13F GuideFiling Basics
What is SEC Form 13F? Ultimate Guide to Institutional Equity Filings
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
AlphaSMO Research GuideRead Guide
CIK: 0001770994
Total reported value
$1.0B
$1.0B
282 檔
18.2%
During the Q1 2026 filing period, Occidental Asset Management, LLC (CIK: 0001770994) submitted its Form 13F report to the U.S. SEC, disclosing a tracked public equity portfolio valued at $1.0B across 282 reported positions.
In Q1 2026, Occidental Asset Management, LLC displayed an active expansion posture, initiating 30 new positions and adding to 95 existing holdings, outstripping position reductions.
Showing top 200 holdings (of 282 total)
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | Stock-Tech | 6.71% | -0.11% | +2.25% | |
| 2 | AAPL | Apple Inc | Stock-Tech | 5.43% | -0.16% | +1.41% | |
| 3 | SPIB | Ss Spdr P Int C CORP ETF | ETF-Other | 3.29% | -0.49% | +5.98% | |
| 4 | FLOT | Ishares Floating Rate Bond E | ETF-Other | 3.25% | -0.61% | -3.15% | |
| 5 | SPSB | Ss Spdr P St C CORP ETF | ETF-Other | 3.04% | -0.48% | +6.58% | |
| 6 | MSFT | Microsoft CORP | Stock-Tech | 2.61% | +0.55% | +4.80% | |
| 7 | SGOV | Ishares 0-3 Month Treasury B | ETF-Gov Bonds | 2.52% | -0.57% | — | |
| 8 | BNDC | Flexshares Core Select Bond | ETF-Other | 2.32% | -0.34% | +5.45% | |
| 9 | FBND | Fidelity Total Bond ETF | ETF-Other | 2.28% | -0.33% | +6.61% | |
| 10 | GOOG | Alphabet Inc-cl C | Stock-Comm Services | 2.06% | +0.16% | +6.72% | |
| 11 | TLT | Ishares 20+ Year Treasury Bd | ETF-Gov Bonds | 1.87% | -0.29% | +6.16% | |
| 12 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.80% | -0.06% | -15.98% | |
| 13 | IVE | Ishares S&p 500 Value ETF | ETF-Large Cap & Growth | 1.70% | -0.18% | +0.97% | |
| 14 | IWS | Ishares Russell Mid-cap Valu | ETF-Other | 1.61% | -0.10% | +2.42% | |
| 15 | IAGG | Ishares Intl Aggregate Bond | ETF-Other | 1.59% | -0.21% | +18.80% | |
| 16 | META | Meta Platforms Inc-class A | Stock-Comm Services | 1.53% | -0.23% | -0.81% | |
| 17 | EMB | Ishares Jp Morgan Usd Emergi | ETF-Other | 1.47% | -0.17% | +16.59% | |
| 18 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | ETF-High Yield | 1.38% | -0.18% | +21.98% | |
| 19 | EMCB | Wisdomtree Em CORP Bond | ETF-Corp Bonds | 1.32% | -0.16% | +23.12% | |
| 20 | AMZN | Amazon.com Inc | Stock-Consumer Disc | 1.23% | +0.07% | +45.09% | |
| 21 | IWP | Ishares Russell Mid-cap Grow | ETF-Other | 1.23% | -0.07% | -9.96% | |
| 22 | JPM | Jpmorgan Chase & Co | Stock-Financials | 1.16% | -0.04% | +1.21% | |
| 23 | WMT | Walmart Inc | Stock-Consumer Staples | 1.14% | -0.25% | +3.32% | |
| 24 | IJS | Ishares S&p Small-cap 600 Va | ETF-Other | 0.98% | -0.04% | +11.38% | |
| 25 | SPYG | Ss Spdr P S&p 500 Growth ETF | ETF-Large Cap & Growth | 0.89% | +0.03% | +1.31% | |
| 26 | MS | Morgan Stanley | Stock-Financials | 0.87% | +0.07% | +1.89% | |
| 27 | CAT | Caterpillar Inc | Stock-Industrials | 0.85% | +0.23% | -21.67% | |
| 28 | XLK | Ss Technology Select Sector | ETF-Tech | 0.81% | +0.18% | -20.35% | |
| 29 | DELL | Dell Technologies -c | Stock-Tech | 0.77% | +0.90% | +4.58% | |
| 30 | BKR | Baker Hughes Co | Stock-Energy | 0.76% | -0.16% | +2.96% | |
