Confluence Wealth Management LLC — Q3 2014 13F Holdings

Name: Confluence Wealth Management LLC — 13F Holdings, Q3 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001606810

Total reported value

$204.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MDY	State Street Spdr S&p Midcap	ETF-Other	13.60%	+1.34%	-2.91%
2	EFA	Ishares Msci Eafe ETF	ETF-Other	5.78%	+2.89%	+5.95%
3	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	5.58%	+0.01%	+6.47%
4	VNQ	Vanguard Real Estate ETF	ETF-Other	4.48%	—	+0.05%
5	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	4.05%	—	+5.50%
6	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.81%	—	+0.35%
7	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	3.79%	+1.26%	+2.33%
8	BA	Boeing Co/the	Stock-Industrials	2.94%	+0.54%	-3.82%
9	SCHO	Schwab Short-term US Treas	ETF-Other	2.65%	-1.67%	-0.56%
10	GILD	Gilead Sciences INC	Stock-Healthcare	1.87%	—	-6.84%
11	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.67%	—	+0.11%
12	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.66%	+0.72%	NEW
13	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	1.63%	+0.29%	NEW
14	AAPL	Apple INC	Stock-Tech	1.63%	-0.79%	-8.79%
15	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	1.34%	—	-2.58%
16	AEP	American Electric Power Company, Inc.	Stock-Utilities	1.33%	—	-7.51%
17	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.28%	—	-0.90%
18	SBUX	Starbucks CORP	Stock-Consumer Disc	1.22%	—	-5.07%
19	CVS	Cvs Health CORP	Stock-Healthcare	1.21%	—	-2.76%
20	BKNG	Booking Hldgs INC	Stock-Consumer Disc	1.21%	—	-1.72%
21	JPM	Jpmorgan Chase & Co	Stock-Financials	1.19%	—	-7.68%
22	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.14%	—	-2.28%
23	QCOM	Qualcomm INC	Stock-Tech	1.13%	—	-6.92%
24	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.11%	—	—
25	NUE	Nucor CORP	Stock-Materials	1.11%	—	-21.64%
26	FDX	Fedex CORP	Stock-Industrials	1.07%	—	-2.94%
27	MET	Metlife INC	Stock-Financials	1.04%	—	-0.91%
28	C	Citigroup INC	Stock-Financials	1.03%	—	-3.03%
29	BKR	Baker Hughes Company	Stock-Energy	1.02%	—	-0.34%
30	EBAY	Ebay INC	Stock-Consumer Disc	1.01%	—	-2.45%
31	VZ	Verizon Communications INC	Stock-Comm Services	0.97%	—	-16.68%
32	VAREUR	Varian Medical Systems INC	Stock-Other	0.96%	—	-0.45%
33	✓		Stock-Other	0.95%	—	-0.54%
34	✓	Petsmart INC	Stock-Other	0.89%	—	-1.93%
35	✓		Stock-Other	0.88%	—	-2.55%
36	USB	US Bancorp	Stock-Financials	0.88%	+0.50%	-1.93%
37	HO1	Hologic INC	Stock-Other	0.87%	—	-0.64%
38	✓		Stock-Other	0.87%	—	-2.05%
39	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.87%	—	+9.84%
40	CAT	Caterpillar INC	Stock-Industrials	0.85%	—	-2.98%
41	✓	Homeaway INC	Stock-Other	0.85%	—	-1.96%
42	MA	Mastercard INC - A	Stock-Financials	0.85%	—	-2.93%
43	F	Ford Motor Co	Stock-Consumer Disc	0.84%	—	-4.07%
44	XOM	Exxon Mobil CORP	Stock-Energy	0.84%	—	-38.25%
45	UTXZ	United Tech CORP	Stock-Other	0.82%	—	-3.97%
46	TGT	Target CORP	Stock-Consumer Disc	0.77%	—	-6.54%
47	OMC	Omnicom Group	Stock-Comm Services	0.75%	—	-2.16%
48	MRVL	Marvell Technology, Inc.	Stock-Tech	0.73%	—	-1.01%
49	✓	Cree INC	Stock-Other	0.70%	—	+2.46%
50	CMCSA	Comcast Corp-class A	Stock-Comm Services	0.64%	—	-5.39%

