Occidental Asset Management, LLC — Q3 2017 13F Holdings

Name: Occidental Asset Management, LLC — 13F Holdings, Q3 2017
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001770994

Total reported value

$844.1M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	META	Meta Platforms Inc-class A	Stock-Comm Services	12.34%	-0.28%	-0.38%
2	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	6.17%	—	+7.08%
3	BOND	Pimco Active Bond Exchange-t	ETF-Other	4.82%	—	+6.60%
4	IWF	Ishares Russell 1000 Growth	ETF-Other	4.39%	-0.61%	+8.11%
5	VCSH	Vanguard S/t CORP Bond ETF	ETF-Corp Bonds	3.83%	—	+5.97%
6	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	3.35%	—	+4.68%
7	IWS	Ishares Russell Mid-cap Valu	ETF-Other	3.33%	+0.06%	+3.79%
8	PCYUSD	Invesco Emerging Markets Sov	ETF-Emerging Markets	3.13%	—	+14.40%
9	IDV	Ishares International Select	ETF-Other	2.83%	—	+39.16%
10	IWP	Ishares Russell Mid-cap Grow	ETF-Other	2.79%	-0.25%	-0.94%
11	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	2.75%	—	+16.65%
12	✓	Powershares	Stock-Other	2.57%	—	+11.78%
13	AAPL	Apple INC	Stock-Tech	2.05%	-0.39%	-0.24%
14	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	1.86%	+0.13%	-13.83%
15	PFF	Ishares Preferred & Income S	ETF-Other	1.84%	—	+11.54%
16	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	1.81%	-0.09%	-18.17%
17	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	1.72%	—	+0.45%
18	AMJEUR	Jpmorgan Alerian Mlp Index	ETF-Large Cap & Growth	1.67%	—	+32.25%
19	CWB	Ss Spdr Bb Conv Sec ETF	ETF-Other	1.47%	—	+4.34%
20	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	ETF-Tech	1.36%	—	+11.71%
21	KRE	Ss Spdr S&p Regional Bank	ETF-Other	1.04%	—	+3.75%
22	✓	Powershares ETF Tr Ii	ETF-Other	0.93%	—	+6.47%
23	MUB	Ishares National Muni Bond E	ETF-Other	0.91%	—	—
24	LQD	Ishr Ibx Usd Invgd Cb Etf-ui	ETF-Corp Bonds	0.87%	—	-2.54%
25	MSFT	Microsoft CORP	Stock-Tech	0.86%	-0.70%	+2.24%
26	DVY	Ishares Select Dividend ETF	ETF-Other	0.84%	—	-1.85%
27	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.68%	—	—
28	MINT	Pimco Enhanced Short Maturit	ETF-Other	0.66%	—	+175.87%
29	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.65%	—	—
30	VZ	Verizon Communications INC	Stock-Comm Services	0.59%	—	+1.93%
31	NVDA	Nvidia CORP	Stock-Tech	0.59%	-0.39%	-7.17%
32	DEO	Diageo Plc-sponsored Adr	Stock-Consumer Staples	0.56%	—	-2.52%
33	VEU	Vanguard Ftse All-world Ex-u	ETF-Other	0.55%	—	+6.40%
34	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	0.52%	—	—
35	MUNI	Pimco Intermediate Municipal	ETF-Other	0.51%	—	—
36	SJNK	Ss Spdr Bb St Hi Yield ETF	ETF-Other	0.51%	—	-3.01%
37	SMHC	VanEck China Semiconductor ETF	ETF-Emerging Markets	0.49%	—	—
38	MRK	Merck & Co. INC.	Stock-Healthcare	0.49%	—	+0.73%
39	DGRO	Ishares Core Dividend Growth	ETF-Other	0.45%	—	—
40	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.44%	—	-2.85%
41	RWO	State Street Spdr Dow Jones	ETF-Other	0.44%	—	—
42	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	0.44%	—	-2.38%
43	RING	Ishares Msci Global Gold Min	ETF-Commodities	0.43%	—	—
44	CHD	Church & Dwight Co INC	Stock-Consumer Staples	0.42%	—	-1.70%
45	BMY	Bristol-myers Squibb Co	Stock-Healthcare	0.42%	—	—
46	HD	Home Depot INC	Stock-Consumer Disc	0.40%	—	+0.47%
47	T	At&t INC	Stock-Comm Services	0.40%	+0.12%	+4.66%
48	PTLAEUR	Portola Pharmaceuticals INC	Stock-Other	0.39%	—	+9.25%
49	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	0.34%	—	-3.33%
50	INTC	Intel CORP	Stock-Tech	0.33%	—	—

