CIK: 0001606810
Total reported value
$204.2M
Reporting period: 2020-09-30 · Number of holdings: 114
Confluence Wealth Management LLC disclosed 114 holdings in its latest 13F filing for the period ending 2020-09-30, with total reported value of $204.2M and a quarterly turnover rate of 37.4%.
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Confluence Wealth Management LLC's disclosed holdings carry a Herfindahl concentration index of 0.030 — mathematically equivalent to about 33 equally-sized positions, well below its 114 actual disclosed holdings. That gap points to a strategy built around a small core of high-conviction bets rather than broad diversification.
Position sizes vary widely across the portfolio (a coefficient of variation of 1.58), with a handful of outsized bets alongside many smaller positions.
No strong tilt toward either adding to existing winners or initiating outsized new positions was observed in the latest reported quarter.
Sector classification currently covers about 21% of this portfolio's disclosed value; the remainder includes holdings (e.g. unmapped tickers, options, or other security types) not yet covered by our sector mapping.
Add EFA
+74.9% $5.7M
Trim IWF
-56.2% -$4.9M
Trim EFG
-93.7% -$4.2M
Trim SCHO
-82.3% -$3.6M
Add MDY
+15.3% $2.4M
Trim SCHM
-84.4% -$2.8M
| # | Ticker | Issuer | Asset Subclass | Weight | Weight Change | Shares Change | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IVV | Ishares Core S&p 500 ETF | ETF-Large Cap & Growth | 8.07% | +0.01% | +0.05% | |
| 2 | BNDX | Vanguard Total Intl Bond ETF | ETF-Other | 6.75% | — | -2.82% | |
| 3 | EFA | Ishares Msci Eafe ETF | ETF-Other | 5.94% | +2.89% | +74.89% | |
| 4 | MDY | State Street Spdr S&p Midcap | ETF-Other | 5.80% | +1.34% | +15.34% | |
| 5 | QDF | Flexshares Quality Dividend | ETF-Other | 5.04% | +0.51% | -0.20% | |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-Large Cap & Growth | 4.08% | — | +9.26% | |
| 7 | IWR | Ishares Russell Mid-cap ETF | ETF-Other | 3.76% | — | -3.84% | |
| 8 | EEM | Ishares Msci Emerging Market | ETF-Emerging Markets | 3.12% | +1.26% | +57.61% | |
| 9 | SCHA | Schwab US Small-cap ETF | ETF-Other | 3.06% | +0.64% | +14.07% | |
| 10 | IWM | Ishares Russell 2000 ETF | ETF-Small Cap | 2.58% | — | -1.68% | |
| 11 | GVI | Ishares Intermediate Governm | ETF-Other | 2.11% | — | -3.94% | |
| 12 | AAPL | Apple INC | Stock-Tech | 2.09% | -0.79% | +13.66% | |
| 13 | SCHE | Schwab Emrg Mrkts Eqty ETF | ETF-Other | 1.89% | — | +6.83% | |
| 14 | IWF | Ishares Russell 1000 Growth | ETF-Other | 1.37% | -2.26% | -56.22% | |
| 15 | USB | US Bancorp | Stock-Financials | 1.22% | +0.50% | +9.06% | |
| 16 | MSFT | Microsoft CORP | Stock-Tech | 1.21% | -0.51% | -1.07% | |
| 17 | IWB | Ishares Russell 1000 ETF | ETF-Other | 1.21% | -0.28% | -18.32% | |
| 18 | VTI | Vanguard Total Stock Mkt ETF | ETF-Other | 1.07% | — | -1.51% | |
| 19 | BA | Boeing Co/the | Stock-Industrials | 1.05% | +0.54% | -4.53% | |
| 20 | VWO | Vanguard Ftse Emerging Marke | ETF-Emerging Markets | 0.91% | +0.27% | +34.98% | |
| 21 | SBUX | Starbucks CORP | Stock-Consumer Disc | 0.90% | — | +3.99% | |
| 22 | ISRG | Intuitive Surgical INC | Stock-Healthcare | 0.90% | — | +1.77% | |
| 23 | HD | Home Depot INC | Stock-Consumer Disc | 0.88% | — | +5.78% | |
| 24 | NKE | Nike INC -cl B | Stock-Consumer Disc | 0.86% | — | -3.56% | |
| 25 | JPM | Jpmorgan Chase & Co | Stock-Financials | 0.85% | — | +2.46% | |
