13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001506071
申報總市值
US$7.9億
US$7.9億
316 檔
23.0%
Q4 2025 季度申報顯示，Wellington Shields Capital Management, LLC 揭露的美股組合總市值為 US$7.9億，涵蓋 316 個不同之權益投資部位。
Q4 2025 的申報記錄反映 Wellington Shields Capital Management, LLC 的板塊替換策略：機構本季推動了 23 筆增持與 23 筆減持，籌碼呈現明顯的結構重組。
檢視投資組合結構，前 5 大主力部位（包含 MSFT, GOOG, AAPL）占據了總市值的 23.0%，展現出該機構在 Q4 2025 的重點資金聚焦與風險分佈特徵。
僅顯示前 200 大持股（共 316 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MSFT | Microsoft CORP | 股票-科技 | 7.92% | -1.77% | +7.05% | |
| 2 | GOOG | Alphabet Inc-cl C | 股票-通訊服務 | 5.76% | -1.60% | -2.49% | |
| 3 | AAPL | Apple Inc | 股票-科技 | 4.68% | -0.38% | -1.77% | |
| 4 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 4.48% | +0.15% | -1.19% | |
| 5 | AMZN | Amazon.com Inc | 股票-循環性消費 | 3.55% | -0.11% | +1.83% | |
| 6 | BX | Blackstone Inc | 股票-金融 | 3.50% | -0.47% | +5.27% | |
| 7 | JPM | Jpmorgan Chase & Co | 股票-金融 | 3.38% | -0.16% | +2.82% | |
| 8 | MA | Mastercard Inc - A | 股票-金融 | 2.58% | -0.47% | -0.88% | |
| 9 | AXP | American Express Co | 股票-金融 | 2.16% | -0.27% | +4.59% | |
| 10 | BE | Bloom Energy Corp- A | 股票-工業 | 2.06% | +2.70% | -10.28% | |
| 11 | XOM | Exxon Mobil CORP | 股票-能源 | 1.82% | -2.68% | EXIT | |
| 12 | BA | Boeing Co/the | 股票-工業 | 1.62% | -0.23% | +14.09% | |
| 13 | AMD | Advanced Micro Devices | 股票-科技 | 1.61% | +2.21% | — | |
| 14 | APO | Apollo Global Management Inc | 股票-金融 | 1.59% | -0.20% | +5.14% | |
| 15 | PANW | Palo Alto Networks Inc | 股票-科技 | 1.55% | +0.81% | -1.37% | |
| 16 | NVDA | Nvidia CORP | 股票-科技 | 1.52% | -0.36% | -0.40% | |
| 17 | QXO | Qxo Inc | 股票-工業 | 1.50% | +0.05% | +28.86% | |
| 18 | MKSI | Mks Inc | 股票-科技 | 1.26% | -0.12% | -1.31% | |
| 19 | PWR | Quanta Services Inc | 股票-工業 | 1.23% | +0.17% | -0.29% | |
| 20 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 1.21% | +0.03% | +0.29% | |
| 21 | COF | Capital One Financial CORP | 股票-金融 | 1.21% | -0.02% | +1.91% | |
| 22 | AVGO | Broadcom Inc | 股票-科技 | 1.06% | +0.30% | +1.35% | |
| 23 | RDDT | Reddit Inc-cl A | 股票-通訊服務 | 0.99% | +0.08% | +1.46% | |
| 24 | MCK | Mckesson CORP | 股票-醫療保健 | 0.93% | -0.24% | +1.41% | |
| 25 | SOXX | Ishares Semiconductor ETF | ETF-其他 | 0.93% | +0.56% | -0.60% | |
| 26 | LLY | Eli Lilly & Co | 股票-醫療保健 | 0.92% | +0.71% | -0.51% | |
| 27 | XME | Ss Spdr S&p Metals Mining | ETF-其他 | 0.90% | -0.17% | +27.01% | |
| 28 | IBM | Intl Business Machines CORP | 股票-科技 | 0.89% | -0.15% | -7.22% | |