1–50 of 136

Holding changes this quarter

Position changes disclosed by Occidental Asset Management, LLC for the quarter ending Q3 2017, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IDV	Ishares International Select	+0.7%	+39.16%	Add
2	META	Meta Platforms Inc-class A	+0.5%	-0.38%	Trim
3	MINT	Pimco Enhanced Short Maturit	+0.4%	+175.87%	Add
4	IVE	Ishares S&p 500 Value ETF	+0.3%	+16.65%	Add
5	AMJEUR	Jpmorgan Alerian Mlp Index	+0.2%	+32.25%	Add
6	PCYUSD	Invesco Emerging Markets Sov	+0.2%	+14.40%	Add
7	IWF	Ishares Russell 1000 Growth	+0.2%	+8.11%	Add
8	VWO	Vanguard Ftse Emerging Marke	+0.1%	+4.68%	Add
9	✓	Powershares	+0.1%	+11.78%	Add
10	HFCUSD	Hollyfrontier CORP	+0.1%	+1.65%	Add
11	SF9	Sanderson Farms INC	+0.1%	-1.58%	Trim
12	QNDX	State Street SPDR Portfolio Nasdaq 100 ETF	+0.1%	+11.71%	Add
13	GLW	Corning INC	+0.1%	+51.34%	Add
14	GAP	Gap Inc/the	+0.1%	+1.79%	Add
15	PFF	Ishares Preferred & Income S	0%	+11.54%	Add
16	NVDA	Nvidia CORP	0%	-7.17%	Trim
17	MSFT	Microsoft CORP	0%	+2.24%	Add
18	VZ	Verizon Communications INC	0%	+1.93%	Add
19	VEU	Vanguard Ftse All-world Ex-u	0%	+6.40%	Add
20	BMY	Bristol-myers Squibb Co	0%	—	Unchanged
21	✓	Powershares ETF Tr Ii	0%	+6.47%	Add
22	BRK-B	Berkshire Hathaway Inc-cl B	—	—	Unchanged
23	CWB	Ss Spdr Bb Conv Sec ETF	0%	+4.34%	Add
24	KRE	Ss Spdr S&p Regional Bank	0%	+3.75%	Add
25	AAPL	Apple INC	0%	-0.24%	Trim
26	BOND	Pimco Active Bond Exchange-t	-0.1%	+6.60%	Add
27	TOTL	Ss Doubleline Tr Tact ETF	-0.1%	+7.08%	Add
28	VCSH	Vanguard S/t CORP Bond ETF	-0.1%	+5.97%	Add
29	SDY	Ss Spdr S&p Dividend ETF	-0.1%	+0.45%	Add
30	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	-0.1%	-19.93%	Trim
31	IWS	Ishares Russell Mid-cap Valu	-0.1%	+3.79%	Add
32	IWP	Ishares Russell Mid-cap Grow	-0.1%	-0.94%	Trim
33	IBM	Intl Business Machines CORP	-0.2%	-43.07%	Trim
34	IJS	Ishares S&p Small-cap 600 Va	-0.3%	-13.83%	Trim
35	IWO	Ishares Russell 2000 Growth	-0.5%	-18.17%	Trim
36	XLI	Ss Industrial Select Sector	—	EXIT	Sold out
37	RWO	State Street Spdr Dow Jones	—	NEW	New buy
38	RING	Ishares Msci Global Gold Min	—	NEW	New buy
39	QCOM	Qualcomm INC	—	EXIT	Sold out
40	✓	Andeavor Logistics LP	—	NEW	New buy
41	DD	DuPont de Nemours, Inc.	—	NEW	New buy
42	✓	Tesoro CORP	—	EXIT	Sold out
43	DOW	Dow Chem Co	—	EXIT	Sold out
44	✓	Whole Foods Mkt INC	—	EXIT	Sold out
45	DGX	Quest Diagnostics INC	—	EXIT	Sold out
46	ABBV	Abbvie INC	—	NEW	New buy
47	ESGRP	Enstar Group Limited - Deposita	—	NEW	New buy
48	WSM	Williams-sonoma INC	—	NEW	New buy
49	AOR	Ishares Core 60/40 Balanced	—	EXIT	Sold out
50	MDT	Medtronic plc	—	EXIT	Sold out