| 26 | ICE | Intercontinental Exchange In | Stock-Financials | 0.84% | — | +2.01% | |
| 27 | TMO | Thermo Fisher Scientific INC | Stock-Healthcare | 0.84% | — | +9.46% | |
| 28 | GOOGL | Alphabet Inc-cl A | Stock-Comm Services | 0.84% | -0.18% | -7.84% | |
| 29 | NEE | Nextera Energy INC | Stock-Utilities | 0.83% | — | -2.60% | |
| 30 | COST | Costco Wholesale CORP | Stock-Consumer Staples | 0.82% | — | +0.68% | |
| 31 | AMZN | Amazon.com INC | Stock-Consumer Disc | 0.81% | -0.47% | -3.06% | |
| 32 | META | Meta Platforms Inc-class A | Stock-Comm Services | 0.80% | — | +7.26% | |
| 33 | SUB | Ishares Short-term National | ETF-Other | 0.74% | +0.24% | +44.99% | |
| 34 | IJJ | Ishares S&p Mid-cap 400 Valu | ETF-Other | 0.72% | +0.72% | NEW | |
| 35 | MUB | Ishares National Muni Bond E | ETF-Other | 0.72% | — | +20.83% | |
| 36 | FISV | Fiserv INC | Stock-Other | 0.68% | — | -4.82% | |
| 37 | BRK-B | Berkshire Hathaway Inc-cl B | Stock-Other | 0.65% | +0.25% | +33.40% | |
| 38 | NOC | Northrop Grumman CORP | Stock-Industrials | 0.64% | — | -2.56% | |
| 39 | IWD | Ishares Russell 1000 Value E | ETF-Other | 0.61% | -0.37% | -47.90% | |
| 40 | INTC | Intel CORP | Stock-Tech | 0.58% | -0.22% | -18.61% | |
| 41 | AGG | Ishares Core U.s. Aggregate | ETF-Other | 0.58% | +0.33% | +132.20% | |
| 42 | EW | Edwards Lifesciences CORP | Stock-Healthcare | 0.57% | — | -70.08% | |
| 43 | V | Visa Inc-class A Shares | Stock-Financials | 0.57% | — | +4.76% | |
| 44 | SYY | Sysco CORP | Stock-Consumer Staples | 0.54% | — | +1.05% | |
| 45 | HEFA | Isha Curr Hedged Msci Eafe | ETF-Other | 0.54% | +0.54% | NEW | |
| 46 | EXR | Extra Space Storage INC | Stock-Real Estate | 0.52% | +0.52% | NEW | |
| 47 | BSV | Vanguard Short-term Bond ETF | ETF-Other | 0.52% | +0.25% | +90.54% | |
| 48 | VLO | Valero Energy CORP | Stock-Energy | 0.51% | +0.31% | +74.54% | |
| 49 | AMT | American Tower CORP | Stock-Real Estate | 0.50% | -0.18% | -17.17% | |
| 50 | ROP | Roper Technologies INC | Stock-Tech | 0.50% | — | +0.18% |
Not enough priced holdings yet to compute performance
| Period | Holdings | Total value | Stability | Top holdings |
|---|---|---|---|---|
| 2020-09-30 | 114 | $204.2M | 37 | |
| 2020-06-30 | 103 | $212.0M | 21 | |
| 2020-03-31 | 102 | $179.4M | 41 | |
| 2019-12-31 | 116 | $216.1M | 10 | |
| 2019-09-30 | 114 | $204.2M | 7 | |
| 2019-06-30 | 116 | $204.8M | 6 | |
| 2019-03-31 | 115 | $201.4M | 19 | |
| 2018-12-31 | 114 | $178.9M | 25 | |
| 2018-09-30 | 117 | $192.9M | 14 | |
| 2018-06-30 | 121 | $188.8M | 12 | |
| 2018-03-31 | 120 | $195.6M | 18 | |
| 2017-12-31 | 124 | $210.8M | 8 | |
| 2017-09-30 | 121 | $204.3M | 9 | |
| 2017-06-30 | 128 | $209.2M | 6 | |
| 2017-03-31 | 127 | $202.8M | 16 | |
| 2016-12-31 | 135 | $199.8M | 17 | |
| 2016-09-30 | 132 | $206.6M | 9 | |
| 2016-06-30 | 131 | $203.1M | 21 | |
| 2016-03-31 | 133 | $220.6M | 27 | |
| 2015-12-31 | 128 | $205.3M | 28 | |
| 2015-09-30 | 116 | $185.2M | 24 | |
| 2015-06-30 | 104 | $182.8M | 13 | |
| 2015-03-31 | 102 | $172.3M | 28 | |
| 2014-12-31 | 88 | $159.8M | 33 | |
| 2014-09-30 | 81 | $147.7M | 23 | |
| 2014-06-30 | 131 | $175.5M | 34 | |
| 2014-03-31 | 82 | $132.6M | 0 |
Confluence Wealth Management LLC's most significant position changes for 2020-09-30: Sold out: Schwab Intl Equity ETF (SCHF); Sold out: Schwab US Large-cap ETF (SCHX); New buy: Ishares S&p Mid-cap 400 Valu (IJJ); New buy: Isha Curr Hedged Msci Eafe (HEFA); Sold out: Servicenow INC (NOW).
