Confluence Wealth Management LLC — Q4 2016 13F Holdings

Name: Confluence Wealth Management LLC — 13F Holdings, Q4 2016
Creator: AlphaSMO
License: https://www.sec.gov/forms

CIK: 0001606810

Total reported value

$204.2M

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Full holdings list this quarter

#	Ticker	Issuer	Asset Subclass	Weight	Weight Change	Shares Change
1	MDY	State Street Spdr S&p Midcap	ETF-Other	8.68%	+1.34%	-3.66%
2	IVV	Ishares Core S&p 500 ETF	ETF-Large Cap & Growth	7.31%	+0.01%	-3.99%
3	AGG	Ishares Core U.s. Aggregate	ETF-Other	6.17%	+0.33%	-8.02%
4	EFA	Ishares Msci Eafe ETF	ETF-Other	5.25%	+2.89%	+2.61%
5	SCHZ	Schwab US Aggregate Bond ETF	ETF-Other	3.88%	—	-23.68%
6	SPY	Ss Spdr S&p 500 ETF Trust-us	ETF-Large Cap & Growth	3.61%	—	+0.33%
7	IWM	Ishares Russell 2000 ETF	ETF-Small Cap	2.91%	—	-21.44%
8	EEM	Ishares Msci Emerging Market	ETF-Emerging Markets	2.72%	+1.26%	-0.39%
9	BNDX	Vanguard Total Intl Bond ETF	ETF-Other	2.63%	—	+14.49%
10	DBEF	Xtrackers Msci Eafe Hedged E	ETF-Other	2.43%	—	-3.08%
11	IWR	Ishares Russell Mid-cap ETF	ETF-Other	1.94%	—	+7.25%
12	QDF	Flexshares Quality Dividend	ETF-Other	1.86%	+0.51%	-3.60%
13	BSV	Vanguard Short-term Bond ETF	ETF-Other	1.72%	+0.25%	-24.78%
14	SUB	Ishares Short-term National	ETF-Other	1.61%	+0.24%	+133.84%
15	GVI	Ishares Intermediate Governm	ETF-Other	1.59%	—	+3.35%
16	USB	US Bancorp	Stock-Financials	1.34%	+0.50%	+17.28%
17	AAPL	Apple INC	Stock-Tech	1.16%	-0.79%	-0.35%
18	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	1.05%	—	-4.17%
19	IJJ	Ishares S&p Mid-cap 400 Valu	ETF-Other	0.99%	+0.72%	NEW
20	VTI	Vanguard Total Stock Mkt ETF	ETF-Other	0.90%	—	—
21	SBUX	Starbucks CORP	Stock-Consumer Disc	0.90%	—	-0.37%
22	JPM	Jpmorgan Chase & Co	Stock-Financials	0.90%	—	-2.17%
23	MUB	Ishares National Muni Bond E	ETF-Other	0.89%	—	+1.06%
24	IWF	Ishares Russell 1000 Growth	ETF-Other	0.85%	-2.26%	-14.43%
25	BKNG	Booking Hldgs INC	Stock-Consumer Disc	0.80%	—	-1.27%
26	ACN	Accenture plc	Stock-Tech	0.77%	—	—
27	SCHO	Schwab Short-term US Treas	ETF-Other	0.76%	-1.67%	-15.33%
28	TMO	Thermo Fisher Scientific INC	Stock-Healthcare	0.74%	—	-0.50%
29	WFC	Wells Fargo & Co	Stock-Financials	0.73%	—	+8.35%
30	NKE	Nike INC -cl B	Stock-Consumer Disc	0.73%	—	+6.45%
31	VZ	Verizon Communications INC	Stock-Comm Services	0.71%	—	-4.05%
32	GOOGL	Alphabet Inc-cl A	Stock-Comm Services	0.71%	-0.18%	-1.65%
33	META	Meta Platforms Inc-class A	Stock-Comm Services	0.71%	—	-9.28%
34	BA	Boeing Co/the	Stock-Industrials	0.71%	+0.54%	-9.15%
35	HEFA	Isha Curr Hedged Msci Eafe	ETF-Other	0.66%	+0.54%	NEW
36	HON	Honeywell International INC	Stock-Industrials	0.63%	+0.22%	-11.34%
37	HAL	Halliburton Co	Stock-Energy	0.60%	—	-3.26%
38	PXDEUR	Pioneer Natural Resources Co	Stock-Other	0.60%	—	-3.31%
39	PSA	Public Storage	Stock-Real Estate	0.59%	—	-0.66%
40	✓		Stock-Other	0.59%	—	-1.53%
41	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	ETF-Gov Bonds	0.57%	—	-42.04%
42	DIS	Walt Disney Co/the	Stock-Comm Services	0.56%	—	-0.30%
43	COST	Costco Wholesale CORP	Stock-Consumer Staples	0.56%	—	-0.16%
44	SCHA	Schwab US Small-cap ETF	ETF-Other	0.56%	+0.64%	+15.42%
45	NEE	Nextera Energy INC	Stock-Utilities	0.55%	—	+0.17%
46	HD	Home Depot INC	Stock-Consumer Disc	0.54%	—	-0.72%
47	ICE	Intercontinental Exchange In	Stock-Financials	0.53%	—	—
48	AVGO	Broadcom Inc.	Stock-Tech	0.50%	—	+1.06%
49	APD	Air Products & Chemicals INC	Stock-Materials	0.48%	—	-0.78%
50	FISV	Fiserv INC	Stock-Other	0.48%	—	-4.37%

