13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001257391
申報總市值
US$76.5億
US$76.5億
317 檔
14.8%
Whitebox Advisors LLC 在 Q3 2024 季度的美股部位總計估值為 US$76.5億，分散於 317 個持倉標的之中，反映其市場參與廣度與投資規模。
在 Q3 2024 期間，Whitebox Advisors LLC 展現了靈活的資產再平衡步調，透過出清 39 檔弱勢或達到目標價部位，將資金轉置於 35 檔新建倉標的之中。
在資產配置集中度方面，Whitebox Advisors LLC 的前 5 大核心持股（包含 SPY, LBRDK, INSM 0.75 06-01-28 等）合計佔整體申報市值的 14.8%，反映機構在主要關鍵部位上的權重分佈。
僅顯示前 200 大持股（共 317 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 15.15% | +0.88% | -4.95% | |
| 2 | LBRDK | Liberty Broadband-c | 股票-通訊服務 | 4.69% | -0.82% | -25.31% | |
| 3 | INSM 0.75 06-01-28債券 | Insmed Inc | 債券 | 3.88% | — | +82.16% | |
| 4 | RCL | Royal Caribbean Cruises Ltd. | 股票-循環性消費 | 3.63% | — | — | |
| 5 | MSTR 0 02-15-27債券 | Microstrategy Inc | 債券 | 3.57% | — | -5.87% | |
| 6 | FRPT 3 04-01-28債券 | Freshpet Inc | 債券 | 3.30% | — | -23.55% | |
| 7 | KKR | Kkr & Co Inc | 股票-金融 | 2.85% | — | +300.00% | |
| 8 | SMTC 1.625 11-01-27債券 | Semtech CORP | 債券 | 2.23% | +0.11% | -24.20% | |
| 9 | XOP | Ss Spdr S&p Og Exp & Prod | ETF-其他 | 1.97% | — | — | |
| 10 | OIH | Vaneck Oil Services ETF | ETF-其他 | 1.93% | — | +66.67% | |
| 11 | AAPL | Apple Inc | 股票-科技 | 1.91% | +0.33% | +100.00% | |
| 12 | AAL 6.5 07-01-25債券 | American Airlines Group | 債券 | 1.86% | — | -23.13% | |
| 13 | IWM | Ishares Russell 2000 ETF | ETF-中小型股 | 1.81% | -0.33% | — | |
| 14 | NOVA 0.25 12-01-26債券 | Sunnova Energy Intl Inc | 債券 | 1.61% | — | -4.10% | |
| 15 | ON 0 05-01-27債券 | On Semiconductor CORP | 債券 | 1.56% | — | -6.02% | |
| 16 | W 3.5 11-15-28債券 | Wayfair Inc | 債券 | 1.44% | -0.38% | EXIT | |
| 17 | SEALTD 2.375 12-01-25債券 | Sea LTD | 債券 | 1.42% | — | +107.14% | |
| 18 | ECPG 4 03-15-29債券 | Encore Capital Group Inc | 債券 | 1.38% | -0.19% | -0.99% | |
| 19 | CNK 4.5 08-15-25債券 | Cinemark Holdings Inc | 債券 | 1.38% | — | +72.51% | |
| 20 | TFPM | Triple Flag Precious Met | 股票-原物料 | 1.35% | -0.06% | -5.42% | |
| 21 | COLL 2.875 02-15-29債券 | Collegium Pharma Inc | 債券 | 1.28% | — | +38.96% | |
| 22 | PPLI | People Inc | 股票-通訊服務 | 1.22% | -0.11% | EXIT | |
| 23 | NVAX 5 12-15-27債券 | Novavax Inc | 債券 | 1.19% | — | — | |
| 24 | LUMN | Lumen Technologies Inc | 股票-通訊服務 | 1.12% | +0.05% | +286.67% | |
| 25 | GRFS | Grifols Sa-adr | 股票-其他 | 1.02% | -0.05% | +56.21% | |
| 26 | W 3.25 09-15-27債券 | Wayfair Inc | 債券 | 0.99% | — | -9.02% | |
| 27 | CSIQ 2.5 10-01-25債券 | Canadian Solar Inc | 債券 | 0.94% | — | — | |
| 28 | CCL1EUR | Carnival CORP LTD | 股票-循環性消費 | 0.88% | — | -2.33% | |
| 29 | ARRY 1 12-01-28債券 | Array Technologies Inc | 債券 | 0.88% | — | +46.61% | |
