13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001730960
申報總市值
US$22.3億
US$22.3億
1478 檔
11.1%
在 Q4 2024 的 13F 官方備案中，Sound Income Strategies, LLC 管理的美股投資組合規模來到 US$22.3億，整體持股檔數為 1478 檔。
Sound Income Strategies, LLC 於 Q4 2024 展現出進攻型調倉步調，本季推動了 3 檔股票的新建倉與 34 檔既有部位加碼，整體資金傾向擴大在美股市場的曝險佈局。
在資產配置集中度方面，Sound Income Strategies, LLC 的前 5 大核心持股（包含 HTGC, ARCC, TSLX 等）合計佔整體申報市值的 11.1%，反映機構在主要關鍵部位上的權重分佈。
僅顯示前 200 大持股（共 1478 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | HTGC | Hercules Capital Inc | 股票-金融 | 3.50% | +0.22% | +2.84% | |
| 2 | ARCC | Ares Capital CORP | 股票-金融 | 3.13% | +0.02% | +4.37% | |
| 3 | TSLX | Sixth Street Specialty Lendi | 股票-其他 | 3.04% | -0.16% | +5.60% | |
| 4 | GBDC | Golub Capital Bdc Inc | 股票-金融 | 2.87% | -0.02% | +5.98% | |
| 5 | OBDC | Blue Owl Capital CORP | 股票-金融 | 2.83% | -0.02% | +6.40% | |
| 6 | SHYG | Ishares 0-5 Yr Hy CORP Bond | ETF-投資等級公司債 | 2.67% | -0.12% | +3.40% | |
| 7 | HYEM | Vaneck Emrg Mkts Hi Yld | ETF-其他 | 2.46% | -0.10% | +3.79% | |
| 8 | EMHY | Ishares J.p. Morgan Em High | ETF-其他 | 2.34% | -0.09% | +4.04% | |
| 9 | PFLT | Pennantpark Floating Rate Ca | 股票-其他 | 2.24% | -0.16% | +12.04% | |
| 10 | ✓ | First Tr Exchng Traded Fd Vi | 股票-其他 | 2.19% | — | +4.93% | |
| 11 | BXSL | Blackstone Secured Lending F | 股票-金融 | 2.17% | — | +17.10% | |
| 12 | FXED | Sound Enhanced Fixed Income | ETF-其他 | 2.07% | -0.01% | +3.50% | |
| 13 | T | At&t Inc | 股票-通訊服務 | 1.80% | -0.27% | +8.31% | |
| 14 | ENB | Enbridge Inc | 股票-能源 | 1.66% | -0.06% | +8.56% | |
| 15 | IBM | Intl Business Machines CORP | 股票-科技 | 1.59% | +0.06% | +4.46% | |
| 16 | C | Citigroup Inc | 股票-金融 | 1.53% | -0.37% | +8.68% | |
| 17 | DIVY | Sound Equity Dividend Income | ETF-其他 | 1.45% | -0.06% | +3.83% | |
| 18 | GEF-B | Greif Inc-cl B | 股票-其他 | 1.38% | -0.03% | +7.55% | |
| 19 | AAPL | Apple Inc | 股票-科技 | 1.37% | +0.09% | +0.25% | |
| 20 | CSCO | Cisco Systems Inc | 股票-科技 | 1.33% | +0.05% | +8.51% | |
| 21 | PFE | Pfizer Inc | 股票-醫療保健 | 1.26% | -0.23% | +9.98% | |
| 22 | MTB | M & T Bank CORP | 股票-金融 | 1.25% | +0.07% | +8.94% | |
| 23 | LYB | LyondellBasell Industries N.V. | 股票-原物料 | 1.25% | — | +8.08% | |
| 24 | MAIN | Main Street Capital CORP | 股票-金融 | 1.24% | -0.16% | -2.37% | |
| 25 | OMC | Omnicom Group | 股票-通訊服務 | 1.20% | -0.12% | -4.11% | |
| 26 | QYLD | Global X Nasd 100 Cov Call | ETF-其他 | 1.16% | +0.02% | +20.02% | |
| 27 | SPG | Simon Property Group Inc | 股票-房地產 | 1.13% | +0.14% | +3.89% | |
| 28 | PFG | Principal Financial Group | 股票-金融 | 1.09% | +0.02% | +8.82% | |