1–50 of 135

Holding changes this quarter

Position changes disclosed by Confluence Wealth Management LLC for the quarter ending Q4 2016, including ticker, issuer, weight change, shares change, and action
#	Ticker	Issuer	Weight Change	Shares Change	Action
1	SUB	Ishares Short-term National	+0.9%	+133.84%	Add
2	MDY	State Street Spdr S&p Midcap	+0.5%	-3.66%	Trim
3	USB	US Bancorp	+0.4%	+17.28%	Add
4	BNDX	Vanguard Total Intl Bond ETF	+0.3%	+14.49%	Add
5	SPY	Ss Spdr S&p 500 ETF Trust-us	+0.2%	+0.33%	Add
6	IWR	Ishares Russell Mid-cap ETF	+0.2%	+7.25%	Add
7	JPM	Jpmorgan Chase & Co	+0.2%	-2.17%	Trim
8	WFC	Wells Fargo & Co	+0.2%	+8.35%	Add
9	FDX	Fedex CORP	+0.2%	+104.43%	Add
10	VLO	Valero Energy CORP	+0.2%	+8.87%	Add
11	VWO	Vanguard Ftse Emerging Marke	+0.1%	+56.95%	Add
12	SCHA	Schwab US Small-cap ETF	+0.1%	+15.42%	Add
13	TMO	Thermo Fisher Scientific INC	-0.1%	-0.50%	Trim
14	EEM	Ishares Msci Emerging Market	-0.1%	-0.39%	Trim
15	IWF	Ishares Russell 1000 Growth	-0.1%	-14.43%	Trim
16	SCHO	Schwab Short-term US Treas	-0.1%	-15.33%	Trim
17	META	Meta Platforms Inc-class A	-0.1%	-9.28%	Trim
18	CVS	Cvs Health CORP	-0.2%	-22.18%	Trim
19	90002USD	Guggenheim Bulletshares 2018	-0.2%	-50.11%	Trim
20	GILD	Gilead Sciences INC	-0.2%	-23.78%	Trim
21	EFX	Equifax INC	-0.2%	-58.18%	Trim
22	SCHX	Schwab US Large-cap ETF	-0.3%	-72.16%	Trim
23	IWM	Ishares Russell 2000 ETF	-0.4%	-21.44%	Trim
24	BSGT	Invesco Bulletshares 2029 Treasury Bond ETF	-0.4%	-42.04%	Trim
25	GOF	Guggenheim Strategic Opportunities Fund	-0.4%	-52.69%	Trim
26	AEP	American Electric Power	-0.4%	-80.31%	Trim
27	BSV	Vanguard Short-term Bond ETF	-0.5%	-24.78%	Trim
28	AGG	Ishares Core U.s. Aggregate	-0.6%	-8.02%	Trim
29	SCHZ	Schwab US Aggregate Bond ETF	-1.3%	-23.68%	Trim
30	ACN	Accenture plc	—	NEW	New buy
31	VOO	Vanguard S&p 500 ETF	—	EXIT	Sold out
32	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
33	ICE	Intercontinental Exchange In	—	NEW	New buy
34	MCK	Mckesson CORP	—	EXIT	Sold out
35	NOC	Northrop Grumman CORP	—	NEW	New buy
36	ISRG	Intuitive Surgical INC	—	NEW	New buy
37	GLD	Spdr Gold Shares	—	EXIT	Sold out
38	ACWI	iShares MSCI ACWI ETF	—	EXIT	Sold out
39	DUK	Du Pont E I De Nemour&Co	—	EXIT	Sold out
40	EWJ	Ishares Msci Japan ETF	—	NEW	New buy
41	AXP	American Express Company	—	NEW	New buy
42	GOF	Guggenheim Strategic Opportunities Fund	—	EXIT	Sold out
43	SH1USD	Proshares Short S&p500	—	NEW	New buy
44	GIS	General Mills INC	—	NEW	New buy
45	MCN	Xai Madison Equity Premium I	—	NEW	New buy
46	✓	Abrdn Physical Silver Shares ETF	—	EXIT	Sold out
47	CVX	Chevron CORP	—	NEW	New buy
48	IBM	Intl Business Machines CORP	—	NEW	New buy
49	EFG	Ishares Msci Eafe Growth ETF	—	EXIT	Sold out
50	EFV	Ishares Msci Eafe Value ETF	—	NEW	New buy