Confluence Wealth Management LLC — Q3 2015 13F Holdings

Name: Confluence Wealth Management LLC — 13F Holdings, Q3 2015
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001606810

Total reported value

$204.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MDY	State Street Spdr S&p Midcap	ETF-Other	9.66%	+1.34%	-6.60%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	6.62%	+0.01%	+8.68%
3	AGG	Ishares Core U.s. Aggregate	ETF-Other	5.15%	+0.33%	+4.75%
4	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	4.11%	—	+0.93%
5	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.67%	—	-11.41%
6	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	3.62%	+1.26%	+18.74%
7	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	3.53%	—	+69.51%
8	EFA	Ishares Msci Eafe ETF	ETF-Other	3.52%	+2.89%	+3.26%
9	✓	Powershs Db US Dollar Index	Stock-Other	3.22%	—	+1.88%
10	BA	Boeing Co/the	Stock-Industrials	2.23%	+0.54%	+147.78%
11	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.78%	—	+17.35%
12	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	1.62%	—	+23.84%
13	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	1.46%	—	+112.88%
14	SBUX	Starbucks CORP	Stock-Consumer Disc	1.37%	—	-2.44%
15	AAPL	Apple INC	Stock-Tech	1.36%	-0.79%	-6.96%
16	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	1.35%	—	+599.14%
17	USDU	Wisdomtree Bbg Usd Bullish	ETF-Other	1.29%	—	-0.42%
18	CVS	Cvs Health CORP	Stock-Healthcare	1.16%	—	+21.25%
19	GILD	Gilead Sciences INC	Stock-Healthcare	1.09%	—	+0.52%
20	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	1.03%	+0.72%	NEW
21	USB	US Bancorp	Stock-Financials	1.02%	+0.50%	-10.31%
22	BKNG	Booking Hldgs INC	Stock-Consumer Disc	0.98%	—	+2.30%
23	META	Meta Platforms Inc-class A	Stock-Comm Services	0.92%	—	+1.24%
24	JPM	Jpmorgan Chase & Co	Stock-Financials	0.92%	—	+1.79%
25	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.92%	—	-12.30%
26	IWF	Ishares Russell 1000 Growth	ETF-Other	0.90%	-2.26%	+15.20%
27	RCL	Royal Caribbean Cruises Ltd.	Stock-Consumer Disc	0.90%	+0.29%	NEW
28	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.90%	—	+3.37%
29	PEP	Pepsico INC	Stock-Consumer Staples	0.89%	—	+4.28%
30	GVI	Ishares Intermediate Governm	ETF-Other	0.87%	—	+349.14%
31	KR	Kroger Co	Stock-Consumer Staples	0.87%	—	+98.53%
32	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.87%	—	+0.01%
33	PSA	Public Storage	Stock-Real Estate	0.85%	—	+1.79%
34	QDF	Flexshares Quality Dividend	ETF-Other	0.81%	+0.51%	—
35	WFC	Wells Fargo & Co	Stock-Financials	0.80%	—	+455.74%
36	IWR	Ishares Russell Mid-cap ETF	ETF-Other	0.77%	—	-6.75%
37	IWS	Ishares Russell Mid-cap Valu	ETF-Other	0.75%	—	+5.23%
38	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.73%	—	+5.56%
39	D	Dominion Energy INC	Stock-Utilities	0.70%	—	-0.60%
40	HEFA	Isha Curr Hedged Msci Eafe	ETF-Other	0.67%	+0.54%	NEW
41	GOF	Guggenheim Strategic Opportunities Fund	Stock-Other	0.67%	—	-13.61%
42	✓		Stock-Other	0.67%	—	+0.94%
43	MET	Metlife INC	Stock-Financials	0.66%	—	+3.09%
44	VZ	Verizon Communications INC	Stock-Comm Services	0.65%	—	+4.13%
45	BKR	Baker Hughes Company	Stock-Energy	0.63%	—	+6.54%
46	✓		Stock-Other	0.61%	—	+7.43%
47	C	Citigroup INC	Stock-Financials	0.60%	—	+1.00%
48	NKE	Nike INC -cl B	Stock-Consumer Disc	0.60%	—	+0.12%
49	MA	Mastercard INC - A	Stock-Financials	0.59%	—	+3.49%
50	90002USD	Guggenheim Bulletshares 2018	ETF-Other	0.56%	—	+9.34%

