+3.69%
26	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	1.11%	+0.13%	+36.92%
27	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	0.92%	—	+8.91%
28	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.91%	—	-1.02%
29	EPI	Wisdomtree India Earnings	ETF-Other	0.88%	—	-2.27%
30	MSFT	Microsoft CORP	Stock-Tech	0.84%	-0.70%	—
31	XLY	Ss Consumer Disc Select Sect	ETF-Other	0.82%	—	+11.20%
32	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.78%	—	+1.18%
33	XLP	Ss Consumer Staples Sel Sect	ETF-Other	0.77%	—	+2.40%
34	FXH	First Trust Health Care Alph	ETF-Other	0.75%	—	-2.91%
35	CHD	Church & Dwight Co INC	Stock-Consumer Staples	0.74%	—	+100.01%
36	XLK	Ss Technology Select Sector	ETF-Tech	0.71%	-0.31%	+28.40%
37	OSVEUR	Vaneck Vectors Oil Services	ETF-Other	0.71%	—	-2.08%
38	MRK	Merck & Co. INC.	Stock-Healthcare	0.67%	—	—
39	VZ	Verizon Communications INC	Stock-Comm Services	0.66%	—	+4.38%
40	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.62%	—	-35.90%
41	DGRO	Ishares Core Dividend Growth	ETF-Other	0.57%	—	—
42	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.55%	—	+3.29%
43	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.54%	—	—
44	INTC	Intel CORP	Stock-Tech	0.48%	—	+2.22%
45	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	0.43%	—	-41.68%
46	T	At&t INC	Stock-Comm Services	0.43%	+0.12%	+23.90%
47	IWD	Ishares Russell 1000 Value E	ETF-Other	0.42%	—	-48.40%
48	HYMB	Ss Spdr N Ice Hy Muni ETF	ETF-Other	0.42%	—	—
49	SHYD	Vaneck Sh Hi Yld Muni	ETF-Other	0.41%	—	—
50	NVDA	Nvidia CORP	Stock-Tech	0.40%	-0.39%	+2.29%

1–50 of 94

Holding changes this quarter

Position changes disclosed by Occidental Asset Management, LLC for the quarter ending Q3 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	TOTL	Ss Doubleline Tr Tact ETF	+0.6%	+24.96%	Add
2	IWP	Ishares Russell Mid-cap Grow	+0.5%	+22.58%	Add
3	IWO	Ishares Russell 2000 Growth	+0.5%	+47.07%	Add
4	IVE	Ishares S&p 500 Value ETF	+0.4%	+26.89%	Add
5	VWO	Vanguard Ftse Emerging Marke	+0.3%	+26.17%	Add
6	IJS	Ishares S&p Small-cap 600 Va	+0.3%	+36.92%	Add
7	BOND	Pimco Active Bond Exchange-t	+0.3%	+14.17%	Add
8	IDV	Ishares International Select	+0.3%	+18.50%	Add
9	PCYUSD	Invesco Emerging Markets Sov	+0.3%	+19.26%	Add
10	IWS	Ishares Russell Mid-cap Valu	+0.2%	+11.17%	Add
11	XLK	Ss Technology Select Sector	+0.2%	+28.40%	Add
12	AAPL	Apple INC	+0.1%	+0.98%	Add
13	NVDA	Nvidia CORP	+0.1%	+2.29%	Add
14	SDY	Ss Spdr S&p Dividend ETF	+0.1%	+9.38%	Add
15	CWB	Ss Spdr Bb Conv Sec ETF	+0.1%	+8.91%	Add
16	AMJEUR	Jpmorgan Alerian Mlp Index	+0.1%	+12.93%	Add
17	XLY	Ss Consumer Disc Select Sect	+0.1%	+11.20%	Add
18	HPQ	Hp INC	+0.1%	+7.56%	Add
19	MSFT	Microsoft CORP	0%	—	Unchanged
20	INTC	Intel CORP	0%	+2.22%	Add
21	XLI	Ss Industrial Select Sector	0%	+19.68%	Add
22	T	At&t INC	0%	+23.90%	Add
23	QCOM	Qualcomm INC	0%	+5.27%	Add
24	PFF	Ishares Preferred & Income S	0%	+9.50%	Add
25	IJT	Ishares S&p Small-cap 600 Gr	0%	+3.69%	Add
26	✓	Powershares ETF Tr Ii	0%	+7.38%	Add
27	IBM	Intl Business Machines CORP	0%	+8.24%	Add
28	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	0%	+5.03%	Add
29	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	0%	-0.55%	Trim
30	YUM	Yum! Brands INC	0%	+2.48%	Add
31	MRK	Merck & Co. INC.	—	—	Unchanged
32	EPI	Wisdomtree India Earnings	0%	-2.27%	Trim
33	VCSH	Vanguard S/t CORP Bond ETF	0%	+6.85%	Add
34	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	0%	+4.35%	Add
35	✓	Powershares	0%	+4.62%	Add
36	EEM	Ishares Msci Emerging Market	-0.1%	-16.95%	Trim
37	EMB	Ishares Jp Morgan Usd Emergi	-0.1%	-10.14%	Trim
38	IWF	Ishares Russell 1000 Growth	-0.1%	+0.73%	Add
39	CHD	Church & Dwight Co INC	-0.1%	+100.01%	Add
40	RWX	State Street Spdr Dow Jones	-0.1%	-31.43%	Trim
41	META	Meta Platforms Inc-class A	-0.3%	-5.88%	Trim
42	BMY	Bristol-myers Squibb Co	-0.3%	—	Unchanged
43	IWM	Ishares Russell 2000 ETF	-0.3%	-41.68%	Trim
44	IWR	Ishares Russell Mid-cap ETF	-0.4%	-35.90%	Trim
45	EFA	Ishares Msci Eafe ETF	-0.4%	-50.20%	Trim
46	IWD	Ishares Russell 1000 Value E	-0.4%	-48.40%	Trim
47	DUK	Duke Energy CORP	—	EXIT	Sold out
48	TIP	Ishares Tips Bond ETF	—	EXIT	Sold out
49	GJB	Steelcase Inc-cl A	—	EXIT	Sold out
50	BDJ	Blackrock Enhanced Eqty Dvd	—	NEW	New buy