| 30 | HEI-A | Heico Corp-class A | 股票-其他 | 0.82% | +0.13% | — | |
| 31 | LITE 1.5 12-15-29債券 | Lumentum Holdings Inc | 債券 | 0.79% | -8.77% | +6.46% | |
| 32 | WOLF 1.875 12-01-29債券 | Wolfspeed Inc | 債券 | 0.78% | — | — | |
| 33 | XMTR 1 02-01-27債券 | Xometry Inc | 債券 | 0.77% | — | +3.91% | |
| 34 | CNK | Cinemark Holdings Inc | 股票-其他 | 0.76% | — | — | |
| 35 | SIRI | Sirius Xm Holdings Inc | 股票-通訊服務 | 0.76% | -0.01% | — | |
| 36 | HLF 4.25 06-15-28債券 | Herbalife LTD | 債券 | 0.72% | +0.01% | — | |
| 37 | VAL | Valaris Limited | 股票-能源 | 0.70% | +0.11% | -0.41% | |
| 38 | ACI | Albertsons Cos Inc - Class A | 股票-非循環性消費 | 0.68% | +0.01% | +6.38% | |
| 39 | ZYXI 5 05-15-26債券 | Zynex Inc | 債券 | 0.67% | — | +11.11% | |
| 40 | CHRD | Chord Energy CORP | 股票-能源 | 0.66% | -0.09% | +14.87% | |
| 41 | BLCO | Bausch + Lomb CORP | 股票-其他 | 0.65% | -0.07% | -19.58% | |
| 42 | AORT 4.25 07-01-25債券 | Artivion Inc | 債券 | 0.65% | — | — | |
| 43 | HCI 4.75 06-01-42債券 | Hci Group Inc | 債券 | 0.63% | — | — | |
| 44 | NBR 1.75 06-15-29債券 | Nabors Industries Inc | 債券 | 0.62% | -0.19% | EXIT | |
| 45 | ESPR 4 11-15-25債券 | Esperion Therapeutics | 債券 | 0.62% | — | — | |
| 46 | RUN | Sunrun Inc | 股票-科技 | 0.62% | — | — | |
| 47 | NIO 4.625 10-15-30債券 | Nio Inc | 債券 | 0.62% | +0.06% | — | |
| 48 | HLF | Herbalife Ltd. | 股票-其他 | 0.59% | — | +100.00% | |
| 49 | AAL | American Airlines Group Inc | 股票-工業 | 0.54% | — | -4.33% | |
| 50 | RIG 4.625 09-30-29 *債券 | Transocean Interntnl LTD | 債券 | 0.53% | — | — |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | KKR | Kkr & Co Inc | +2.3% | +300.00% | 加碼 |
| 2 | XOP | Ss Spdr S&p Og Exp & Prod | +2% | NEW | 新建倉 |
| 3 | INSM 0.75 06-01-28債券 | Insmed Inc | +1.8% | +82.16% | 加碼 |
| 4 | IWM | Ishares Russell 2000 ETF | +1.8% | NEW | 新建倉 |
| 5 | LUMN | Lumen Technologies Inc | +1.1% | +286.67% | 加碼 |
| 6 | AAPL | Apple Inc | +1% | +100.00% | 加碼 |
| 7 | SEALTD 2.375 12-01-25債券 | Sea LTD | +0.8% | +107.14% | 加碼 |
| 8 | CNK | Cinemark Holdings Inc | +0.8% | NEW | 新建倉 |
| 9 | SIRI | Sirius Xm Holdings Inc | +0.8% | NEW | 新建倉 |
| 10 | HLF 4.25 06-15-28債券 | Herbalife LTD | +0.7% | NEW | 新建倉 |
| 11 | CNK 4.5 08-15-25債券 | Cinemark Holdings Inc | +0.7% | +72.51% | 加碼 |
| 12 | NIO 4.625 10-15-30債券 | Nio Inc | +0.6% | NEW | 新建倉 |
| 13 | OIH | Vaneck Oil Services ETF | +0.6% | +66.67% | 加碼 |
| 14 | GRFS | Grifols Sa-adr | +0.5% | +56.21% | 加碼 |
| 15 | WKC 3.25 07-01-28債券 | World Kinect Group | +0.5% | NEW | 新建倉 |
| 16 | W 0.625 10-01-25債券 | Wayfair Inc | +0.5% | NEW | 新建倉 |
| 17 | NOVA 0.25 12-01-26債券 | Sunnova Energy Intl Inc | +0.5% | -4.10% | 減碼 |
