Occidental Asset Management, LLC — Q3 2019 13F Holdings

Name: Occidental Asset Management, LLC — 13F Holdings, Q3 2019
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001770994

Total reported value

$844.1M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	META	Meta Platforms Inc-class A	Stock-Comm Services	8.78%	-0.28%	-0.83%
2	SPSB	Ss Spdr P St C CORP ETF	ETF-Other	7.07%	+0.13%	+8.47%
3	SPIB	Ss Spdr P Int C CORP ETF	ETF-Other	5.89%	+0.11%	+10.33%
4	NEAR	Ishares Sh Dba ETF Usd INC	ETF-Other	4.23%	—	+7.87%
5	EMB	Ishares Jp Morgan Usd Emergi	ETF-Other	4.19%	+0.16%	+9.70%
6	TOTL	Ss Doubleline Tr Tact ETF	ETF-Other	4.17%	—	+7.39%
7	SHYG	Ishares 0-5 Yr Hy CORP Bond	ETF-Corp Bonds	3.81%	—	+12.55%
8	BIL	Ss Spdr Bb 1-3m T-bill ETF	ETF-Gov Bonds	3.45%	+0.10%	+20.76%
9	IWF	Ishares Russell 1000 Growth	ETF-Other	3.20%	-0.61%	+1.85%
10	IVE	Ishares S&p 500 Value ETF	ETF-Large Cap & Growth	2.81%	—	+1.93%
11	IWS	Ishares Russell Mid-cap Valu	ETF-Other	1.75%	+0.06%	+2.28%
12	AAPL	Apple INC	Stock-Tech	1.74%	-0.39%	+12.31%
13	SRLN	Ss Blackstone Sr Loan ETF	ETF-Other	1.74%	—	—
14	MSFT	Microsoft CORP	Stock-Tech	1.58%	-0.70%	-0.16%
15	IDV	Ishares International Select	ETF-Other	1.50%	—	+3.41%
16	IWP	Ishares Russell Mid-cap Grow	ETF-Other	1.47%	-0.25%	+1.65%
17	VWO	Vanguard Ftse Emerging Marke	ETF-Emerging Markets	1.15%	—	+3.03%
18	IJS	Ishares S&p Small-cap 600 Va	ETF-Other	1.03%	+0.13%	+6.01%
19	SPEM	State Street Sp Ptf Em ETF	ETF-Other	0.98%	—	+4.94%
20	SPYG	Ss Spdr P S&p 500 Growth ETF	ETF-Large Cap & Growth	0.96%	—	+7.40%
21	SPYV	Ss Spdr P S&p 500 Value ETF	ETF-Large Cap & Growth	0.93%	—	+7.60%
22	IWO	Ishares Russell 2000 Growth	ETF-Small Cap	0.88%	-0.09%	+3.40%
23	SDY	Ss Spdr S&p Dividend ETF	ETF-Other	0.86%	—	+0.90%
24	MUB	Ishares National Muni Bond E	ETF-Other	0.82%	—	+3.68%
25	VZ	Verizon Communications INC	Stock-Comm Services	0.72%	—	+10.37%
26	HD	Home Depot INC	Stock-Consumer Disc	0.67%	—	+2.79%
27	T	At&t INC	Stock-Comm Services	0.65%	+0.12%	+9.83%
28	NVDA	Nvidia CORP	Stock-Tech	0.61%	-0.39%	+9.64%
29	SPDW	Ste Str Spdr Pt Dw EU ETF	ETF-Other	0.61%	—	+6.91%
30	CSCO	Cisco Systems INC	Stock-Tech	0.57%	—	+14.65%
31	IAGG	Ishares Intl Aggregate Bond	ETF-Other	0.55%	+0.23%	+9.98%
32	VTEB	Vanguard Tax-exempt Bond ETF	ETF-Other	0.54%	—	+4.99%
33	HYD	Vaneck High Yield Muni ETF	ETF-High Yield	0.54%	—	+7.64%
34	PETQEUR	Petiq INC	Stock-Other	0.53%	—	—
35	TGT	Target CORP	Stock-Consumer Disc	0.47%	—	+11.02%
36	CHD	Church & Dwight Co INC	Stock-Consumer Staples	0.47%	—	-1.33%
37	MUNI	Pimco Intermediate Municipal	ETF-Other	0.47%	—	+4.69%
38	DGRW	Wisdomtree U.s. Quality Divi	ETF-Other	0.46%	—	—
39	MRK	Merck & Co. INC.	Stock-Healthcare	0.43%	—	—
40	SYY	Sysco CORP	Stock-Consumer Staples	0.43%	—	+11.70%
41	FXZ	First Trust Materials Alphad	ETF-Other	0.43%	—	—
42	SHM	Ss Spdr N Ice St Muni ETF	ETF-Other	0.43%	—	+1.96%
43	BRK-B	Berkshire Hathaway Inc-cl B	Stock-Other	0.43%	—	-1.01%
44	BR	Broadridge Financial Solutio	Stock-Tech	0.43%	-0.13%	+2.58%
45	WMT	Walmart INC	Stock-Consumer Staples	0.42%	+0.14%	+4.35%
46	DGRO	Ishares Core Dividend Growth	ETF-Other	0.41%	—	—
47	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.41%	—	+8.21%
48	EXC	Exelon CORP	Stock-Utilities	0.41%	—	+25.42%
49	HFCUSD	Hollyfrontier CORP	Stock-Other	0.41%	—	+13.68%
50	DGX	Quest Diagnostics INC	Stock-Healthcare	0.40%	+0.08%	+14.68%