| # | Ticker | Issuer | Weight Change | Shares Change | Action |
|---|---|---|---|---|---|
| 1 | EFA | Ishares Msci Eafe ETF | +2.9% | +74.89% | Add |
| 2 | MDY | State Street Spdr S&p Midcap | +1.3% | +15.34% | Add |
| 3 | EEM | Ishares Msci Emerging Market | +1.3% | +57.61% | Add |
| 4 | SCHA | Schwab US Small-cap ETF | +0.6% | +14.07% | Add |
| 5 | BA | Boeing Co/the | +0.5% | -4.53% | Trim |
| 6 | QDF | Flexshares Quality Dividend | +0.5% | -0.20% | Trim |
| 7 | USB | US Bancorp | +0.5% | +9.06% | Add |
| 8 | AGG | Ishares Core U.s. Aggregate | +0.3% | +132.20% | Add |
| 9 | VLO | Valero Energy CORP | +0.3% | +74.54% | Add |
| 10 | VWO | Vanguard Ftse Emerging Marke | +0.3% | +34.98% | Add |
| 11 | EFV | Ishares Msci Eafe Value ETF | +0.3% | +90.98% | Add |
| 12 | BSV | Vanguard Short-term Bond ETF | +0.3% | +90.54% | Add |
| 13 | BRK-B | Berkshire Hathaway Inc-cl B | +0.3% | +33.40% | Add |
| 14 | SUB | Ishares Short-term National | +0.2% | +44.99% | Add |
| 15 | BLKCHF | Blackrock INC | +0.2% | +223.94% | Add |
| 16 | HON | Honeywell International INC | +0.2% | +161.23% | Add |
| 17 | IVV | Ishares Core S&p 500 ETF | 0% | +0.05% | Add |
| 18 | GOOGL | Alphabet Inc-cl A | -0.2% | -7.84% | Trim |
| 19 | AMT | American Tower CORP | -0.2% | -17.17% | Trim |
| 20 | EA | Electronic Arts INC | -0.2% | -25.13% | Trim |
| 21 | INTC | Intel CORP | -0.2% | -18.61% | Trim |
| 22 | SPGI | S&p Global INC | -0.2% | -31.60% | Trim |
| 23 | IWB | Ishares Russell 1000 ETF | -0.3% | -18.32% | Trim |
| 24 | NFLX | Netflix INC | -0.3% | -3.79% | Trim |
| 25 | LRCXEUR | Lam Research CORP | -0.4% | -34.19% | Trim |
| 26 | IWD | Ishares Russell 1000 Value E | -0.4% | -47.90% | Trim |
| 27 | AMZN | Amazon.com INC | -0.5% | -3.06% | Trim |
| 28 | MSFT | Microsoft CORP | -0.5% | -1.07% | Trim |
| 29 | ADBE | Adobe INC | -0.5% | -25.54% | Trim |
| 30 | AAPL | Apple INC | -0.8% | +13.66% | Add |
| 31 | SCHM | Schwab US Mid Cap ETF | -1.3% | -84.40% | Trim |
| 32 | SCHO | Schwab Short-term US Treas | -1.7% | -82.28% | Trim |
| 33 | EFG | Ishares Msci Eafe Growth ETF | -2% | -93.67% | Trim |
| 34 | IWF | Ishares Russell 1000 Growth | -2.3% | -56.22% | Trim |
| 35 | SCHF | Schwab Intl Equity ETF | — | EXIT | Sold out |
| 36 | SCHX | Schwab US Large-cap ETF | — | EXIT | Sold out |
| 37 | IJJ | Ishares S&p Mid-cap 400 Valu | — | NEW | New buy |
| 38 | HEFA | Isha Curr Hedged Msci Eafe | — | NEW | New buy |