1–50 of 116

Holding changes this quarter

Position changes disclosed by Confluence Wealth Management LLC for the quarter ending Q3 2015, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	BA	Boeing Co/the	+1.3%	+147.78%	Add
2	DBEF	Xtrackers Msci Eafe Hedged E	+1.2%	+69.51%	Add
3	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	+1.2%	+599.14%	Add
4	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	+0.8%	+112.88%	Add
5	GVI	Ishares Intermediate Governm	+0.7%	+349.14%	Add
6	WFC	Wells Fargo & Co	+0.6%	+455.74%	Add
7	GOF	Guggenheim Strategic Opportunities Fund	+0.2%	+23.84%	Add
8	GOF	Guggenheim Strategic Opportunities Fund	+0.2%	+17.35%	Add
9	AGG	Ishares Core U.s. Aggregate	+0.2%	+4.75%	Add
10	PSA	Public Storage	+0.1%	+1.79%	Add
11	CVS	Cvs Health CORP	+0.1%	+21.25%	Add
12	✓		+0.1%	+0.94%	Add
13	BKNG	Booking Hldgs INC	+0.1%	+2.30%	Add
14	GOF	Guggenheim Strategic Opportunities Fund	-0.1%	-16.69%	Trim
15	BIIB	Biogen INC	-0.1%	+5.14%	Add
16	XOM	Exxon Mobil CORP	-0.1%	-18.39%	Trim
17	MET	Metlife INC	-0.1%	+3.09%	Add
18	GOF	Guggenheim Strategic Opportunities Fund	-0.1%	-13.61%	Trim
19	ORCL	Oracle CORP	-0.1%	-6.31%	Trim
20	GOF	Guggenheim Strategic Opportunities Fund	-0.1%	-12.30%	Trim
21	IWR	Ishares Russell Mid-cap ETF	-0.2%	-6.75%	Trim
22	IJJ	Ishares S&p Mid-cap 400 Valu	-0.2%	-2.58%	Trim
23	USB	US Bancorp	-0.2%	-10.31%	Trim
24	GILD	Gilead Sciences INC	-0.2%	+0.52%	Add
25	EFA	Ishares Msci Eafe ETF	-0.3%	+3.26%	Add
26	AAPL	Apple INC	-0.3%	-6.96%	Trim
27	IWM	Ishares Russell 2000 ETF	-0.6%	+0.93%	Add
28	SPY	Ss Spdr S&p 500 ETF Trust-us	-0.8%	-11.41%	Trim
29	MDY	State Street Spdr S&p Midcap	-1.9%	-6.60%	Trim
30	VNQ	Vanguard Real Estate ETF	-3%	-86.45%	Trim
31	QDF	Flexshares Quality Dividend	—	NEW	New buy
32	GOOG	Alphabet A	—	EXIT	Sold out
33	HEFA	Isha Curr Hedged Msci Eafe	—	NEW	New buy
34	SLB	Slb LTD	—	EXIT	Sold out
35	BSV	Vanguard Short-term Bond ETF	—	NEW	New buy
36	SCHZ	Schwab US Aggregate Bond ETF	—	NEW	New buy
37	SCHX	Schwab US Large-cap ETF	—	NEW	New buy
38	VOO	Vanguard S&p 500 ETF	—	NEW	New buy
39	✓	Powershares Qqq Trust Ser 1	—	NEW	New buy
40	AVGO	Broadcom Inc.	—	NEW	New buy
41	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	—	NEW	New buy
42	IBM	Intl Business Machines CORP	—	EXIT	Sold out
43	MMM	3m Co	—	EXIT	Sold out
44	MUB	Ishares National Muni Bond E	—	NEW	New buy
45	SCHM	Schwab US Mid Cap ETF	—	NEW	New buy
46	LMT	Lockheed Martin CORP	—	NEW	New buy
47	RVSB	Riverview Bancorp INC	—	NEW	New buy
48	KMB	Kimberly-clark CORP	—	NEW	New buy
49	✓		—	NEW	New buy
50	T	At&t INC	—	NEW	New buy