1–50 of 81

Holding changes this quarter

Position changes disclosed by Confluence Wealth Management LLC for the quarter ending Q3 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	MDY	State Street Spdr S&p Midcap	+1.3%	-2.91%	Trim
2	IVV	Ishares Core S&p 500 ETF	+1.2%	+6.47%	Add
3	VNQ	Vanguard Real Estate ETF	+0.6%	+0.05%	Add
4	GILD	Gilead Sciences INC	+0.6%	-6.84%	Trim
5	RCL	Royal Caribbean Cruises Ltd.	+0.5%	-1.32%	Trim
6	F	Ford Motor Co	0%	-4.07%	Trim
7	DUK	Du Pont E I De Nemour&Co	-0.2%	-55.73%	Trim
8	CVX	Chevron CORP	-0.2%	-47.58%	Trim
9	INTC	Intel CORP	-0.2%	-48.69%	Trim
10	JNJ	Johnson & Johnson	-0.2%	-55.32%	Trim
11	NKE	Nike INC -cl B	-0.2%	-62.98%	Trim
12	MSFT	Microsoft CORP	-0.3%	-56.42%	Trim
13	XOM	Exxon Mobil CORP	-0.4%	-38.25%	Trim
14	BRK-B	Berkshire Hathaway Inc-cl B	-0.4%	-71.43%	Trim
15	SUB	Ishares Short-term National	—	EXIT	Sold out
16	VTI	Vanguard Total Stock Mkt ETF	—	NEW	New buy
17	RVSB	Riverview Bancorp INC	—	EXIT	Sold out
18	MRK	Merck & Co. INC.	—	EXIT	Sold out
19	SSL	Sasol Ltd-sponsored Adr	—	EXIT	Sold out
20	WFC 7.5 PERP L	Wells Fargo & Company	—	EXIT	Sold out
21	COP	Conocophillips	—	EXIT	Sold out
22	VEA	Vanguard Ftse Developed ETF	—	EXIT	Sold out
23	✓	Claymore Exchange Trd Fd Tr	—	EXIT	Sold out
24	T	At&t INC	—	EXIT	Sold out
25	KO	Coca-cola Co/the	—	EXIT	Sold out
26	PFE	Pfizer INC	—	EXIT	Sold out
27	IWR	Ishares Russell Mid-cap ETF	—	NEW	New buy
28	✓		—	EXIT	Sold out
29	ABX	Barrick Gold CORP	—	EXIT	Sold out
30	MO	Altria Group INC	—	EXIT	Sold out
31	APC3EUR	Anadarko Petroleum CORP	—	EXIT	Sold out
32	TEVA	Teva Pharmaceutical-sp Adr	—	EXIT	Sold out
33	TTEN	Totalenergies Se -spon Adr	—	EXIT	Sold out
34	CMS	Cms Energy CORP	—	EXIT	Sold out
35	CNI	Canadian Natl Railway Co	—	EXIT	Sold out
36	WM	Waste Management INC	—	EXIT	Sold out
37	WMT	Walmart INC	—	EXIT	Sold out
38	NSC	Norfolk Southern CORP	—	EXIT	Sold out
39	RIO	Rio Tinto Plc-spon Adr	—	EXIT	Sold out
40	MCD	Mcdonald's CORP	—	EXIT	Sold out
41	TRV	Travelers Cos Inc/the	—	EXIT	Sold out
42	VGK	Vanguard Ftse Europe ETF	—	EXIT	Sold out
43	AEP	American Electric Power	—	EXIT	Sold out
44	SCHW	Schwab (charles) CORP	—	EXIT	Sold out
45	DIS	Walt Disney Co/the	—	EXIT	Sold out
46	✓	Stancorp Finl Group INC Com	—	EXIT	Sold out
47	BOH	Bank Of Hawaii CORP	—	EXIT	Sold out
48	BMY	Bristol-myers Squibb Co	—	EXIT	Sold out
49	PM	Philip Morris International	—	EXIT	Sold out
50	DOW	Dow Chem Co	—	EXIT	Sold out