| 31 | HUBB | Hubbell Inc | Stock-Industrials | 0.76% | -0.05% | +2.94% | |
| 32 | IWO | Ishares Russell 2000 Growth | ETF-Small Cap | 0.76% | +0.03% | -6.87% | |
| 33 | FNDF | Schwab Fndmn Intl Lrg Co ETF | ETF-Other | 0.74% | -0.01% | +13.08% | |
| 34 | SPYV | Ss Spdr P S&p 500 Value ETF | ETF-Large Cap & Growth | 0.74% | -0.05% | +2.64% | |
| 35 | CMI | Cummins Inc | Stock-Industrials | 0.73% | +0.10% | -23.43% | |
| 36 | SCCO | Southern Copper CORP | Stock-Materials | 0.72% | -0.10% | -23.77% | |
| 37 | COR | Cencora Inc | Stock-Healthcare | 0.72% | -0.16% | +1.49% | |
| 38 | AMGN | Amgen Inc | Stock-Healthcare | 0.70% | -0.07% | +4.98% | |
| 39 | V | Visa Inc-class A Shares | Stock-Financials | 0.70% | +0.05% | +4.61% | |
| 40 | CAH | Cardinal Health Inc | Stock-Healthcare | 0.69% | -0.02% | -23.25% | |
| 41 | ALB | Albemarle CORP | Stock-Materials | 0.69% | -0.24% | -23.27% | |
| 42 | SPDW | Ste Str Spdr Pt Dw EU ETF | ETF-Other | 0.69% | -0.04% | +5.26% | |
| 43 | IMTM | Ishares Msci Intl Momentum F | ETF-Other | 0.69% | -0.01% | +28.84% | |
| 44 | RS | Reliance Inc | Stock-Materials | 0.69% | +0.04% | +3.33% | |
| 45 | T | At&t Inc | Stock-Comm Services | 0.68% | -0.25% | +6.78% | |
| 46 | D | Dominion Energy Inc | Stock-Utilities | 0.67% | -0.02% | +3.53% | |
| 47 | DUK | Duke Energy CORP | Stock-Utilities | 0.67% | -0.10% | +3.74% | |
| 48 | MRK | Merck & Co. Inc. | Stock-Healthcare | 0.65% | +0.07% | -13.19% | |
| 49 | CRM | Salesforce Inc | Stock-Tech | 0.64% | -0.14% | +6.95% | |
| 50 | DGX | Quest Diagnostics Inc | Stock-Healthcare | 0.64% | -0.03% | +2.86% |
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | AMZN | Amazon.com Inc | +0.3% | +45.09% | Add |
| 2 | IAGG | Ishares Intl Aggregate Bond | +0.2% | +18.80% | Add |
| 3 | HYG | Ishr Ibx Usd Hiyld Cb Etf-ui | +0.2% | +21.98% | Add |
| 4 | EMCB | Wisdomtree Em CORP Bond | +0.2% | +23.12% | Add |
| 5 | BKR | Baker Hughes Co | +0.2% | +2.96% | Add |
| 6 | DELL | Dell Technologies -c | +0.2% | +4.58% | Add |
| 7 | EMB | Ishares Jp Morgan Usd Emergi | +0.2% | +16.59% | Add |
| 8 | IMTM | Ishares Msci Intl Momentum F | +0.2% | +28.84% | Add |
| 9 | WMT | Walmart Inc | +0.1% | +3.32% | Add |
| 10 | SPSB | Ss Spdr P St C CORP ETF | +0.1% | +6.58% | Add |
| 11 | IJS | Ishares S&p Small-cap 600 Va | +0.1% | +11.38% | Add |
| 12 | FNDF | Schwab Fndmn Intl Lrg Co ETF | +0.1% | +13.08% | Add |
| 13 | T | At&t Inc | +0.1% | +6.78% | Add |
| 14 | SPIB | Ss Spdr P Int C CORP ETF | +0.1% | +5.98% | Add |
| 15 | CLX | Clorox Company | +0.1% | +47.42% | Add |
| 16 | KMB | Kimberly-clark CORP | +0.1% | +58.31% | Add |
| 17 | BIL | Ss Spdr Bb 1-3m T-bill ETF | +0.1% | +214.16% | Add |
| 18 | FBND | Fidelity Total Bond ETF | +0.1% | +6.61% | Add |
| 19 | XOM | Exxon Mobil CORP | +0.1% | +8.74% | Add |
| 20 | HSY | Hershey Co/the | +0.1% | +7.56% | Add |
| 21 | HUBB | Hubbell Inc | +0.1% | +2.94% | Add |
| 22 | DUK | Duke Energy CORP | +0.1% | +3.74% | Add |
| 23 | DGX | Quest Diagnostics Inc | +0.1% | +2.86% | Add |
| 24 | VWO | Vanguard Ftse Emerging Marke | +0.1% | +65.13% | Add |
| 25 | BNDC | Flexshares Core Select Bond | +0.1% | +5.45% | Add |
| 26 | TLT | Ishares 20+ Year Treasury Bd | +0.1% | +6.16% | Add |
| 27 | AMGN | Amgen Inc | +0.1% | +4.98% | Add |