| 29 | ABBV | Abbvie Inc | 股票-醫療保健 | 1.09% | +0.10% | +10.45% | |
| 30 | EIX | Edison International | 股票-公用事業 | 0.97% | — | +5.87% | |
| 31 | PINE | Alpine Income Property Trust | 股票-其他 | 0.90% | +0.09% | +8.99% | |
| 32 | VICI | Vici Properties Inc | 股票-房地產 | 0.89% | -0.04% | +8.79% | |
| 33 | O | Realty Income CORP | 股票-房地產 | 0.89% | -0.03% | +9.26% | |
| 34 | GLPI | Gaming And Leisure Propertie | 股票-房地產 | 0.89% | -0.02% | +9.63% | |
| 35 | NNN | Nnn Reit Inc | 股票-房地產 | 0.87% | +0.05% | +9.57% | |
| 36 | APLE | Apple Hospitality Reit Inc | 股票-房地產 | 0.86% | +0.01% | +10.92% | |
| 37 | SON | Sonoco Products Co | 股票-循環性消費 | 0.84% | -0.05% | +53.27% | |
| 38 | UPS | United Parcel Service-cl B | 股票-工業 | 0.83% | +0.02% | +5576.88% | |
| 39 | EVRG | Evergy Inc | 股票-公用事業 | 0.82% | — | +5709.68% | |
| 40 | GSK | Gsk Plc-spon Adr | 股票-醫療保健 | 0.82% | -0.12% | +12.08% | |
| 41 | NHI | Natl Health Investors Inc | 股票-其他 | 0.81% | -0.10% | +11.53% | |
| 42 | CSWC | Capital Southwest CORP | 股票-其他 | 0.78% | +0.04% | +2.93% | |
| 43 | CRI | Carter's Inc | 股票-其他 | 0.78% | — | +32.68% | |
| 44 | CTRE | Caretrust Reit Inc | 股票-房地產 | 0.77% | +0.03% | +11.40% | |
| 45 | PRGO | Perrigo Company plc | 股票-醫療保健 | 0.77% | -0.09% | +28.62% | |
| 46 | AMZN | Amazon.com Inc | 股票-循環性消費 | 0.74% | +0.06% | +8.11% | |
| 47 | OKE | Oneok Inc | 股票-能源 | 0.74% | -0.05% | -42.21% | |
| 48 | KVUE | Kenvue Inc | 股票-非循環性消費 | 0.74% | — | EXIT | |
| 49 | IPG | Interpublic Group Of Cos Inc | 股票-其他 | 0.73% | — | +28.78% | |
| 50 | VLO | Valero Energy CORP | 股票-能源 | 0.72% | -0.01% | +6.86% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | UPS | United Parcel Service-cl B | +0.8% | +5576.88% | 加碼 |
| 2 | EVRG | Evergy Inc | +0.8% | +5709.68% | 加碼 |
| 3 | CFG | Citizens Financial Group | +0.6% | +979522.73% | 加碼 |
| 4 | AHRT | Ah Realty Trust Inc | +0.6% | NEW | 新建倉 |
| 5 | BXSL | Blackstone Secured Lending F | +0.4% | +17.10% | 加碼 |
| 6 | KHC | Kraft Heinz Co/the | +0.2% | +123.96% | 加碼 |
| 7 | C | Citigroup Inc | +0.2% | +8.68% | 加碼 |
| 8 | SON | Sonoco Products Co | +0.2% | +53.27% | 加碼 |
| 9 | SNY | Sanofi-adr | +0.2% | +156520.93% | 加碼 |
| 10 | CSCO | Cisco Systems Inc | +0.2% | +8.51% | 加碼 |
| 11 | QYLD | Global X Nasd 100 Cov Call | +0.2% | +20.02% | 加碼 |
| 12 | TSLA | Tesla Inc | +0.2% | +12.91% | 加碼 |
| 13 | NOMD | Nomad Foods Limited | +0.2% | NEW | 新建倉 |
| 14 | OBDC | Blue Owl Capital CORP | +0.2% | +6.40% | 加碼 |
| 15 | TSLX | Sixth Street Specialty Lendi | +0.2% | +5.60% | 加碼 |
