Confluence Wealth Management LLC — Q4 2014 13F Holdings

Name: Confluence Wealth Management LLC — 13F Holdings, Q4 2014
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001606810

Total reported value

$204.2M

← Back to latest quarter

Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MDY	State Street Spdr S&p Midcap	ETF-Other	13.22%	+1.34%	-0.76%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	6.77%	+0.01%	+25.64%
3	VNQ	Vanguard Real Estate ETF	ETF-Other	4.86%	—	+4.10%
4	EFA	Ishares Msci Eafe ETF	ETF-Other	4.44%	+2.89%	-12.37%
5	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	4.22%	—	+3.14%
6	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	4.21%	—	+14.78%
7	AGG	Ishares Core U.s. Aggregate	ETF-Other	4.18%	+0.33%	—
8	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	3.27%	+1.26%	-1.36%
9	BA	Boeing Co/the	Stock-Industrials	2.73%	+0.54%	-1.48%
10	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	1.66%	+0.29%	NEW
11	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.64%	—	+8.91%
12	AAPL	Apple INC	Stock-Tech	1.63%	-0.79%	-1.41%
13	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.40%	+0.72%	NEW
14	GILD	Gilead Sciences INC	Stock-Healthcare	1.35%	—	-11.72%
15	CVS	Cvs Health CORP	Stock-Healthcare	1.28%	—	-5.98%
16	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.20%	—	+4.91%
17	SBUX	Starbucks CORP	Stock-Consumer Disc	1.20%	—	-2.31%
18	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	1.15%	—	-9.62%
19	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.13%	—	+7.79%
20	JPM	Jpmorgan Chase & Co	Stock-Financials	1.12%	—	-1.36%
21	BKNG	Booking Hldgs INC	Stock-Consumer Disc	1.08%	—	-1.36%
22	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	1.08%	—	+0.01%
23	QCOM	Qualcomm INC	Stock-Tech	1.00%	—	-3.73%
24	PEP	Pepsico INC	Stock-Consumer Staples	1.00%	—	+462.54%
25	C	Citigroup INC	Stock-Financials	0.99%	—	-0.81%
26	FDX	Fedex CORP	Stock-Industrials	0.98%	—	-7.83%
27	VAREUR	Varian Medical Systems INC	Stock-Other	0.96%	—	-0.70%
28	✓	Petsmart INC	Stock-Other	0.94%	—	-1.38%
29	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.92%	—	+17.53%
30	MET	Metlife INC	Stock-Financials	0.92%	—	-4.67%
31	META	Meta Platforms Inc-class A	Stock-Comm Services	0.92%	—	—
32	KR	Kroger Co	Stock-Consumer Staples	0.92%	—	—
33	MA	Mastercard INC - A	Stock-Financials	0.90%	—	-1.21%
34	USB	US Bancorp	Stock-Financials	0.88%	+0.50%	+0.45%
35	GOOG	Alphabet A	Stock-Comm Services	0.86%	—	—
36	PSA	Public Storage	Stock-Real Estate	0.85%	—	—
37	VZ	Verizon Communications INC	Stock-Comm Services	0.84%	—	-0.09%
38	✓		Stock-Other	0.81%	—	-2.03%
39	UTXZ	United Tech CORP	Stock-Other	0.81%	—	-2.37%
40	BKR	Baker Hughes Company	Stock-Energy	0.80%	—	-1.68%
41	F	Ford Motor Co	Stock-Consumer Disc	0.79%	—	-3.16%
42	OIH	Market Vectors Oil Service E	ETF-Other	0.79%	—	—
43	AEP	American Electric Power Company, Inc.	Stock-Utilities	0.79%	—	-35.25%
44	ORCL	Oracle CORP	Stock-Tech	0.78%	—	—
45	HO1	Hologic INC	Stock-Other	0.78%	—	-11.96%
46	OMC	Omnicom Group	Stock-Comm Services	0.78%	—	-0.96%
47	XOM	Exxon Mobil CORP	Stock-Energy	0.77%	—	+0.22%
48	D	Dominion Energy INC	Stock-Utilities	0.76%	—	—
49	AXP	American Express Co	Stock-Financials	0.73%	—	—
50	IWS	Ishares Russell Mid-cap Valu	ETF-Other	0.62%	—	+3.08%