| 18 | LAZR 11.5 01-15-30債券 | Luminar Technologies Inc | +0.5% | NEW | 新建倉 |
| 19 | COLL 2.875 02-15-29債券 | Collegium Pharma Inc | +0.4% | +38.96% | 加碼 |
| 20 | VSH 2.25 09-15-30債券 | Vishay Intertechnology | +0.3% | NEW | 新建倉 |
| 21 | CIVI | Civitas Resources Inc | +0.2% | NEW | 新建倉 |
| 22 | RCL | Royal Caribbean Cruises Ltd. | +0.2% | — | 不變 |
| 23 | ✓ | Gigcapital7 CORP | +0.2% | NEW | 新建倉 |
| 24 | ARRY 1 12-01-28債券 | Array Technologies Inc | +0.2% | +46.61% | 加碼 |
| 25 | RUN | Sunrun Inc | +0.2% | — | 不變 |
| 26 | W 3.5 11-15-28債券 | Wayfair Inc | +0.2% | +10.85% | 加碼 |
| 27 | COIN 0.5 06-01-26債券 | Coinbase Global Inc | +0.2% | +118.18% | 加碼 |
| 28 | NIO 3.875 10-15-29債券 | Nio Inc | +0.2% | NEW | 新建倉 |
| 29 | LITE 1.5 12-15-29債券 | Lumentum Holdings Inc | +0.1% | +6.46% | 加碼 |
| 30 | HLF | Herbalife Ltd. | +0.1% | +100.00% | 加碼 |
| 31 | ✓ | Sim Acquisition CORP. I | +0.1% | NEW | 新建倉 |
| 32 | YCY-UN | AA Mission Acquisition Corp. II | +0.1% | NEW | 新建倉 |
| 33 | ✓ | Hcm Ii Acquisition CORP | +0.1% | NEW | 新建倉 |
| 34 | XMTR 1 02-01-27債券 | Xometry Inc | +0.1% | +3.91% | 加碼 |
| 35 | NCMI | National Cinemedia Inc | +0.1% | -2.11% | 減碼 |
| 36 | JBLU | Jetblue Airways CORP | +0.1% | NEW | 新建倉 |
| 37 | MSTR | Strategy Inc | +0.1% | +900.00% | 加碼 |
| 38 | ✓ | +0.1% | NEW | 新建倉 | |
| 39 | MPT | Medical Properties Trust Inc | +0.1% | NEW | 新建倉 |
| 40 | SAVE 1 05-15-26債券 | Spirit Airlines Inc | +0.1% | NEW | 新建倉 |
| 41 | MSTR 0 02-15-27債券 | Microstrategy Inc | +0.1% | -5.87% | 減碼 |
| 42 | HEI-A | Heico Corp-class A | +0.1% | — | 不變 |
| 43 | ✓ | Vine Hill Cap Invt CORP. | +0.1% | NEW | 新建倉 |
| 44 | LBRDA | Liberty Broadband-a | +0.1% | — | 不變 |
| 45 | ✓ | Launch One Acquisition CORP | +0.1% | NEW | 新建倉 |
| 46 | ✓ | Black Spade Acquisition Ii C | +0.1% | NEW | 新建倉 |
| 47 | TPIC 5.25 03-15-28債券 | Tpi Composites Inc | +0.1% | +32.78% | 加碼 |
| 48 | PTCT 1.5 09-15-26債券 | Ptc Therapeutics Inc | +0.1% | +6.90% | 加碼 |
| 49 | NOVAQ | Sunnova Energy International | +0.1% | -20.00% | 減碼 |
| 50 | VRNS | Varonis Systems Inc | +0.1% | NEW | 新建倉 |
根據 SEC 官方 Form 13F 申報備案，Whitebox Advisors LLC 在 Q3 2024 季度的美股持倉總市值約為 US$76.5億，共申報了 317 個公開持股部位。
在 Q3 2024 季度，Whitebox Advisors LLC 按市值排列的前三大核心持股分別為：SPY (15.2%)、LBRDK (4.7%)、INSM 0.75 06-01-28 (3.9%)。其中最大持股部位 SPY 佔據整體投資組合約 15.2% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
XOP
市值: US$7233.6萬
本季最大獲利了結 / 清倉標的
RCL 6 08-15-25
前期市值: US$2.3億
在 Q3 2024 季度中，Whitebox Advisors LLC 共進行了 168 項持倉異動，包含新建倉 35 個部位、加碼 49 個部位、減碼 45 個部位以及清倉 39 個部位。 其中最大新建倉標的為 XOP。 本季清倉部位包含 RCL 6 08-15-25。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。