| 29 | VOO | Vanguard S&p 500 ETF | ETF-大型股與成長 | 0.80% | +0.34% | +6.90% | |
| 30 | RTX | Rtx CORP | 股票-工業 | 0.75% | +0.06% | +0.92% | |
| 31 | XYZ | Block Inc | 股票-金融 | 0.73% | -0.54% | EXIT | |
| 32 | CG | Carlyle Group Inc/the | 股票-金融 | 0.73% | -0.18% | +2.55% | |
| 33 | SMH | Vaneck Semiconductor ETF | ETF-其他 | 0.69% | +0.23% | -0.42% | |
| 34 | LIN | Linde plc | 股票-原物料 | 0.64% | -0.06% | -8.83% | |
| 35 | SLV | Ishares Silver Trust | ETF-避險與商品 | 0.64% | -0.21% | -1.01% | |
| 36 | CEG | Constellation Energy | 股票-公用事業 | 0.64% | -0.14% | — | |
| 37 | ISRG | Intuitive Surgical Inc | 股票-醫療保健 | 0.63% | -0.17% | +7.92% | |
| 38 | BLK | Blackrock Inc | 股票-金融 | 0.61% | -0.09% | +20.82% | |
| 39 | EW | Edwards Lifesciences CORP | 股票-醫療保健 | 0.59% | -0.06% | — | |
| 40 | JNJ | Johnson & Johnson | 股票-醫療保健 | 0.57% | -0.25% | -2.86% | |
| 41 | V | Visa Inc-class A Shares | 股票-金融 | 0.53% | -0.01% | +1.46% | |
| 42 | ITW | Illinois Tool Works | 股票-工業 | 0.52% | -0.07% | — | |
| 43 | ABBV | Abbvie Inc | 股票-醫療保健 | 0.51% | -0.12% | — | |
| 44 | TROX | Tronox Holdings plc | 股票-其他 | 0.50% | -0.39% | -5.21% | |
| 45 | HD | Home Depot Inc | 股票-循環性消費 | 0.49% | -0.04% | — | |
| 46 | WMT | Walmart Inc | 股票-非循環性消費 | 0.47% | -0.13% | -5.50% | |
| 47 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 0.45% | -0.11% | +7.33% | |
| 48 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 0.42% | -0.04% | -1.50% | |
| 49 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 0.40% | -0.19% | +56.59% | |
| 50 | GLD | Spdr Gold Shares | ETF-避險與商品 | 0.40% | -0.13% | -1.77% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | GOOG | Alphabet Inc-cl C | +1% | -2.49% | 減碼 |
| 2 | GOOGL | Alphabet Inc-cl A | +0.8% | -1.19% | 減碼 |
| 3 | AMD | Advanced Micro Devices | +0.4% | — | 不變 |
| 4 | QXO | Qxo Inc | +0.3% | +28.86% | 加碼 |
| 5 | LLY | Eli Lilly & Co | +0.2% | -0.51% | 減碼 |
| 6 | XME | Ss Spdr S&p Metals Mining | +0.2% | +27.01% | 加碼 |
| 7 | AXP | American Express Co | +0.2% | +4.59% | 加碼 |
| 8 | MKSI | Mks Inc | +0.2% | -1.31% | 減碼 |
| 9 | TTWO | Take-two Interactive Softwre | +0.2% | +327.38% | 加碼 |
| 10 | SLV | Ishares Silver Trust | +0.2% | -1.01% | 減碼 |
| 11 | FLO | Flowers Foods Inc | +0.2% | +546.00% | 加碼 |
| 12 | BA | Boeing Co/the | +0.2% | +14.09% | 加碼 |
| 13 | ISRG | Intuitive Surgical Inc | +0.2% | +7.92% | 加碼 |
| 14 | APO | Apollo Global Management Inc | +0.1% | +5.14% | 加碼 |
| 15 | COF | Capital One Financial CORP | +0.1% | +1.91% | 加碼 |