1–50 of 144

Holding changes this quarter

Position changes disclosed by Occidental Asset Management, LLC for the quarter ending Q3 2019, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BIL	Ss Spdr Bb 1-3m T-bill ETF	+0.4%	+20.76%	Add
2	AAPL	Apple INC	+0.3%	+12.31%	Add
3	UNH	Unitedhealth Group INC	+0.3%	+270.00%	Add
4	SPIB	Ss Spdr P Int C CORP ETF	+0.2%	+10.33%	Add
5	9990302D	Apache CORP	+0.2%	+132.42%	Add
6	SHYG	Ishares 0-5 Yr Hy CORP Bond	+0.2%	+12.55%	Add
7	SLB	Slb LTD	+0.1%	+100.55%	Add
8	TGT	Target CORP	+0.1%	+11.02%	Add
9	EMB	Ishares Jp Morgan Usd Emergi	+0.1%	+9.70%	Add
10	T	At&t INC	+0.1%	+9.83%	Add
11	SPSB	Ss Spdr P St C CORP ETF	+0.1%	+8.47%	Add
12	HFCUSD	Hollyfrontier CORP	+0.1%	+13.68%	Add
13	VZ	Verizon Communications INC	+0.1%	+10.37%	Add
14	NEAR	Ishares Sh Dba ETF Usd INC	0%	+7.87%	Add
15	TOTL	Ss Doubleline Tr Tact ETF	0%	+7.39%	Add
16	IVE	Ishares S&p 500 Value ETF	-0.1%	+1.93%	Add
17	IWF	Ishares Russell 1000 Growth	-0.1%	+1.85%	Add
18	BOND	Pimco Active Bond Exchange-t	-0.2%	-43.74%	Trim
19	META	Meta Platforms Inc-class A	-1.5%	-0.83%	Trim
20	SRLN	Ss Blackstone Sr Loan ETF	—	NEW	New buy
21	IGHG	Proshares Ig Hedged	—	EXIT	Sold out
22	KRE	Ss Spdr S&p Regional Bank	—	EXIT	Sold out
23	PETQEUR	Petiq INC	—	NEW	New buy
24	AMJEUR	Jpmorgan Alerian Mlp Index	—	EXIT	Sold out
25	EMLP	First Trust North American E	—	EXIT	Sold out
26	DGRW	Wisdomtree U.s. Quality Divi	—	NEW	New buy
27	FXZ	First Trust Materials Alphad	—	NEW	New buy
28	PGR	Progressive CORP	—	EXIT	Sold out
29	A	Agilent Technologies INC	—	NEW	New buy
30	MRSH	Marsh & Mclennan Cos	—	EXIT	Sold out
31	EBAY	Ebay INC	—	NEW	New buy
32	GDX	Vaneck Gold Miners ETF	—	NEW	New buy
33	CRM	Salesforce INC	—	NEW	New buy
34	MCK	Mckesson CORP	—	EXIT	Sold out
35	XOPUSD	Spdr S&p Oil & Gas Exp & Pr	—	NEW	New buy
36	ETRA	E*trade Financial CORP	—	NEW	New buy
37	SF9	Sanderson Farms INC	—	EXIT	Sold out
38	NTAP	Netapp INC	—	NEW	New buy
39	EVEUR	Eaton Vance CORP	—	EXIT	Sold out
40	JNP	Juniper Networks INC	—	EXIT	Sold out
41	HIG	Hartford Insurance Group INC	—	NEW	New buy
42	SWKS	Skyworks Solutions INC	—	EXIT	Sold out
43	CVS	Cvs Health CORP	—	EXIT	Sold out
44	TJX	Tjx Companies INC	—	NEW	New buy
45	ASHR	Xtrackers Harvest Csi 300 Ch	—	NEW	New buy
46	SPTS	Ss Spdr P St Term Tsy ETF	—	NEW	New buy
47	NWL	Newell Brands INC	—	EXIT	Sold out
48	GAP	Gap Inc/the	—	EXIT	Sold out
49	HYG	Ishr Ibx Usd Hiyld Cb Etf-ui	—	EXIT	Sold out
50	SPTL	Ss Spdr Pf Lng Trm Tsy E-usd	—	EXIT	Sold out