| 16 | IBND | State Street Spdr Bloomberg | +0.2% | NEW | 新建倉 |
| 17 | JNK | Ss Spdr Bb High Yield Bond | +0.2% | +48.13% | 加碼 |
| 18 | IVE | Ishares S&p 500 Value ETF | +0.2% | +358.31% | 加碼 |
| 19 | ARCC | Ares Capital CORP | +0.1% | +4.37% | 加碼 |
| 20 | ENB | Enbridge Inc | +0.1% | +8.56% | 加碼 |
| 21 | PRGO | Perrigo Company plc | +0.1% | +28.62% | 加碼 |
| 22 | T | At&t Inc | +0.1% | +8.31% | 加碼 |
| 23 | AMZN | Amazon.com Inc | +0.1% | +8.11% | 加碼 |
| 24 | IJR | Ishares Core S&p Small-cap E | +0.1% | +165.86% | 加碼 |
| 25 | MTB | M & T Bank CORP | +0.1% | +8.94% | 加碼 |
| 26 | MAIN | Main Street Capital CORP | +0.1% | -2.37% | 減碼 |
| 27 | GOOGL | Alphabet Inc-cl A | +0.1% | +9.22% | 加碼 |
| 28 | APLE | Apple Hospitality Reit Inc | +0.1% | +10.92% | 加碼 |
| 29 | GBDC | Golub Capital Bdc Inc | +0.1% | +5.98% | 加碼 |
| 30 | HTGC | Hercules Capital Inc | 0% | +2.84% | 加碼 |
| 31 | AAPL | Apple Inc | 0% | +0.25% | 加碼 |
| 32 | PFLT | Pennantpark Floating Rate Ca | 0% | +12.04% | 加碼 |
| 33 | CSWC | Capital Southwest CORP | -0.1% | +2.93% | 加碼 |
| 34 | OGN | Organon & Co | -0.2% | +6.50% | 加碼 |
| 35 | HAS | Hasbro Inc | -0.2% | +6.90% | 加碼 |
| 36 | HRB | H&r Block Inc | -0.2% | +0.84% | 加碼 |
| 37 | EFA | Ishares Msci Eafe ETF | -0.2% | -97.32% | 減碼 |
| 38 | TLH | Ishares 10-20 Year Treasury | -0.2% | -99.05% | 減碼 |
| 39 | DOW | Dow Inc | -0.2% | +7.66% | 加碼 |
| 40 | IJK | Ishares S&p Mid-cap 400 Grow | -0.2% | -98.66% | 減碼 |
| 41 | MDY | State Street Spdr S&p Midcap | -0.2% | -99.92% | 減碼 |
| 42 | KVUE | Kenvue Inc | -0.2% | -11.51% | 減碼 |
| 43 | BAX | Baxter International Inc | -0.2% | -97.23% | 減碼 |
| 44 | LYB | LyondellBasell Industries N.V. | -0.3% | +8.08% | 加碼 |
| 45 | OMC | Omnicom Group | -0.4% | -4.11% | 減碼 |
| 46 | UL | Unilever PLC | -0.4% | -92.48% | 減碼 |
| 47 | OKE | Oneok Inc | -0.5% | -42.21% | 減碼 |
| 48 | PK | Park Hotels & Resorts Inc | -0.6% | -68.65% | 減碼 |
| 49 | ETR | Entergy CORP | -0.8% | -95.92% | 減碼 |
| 50 | PDCOEUR | Patterson Cos Inc | -0.8% | -96.39% | 減碼 |
根據 SEC 官方 Form 13F 申報備案，Sound Income Strategies, LLC 在 Q4 2024 季度的美股持倉總市值約為 US$22.3億，共申報了 1478 個公開持股部位。
在 Q4 2024 季度，Sound Income Strategies, LLC 按市值排列的前三大核心持股分別為：HTGC (3.5%)、ARCC (3.1%)、TSLX (3.0%)。其中最大持股部位 HTGC 佔據整體投資組合約 3.5% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
AHRT
市值: US$904.9萬
本季最大獲利了結 / 清倉標的
OMC
前期市值: US$2437.7萬
在 Q4 2024 季度中，Sound Income Strategies, LLC 共進行了 50 項持倉異動，包含新建倉 3 個部位、加碼 34 個部位、減碼 13 個部位以及清倉 0 個部位。 其中最大新建倉標的為 AHRT。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。