1–50 of 88

Holding changes this quarter

Position changes disclosed by Confluence Wealth Management LLC for the quarter ending Q4 2014, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	IVV	Ishares Core S&p 500 ETF	+1.2%	+25.64%	Add
2	PEP	Pepsico INC	+0.8%	+462.54%	Add
3	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.4%	+14.78%	Add
4	VNQ	Vanguard Real Estate ETF	+0.4%	+4.10%	Add
5	GOF	Guggenheim Strategic Opportunities Fund	+0.3%	+139.26%	Add
6	IWR	Ishares Russell Mid-cap ETF	+0.2%	+51.93%	Add
7	IWM	Ishares Russell 2000 ETF	+0.2%	+3.14%	Add
8	GOF	Guggenheim Strategic Opportunities Fund	+0.1%	+40.67%	Add
9	INTC	Intel CORP	+0.1%	+22.82%	Add
10	CVS	Cvs Health CORP	+0.1%	-5.98%	Trim
11	GOF	Guggenheim Strategic Opportunities Fund	+0.1%	+17.53%	Add
12	✓	Petsmart INC	+0.1%	-1.38%	Trim
13	MA	Mastercard INC - A	+0.1%	-1.21%	Trim
14	RCL	Royal Caribbean Cruises Ltd.	0%	-9.84%	Trim
15	AAPL	Apple INC	—	-1.41%	Trim
16	GOF	Guggenheim Strategic Opportunities Fund	0%	+8.91%	Add
17	TMO	Thermo Fisher Scientific INC	-0.2%	-9.62%	Trim
18	BKR	Baker Hughes Company	-0.2%	-1.68%	Trim
19	IJJ	Ishares S&p Mid-cap 400 Valu	-0.3%	-13.92%	Trim
20	MDY	State Street Spdr S&p Midcap	-0.4%	-0.76%	Trim
21	GILD	Gilead Sciences INC	-0.5%	-11.72%	Trim
22	EEM	Ishares Msci Emerging Market	-0.5%	-1.36%	Trim
23	AEP	American Electric Power Company, Inc.	-0.5%	-35.25%	Trim
24	NUE	Nucor CORP	-0.6%	-38.98%	Trim
25	TGT	Target CORP	-0.6%	-82.09%	Trim
26	EFA	Ishares Msci Eafe ETF	-1.3%	-12.37%	Trim
27	SCHO	Schwab Short-term US Treas	-2.5%	-93.65%	Trim
28	AGG	Ishares Core U.s. Aggregate	—	NEW	New buy
29	EBAY	Ebay INC	—	EXIT	Sold out
30	KR	Kroger Co	—	NEW	New buy
31	META	Meta Platforms Inc-class A	—	NEW	New buy
32	✓		—	EXIT	Sold out
33	GOOG	Alphabet A	—	NEW	New buy
34	PSA	Public Storage	—	NEW	New buy
35	✓		—	EXIT	Sold out
36	CAT	Caterpillar INC	—	EXIT	Sold out
37	OIH	Market Vectors Oil Service E	—	NEW	New buy
38	✓	Homeaway INC	—	EXIT	Sold out
39	ORCL	Oracle CORP	—	NEW	New buy
40	D	Dominion Energy INC	—	NEW	New buy
41	AXP	American Express Co	—	NEW	New buy
42	MRVL	Marvell Technology, Inc.	—	EXIT	Sold out
43	✓	Cree INC	—	EXIT	Sold out
44	CMCSA	Comcast Corp-class A	—	EXIT	Sold out
45	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	—	NEW	New buy
46	✓		—	NEW	New buy
47	SLB	Slb LTD	—	NEW	New buy
48	IWP	Ishares Russell Mid-cap Grow	—	NEW	New buy
49	KMB	Kimberly-clark CORP	—	NEW	New buy
50	✓		—	NEW	New buy