| 28 | DLR | Digital Realty Trust Inc | +0.1% | +6.49% | Add |
| 29 | IWS | Ishares Russell Mid-cap Valu | +0.1% | +2.42% | Add |
| 30 | VIGI | Vanguard Int Div App Indx Fd | +0.1% | +53.31% | Add |
| 31 | D | Dominion Energy Inc | +0.1% | +3.53% | Add |
| 32 | CVX | Chevron CORP | +0.1% | +12.99% | Add |
| 33 | RS | Reliance Inc | +0.1% | +3.33% | Add |
| 34 | LNG | Cheniere Energy Inc | +0.1% | +273.25% | Add |
| 35 | SPDW | Ste Str Spdr Pt Dw EU ETF | 0% | +5.26% | Add |
| 36 | MPC | Marathon Petroleum CORP | 0% | +14.16% | Add |
| 37 | VLO | Valero Energy CORP | 0% | +18.68% | Add |
| 38 | DGS | Wisdomtree Em Small Cap | 0% | +10.66% | Add |
| 39 | MU | Micron Technology Inc | 0% | +1.76% | Add |
| 40 | QQQ | Invesco Qqq Trust Series 1 | 0% | +45.17% | Add |
| 41 | NFLX | Netflix Inc | 0% | +27.02% | Add |
| 42 | SFLR | Innovator Eqty Mgd Floor ETF | 0% | +96.76% | Add |
| 43 | GLD | Spdr Gold Shares | 0% | +20.76% | Add |
| 44 | COST | Costco Wholesale CORP | 0% | +22.34% | Add |
| 45 | SPY | Ss Spdr S&p 500 ETF Trust-us | 0% | +18.49% | Add |
| 46 | PG | Procter & Gamble Co/the | 0% | +27.35% | Add |
| 47 | NEM | Newmont CORP | 0% | +23.50% | Add |
| 48 | TJX | Tjx Companies Inc | 0% | +30.67% | Add |
| 49 | DKS | Dick's Sporting Goods Inc | 0% | +7.64% | Add |
| 50 | COP | Conocophillips | 0% | +0.86% | Add |
According to official SEC Form 13F filings, Occidental Asset Management, LLC reported a total U.S. public equity portfolio value of $1.0B across 282 disclosed positions in Q1 2026.
Expert Analysis & Guides for Tracking Wall Street Smart Money Movements
Learn how SEC Form 13F filings work, the $100M threshold, 45-day reporting lag, and how to track top hedge fund holdings.
In terms of portfolio concentration, the top 5 core holdings (including NVDA, AAPL, SPIB) accounted for 18.2% of total reported equity market value during Q1 2026.
Top New Position Initiated
SGOV
市值: $21.3M
Top Position Liquidated / Trimmed
PHAT
前期市值: $496.4K
During Q1 2026, Occidental Asset Management, LLC's top holdings by market value included NVDA (6.7%)、AAPL (5.4%)、SPIB (3.3%). The largest single position, NVDA, represented 6.7% of total portfolio value.
In Q1 2026, Occidental Asset Management, LLC made 198 total portfolio adjustments, initiating 30 new buys, adding to 95 positions, trimming 31 holdings, and fully liquidating 42 stocks.
All holding records on this page are fetched directly from the U.S. Securities and Exchange Commission (SEC) EDGAR system (Form 13F-HR). AlphaSMO parses CUSIP identifiers and formats data into Schema.org-compliant datasets.
Understand SEC Form 4 insider disclosures for corporate officers, directors, and 10% owners to track executive transactions.
Understand Rule 144 restricted stock sale notices to spot planned insider liquidations before market sell pressure arrives.
Explore the 5% beneficial ownership threshold, 13D vs 13G filing differences, and recent SEC accelerated deadline rules.
Best practices for analyzing 13F quarterly changes without getting misled by stock splits, options, or market valuation drift.
Learn how AlphaSMO's flagship signal detects high-conviction stocks where 13F hedge funds and corporate insiders buy at the same time.