| 39 | NOW | Servicenow INC | — | EXIT | Sold out |
| 40 | EXR | Extra Space Storage INC | — | NEW | New buy |
| 41 | MRSH | Marsh & Mclennan Cos | — | NEW | New buy |
| 42 | MKC | Mccormick & Co-non Vtg Shrs | — | NEW | New buy |
| 43 | CTXSEUR | Citrix Systems INC | — | NEW | New buy |
| 44 | CDNS | Cadence Design Sys INC | — | EXIT | Sold out |
| 45 | AON | Aon plc | — | NEW | New buy |
| 46 | RCL | Royal Caribbean Cruises Ltd. | — | NEW | New buy |
| 47 | EOG | Eog Resources INC | — | NEW | New buy |
| 48 | IWN | Ishares Russell 2000 Value E | — | NEW | New buy |
| 49 | CLX | Clorox Company | — | NEW | New buy |
| 50 | SCHW | Schwab (charles) CORP | — | NEW | New buy |
| Period | Filed | Type | EDGAR |
|---|---|---|---|
| 2020-09-30 | 2020-10-26 | 13F-HR | View on EDGAR |
| 2020-06-30 | 2020-08-11 | 13F-HR | View on EDGAR |
| 2020-03-31 | 2020-05-12 | 13F-HR | View on EDGAR |
| 2019-12-31 | 2020-02-07 | Amendment | View on EDGAR |
| 2019-12-31 | 2020-02-05 | 13F-HR | View on EDGAR |
| 2019-09-30 | 2019-11-08 | 13F-HR | View on EDGAR |
| 2019-06-30 | 2019-08-09 | 13F-HR | View on EDGAR |
| 2019-03-31 | 2019-05-13 | 13F-HR | View on EDGAR |
| 2018-12-31 | 2019-02-12 | 13F-HR | View on EDGAR |
| 2018-09-30 | 2018-10-23 | 13F-HR | View on EDGAR |
| 2018-06-30 | 2018-07-20 | 13F-HR | View on EDGAR |
| 2018-03-31 | 2018-04-25 | 13F-HR | View on EDGAR |
| 2017-12-31 | 2018-02-07 | 13F-HR | View on EDGAR |
| 2017-09-30 | 2017-11-14 | 13F-HR | View on EDGAR |
| 2017-06-30 | 2017-08-14 | Amendment | View on EDGAR |
| 2017-06-30 | 2017-08-11 | 13F-HR | View on EDGAR |
| 2017-03-31 | 2017-05-02 | 13F-HR | View on EDGAR |
| 2016-12-31 | 2017-02-06 | 13F-HR | View on EDGAR |
| 2016-09-30 | 2016-11-14 | 13F-HR | View on EDGAR |
| 2016-06-30 | 2016-08-05 | 13F-HR | View on EDGAR |
| 2016-03-31 | 2016-04-29 | 13F-HR | View on EDGAR |
| 2015-12-31 | 2016-02-08 | 13F-HR | View on EDGAR |
| 2015-09-30 | 2015-11-12 | 13F-HR | View on EDGAR |
| 2015-06-30 | 2015-08-10 | 13F-HR | View on EDGAR |
| 2015-03-31 | 2015-05-06 | 13F-HR | View on EDGAR |
| 2014-12-31 | 2015-02-09 | 13F-HR | View on EDGAR |
| 2014-09-30 | 2014-11-14 | 13F-HR | View on EDGAR |
| 2014-06-30 | 2014-08-06 | Amendment | View on EDGAR |
| 2014-06-30 | 2014-08-05 | 13F-HR | View on EDGAR |
| 2014-03-31 | 2014-05-16 | 13F-HR | View on EDGAR |
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