| 16 | BAC | Bank Of America CORP | +0.1% | +186.94% | 加碼 |
| 17 | AMZN | Amazon.com Inc | +0.1% | +1.83% | 加碼 |
| 18 | PSNL | Personalis Inc | +0.1% | +16.38% | 加碼 |
| 19 | META | Meta Platforms Inc-class A | +0.1% | +56.59% | 加碼 |
| 20 | TEVA | Teva Pharmaceutical-sp Adr | +0.1% | — | 不變 |
| 21 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +0.29% | 加碼 |
| 22 | SOXX | Ishares Semiconductor ETF | +0.1% | -0.60% | 減碼 |
| 23 | RTX | Rtx CORP | 0% | +0.92% | 加碼 |
| 24 | VOO | Vanguard S&p 500 ETF | 0% | +6.90% | 加碼 |
| 25 | AAPL | Apple Inc | 0% | -1.77% | 減碼 |
| 26 | JPM | Jpmorgan Chase & Co | 0% | +2.82% | 加碼 |
| 27 | MP | Mp Materials CORP | -0.1% | -22.67% | 減碼 |
| 28 | UNH | Unitedhealth Group Inc | -0.1% | -27.60% | 減碼 |
| 29 | ETN | Eaton Corporation plc | -0.1% | — | 不變 |
| 30 | KKR | Kkr & Co Inc | -0.1% | -22.09% | 減碼 |
| 31 | HD | Home Depot Inc | -0.1% | — | 不變 |
| 32 | COIN | Coinbase Global Inc -class A | -0.1% | -13.66% | 減碼 |
| 33 | GTLS | Chart Industries Inc | -0.1% | -42.35% | 減碼 |
| 34 | FETH | Fidelity Ethereum Fund | -0.2% | -8.11% | 減碼 |
| 35 | LIN | Linde plc | -0.2% | -8.83% | 減碼 |
| 36 | PANW | Palo Alto Networks Inc | -0.3% | -1.37% | 減碼 |
| 37 | BE | Bloom Energy Corp- A | -0.3% | -10.28% | 減碼 |
| 38 | BX | Blackstone Inc | -0.3% | +5.27% | 加碼 |
| 39 | 9HI | Hillenbrand Inc | -0.5% | -84.91% | 減碼 |
| 40 | TFC | Truist Financial CORP | -0.7% | -93.16% | 減碼 |
| 41 | TEM | Tempus Ai Inc-cl A | — | NEW | 新建倉 |
| 42 | INSM | Insmed Inc | — | EXIT | 清倉 |
| 43 | TRMB | Trimble Inc | — | EXIT | 清倉 |
| 44 | AA | Alcoa CORP | — | NEW | 新建倉 |
| 45 | WRBY | Warby Parker Inc-class A | — | NEW | 新建倉 |
| 46 | DELL | Dell Technologies -c | — | NEW | 新建倉 |
| 47 | TOST | Toast Inc-class A | — | NEW | 新建倉 |
| 48 | ✓ | On Holding AG | — | EXIT | 清倉 |
| 49 | ROP | Roper Technologies Inc | — | EXIT | 清倉 |
| 50 | AMT | American Tower CORP | — | EXIT | 清倉 |
根據 SEC 官方 Form 13F 申報備案，Wellington Shields Capital Management, LLC 在 Q4 2025 季度的美股持倉總市值約為 US$7.9億，共申報了 316 個公開持股部位。
在 Q4 2025 季度，Wellington Shields Capital Management, LLC 按市值排列的前三大核心持股分別為：MSFT (7.9%)、GOOG (5.8%)、AAPL (4.7%)。其中最大持股部位 MSFT 佔據整體投資組合約 7.9% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
TEM
市值: US$139.3萬
本季最大獲利了結 / 清倉標的
INSM
前期市值: US$122.0萬
在 Q4 2025 季度中，Wellington Shields Capital Management, LLC 共進行了 46 項持倉異動，包含新建倉 5 個部位、加碼 18 個部位、減碼 18 個部位以及清倉 5 個部位。 其中最大新建倉標的為 TEM。 本季清倉部位包含 INSM。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。