13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001180391
申報總市值
US$2551.2萬
US$2551.2萬
47 檔
68.8%
Smh Capital Advisors Inc 在 Q3 2024 季度的美股部位總計估值為 US$2551.2萬，分散於 47 個持倉標的之中，反映其市場參與廣度與投資規模。
從 Q3 2024 申報觀察，Smh Capital Advisors Inc 採取防禦導向的調倉策略，本季減碼 30 檔個股並出清 5 檔部位，顯示機構在該時期進行風險控制與流動性回收。
在資產配置集中度方面，Smh Capital Advisors Inc 的前 5 大核心持股（包含 WT 3.25 06-15-26, UPST 0.25 08-15-26, EZPW 2.375 05-01-25 等）合計佔整體申報市值的 68.8%，反映機構在主要關鍵部位上的權重分佈。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | WT 3.25 06-15-26債券 | Wisdomtree Investments | 債券 | 31.18% | — | -0.06% | |
| 2 | UPST 0.25 08-15-26債券 | Upstart Holdings Inc | 債券 | 7.53% | — | -0.11% | |
| 3 | EZPW 2.375 05-01-25債券 | Ezcorp Inc | 債券 | 5.77% | — | -1.95% | |
| 4 | WT 5.75 08-15-28債券 | Wisdomtree Inc | 債券 | 5.58% | — | -0.21% | |
| 5 | APO | Apollo Global Management Inc | 股票-金融 | 4.17% | +0.28% | -4.16% | |
| 6 | MAIN | Main Street Capital CORP | 股票-金融 | 2.95% | +1.62% | -4.37% | |
| 7 | VICI | Vici Properties Inc | 股票-房地產 | 2.81% | +1.78% | -2.65% | |
| 8 | PSEC | Prospect Capital CORP | 股票-其他 | 2.41% | -3.15% | EXIT | |
| 9 | CG | Carlyle Group Inc/the | 股票-金融 | 2.12% | +0.49% | +0.68% | |
| 10 | TRIN | Trinity Capital Inc | 股票-其他 | 1.97% | +4.82% | +89.15% | |
| 11 | T | At&t Inc | 股票-通訊服務 | 1.95% | — | +10.10% | |
| 12 | ENB | Enbridge Inc | 股票-能源 | 1.84% | — | -5.65% | |
| 13 | VZ | Verizon Communications Inc | 股票-通訊服務 | 1.60% | — | -2.33% | |
| 14 | O | Realty Income CORP | 股票-房地產 | 1.55% | — | -1.45% | |
| 15 | HASI | Ha Sustainable Infrastructur | 股票-金融 | 1.50% | -0.90% | EXIT | |
| 16 | PNNT | Pennantpark Investment CORP | 股票-其他 | 1.47% | — | -34.03% | |
| 17 | CSWC | Capital Southwest CORP | 股票-其他 | 1.25% | +2.56% | -1.22% | |
| 18 | RITM | Rithm Capital CORP | 股票-房地產 | 1.19% | +0.65% | -2.66% | |
| 19 | VWO | Vanguard Ftse Emerging Marke | ETF-新興市場 | 1.14% | +0.63% | +0.07% | |
| 20 | NXDT | Nexpoint Diversified Real Es | 股票-其他 | 1.13% | +0.45% | -2.82% | |
| 21 | EFA | Ishares Msci Eafe ETF | ETF-其他 | 1.09% | +0.57% | — | |
| 22 | IIPR | Innovative Industrial Proper | 股票-房地產 | 0.99% | +1.74% | — | |
| 23 | VCTR | Victory Capital Holding - A | 股票-其他 | 0.94% | — | -8.27% | |
| 24 | ADX | Adams Diversified Equity | 股票-其他 | 0.91% | +0.52% | -5.79% | |
| 25 | KHC | Kraft Heinz Co/the | 股票-非循環性消費 | 0.87% | — | -1.60% | |
| 26 | XAWFX | Alliancebernstein Gl Hi Inc | 股票-其他 | 0.87% | +0.29% | -5.83% | |
| 27 | CSQ | Calamos Strat Ttl Rtrn Fnd | 股票-其他 | 0.86% | +0.51% | -5.88% | |
| 28 | HYT | Blackrock CORP Hi Yld | 股票-其他 | 0.84% | +0.28% | -6.00% | |
| 29 | GROW | U.s. Global Investors Inc-a | 股票-其他 | 0.84% | +0.20% | -2.36% | |
| 30 | AFCG | Advanced Flower Capital Inc | 股票-其他 | 0.82% | +0.11% | — | |
| 31 | XNIEX | Virtus Equity & Convertible | 股票-其他 | 0.81% | +0.45% | -7.51% | |
| 32 | BTZ | Blackrock Credit Allocation | 股票-其他 | 0.78% | +0.26% | -5.87% | |
| 33 | XGDVX | Gabelli Dividend & Income Tr | 股票-其他 | 0.73% | +0.39% | -5.14% | |
| 34 | AAPL | Apple Inc | 股票-科技 | 0.72% | — | +1.31% | |
| 35 | XEVTX | Eaton Vance Tax-adv Dvd Inc | 股票-其他 | 0.71% | +0.39% | -4.78% | |
| 36 | RQI | Cohen & Steers Qual Inc Rlty | 股票-其他 | 0.68% | +0.23% | -5.49% | |
| 37 | HTD | John Hancock Tax Adv Dvd Inc | 股票-其他 | 0.66% | +0.30% | — | |
| 38 | CIVI | Civitas Resources Inc | 股票-其他 | 0.64% | — | — | |
| 39 | BIT | Blackrock Multi-sector Inc | 股票-其他 | 0.60% | +0.19% | -4.04% | |
| 40 | WT | Wisdomtree Inc | 股票-其他 | 0.54% | +0.67% | -4.60% | |
| 41 | XMUIX | Blackrock Municipal Income | 股票-其他 | 0.45% | — | — | |
| 42 | NAD | Nuveen Quality Municipal Inc | 股票-其他 | 0.45% | +0.18% | — | |
| 43 | AFB | Allianceberstein Ntl Muni | 股票-其他 | 0.45% | +0.18% | — | |
| 44 | EIM | Eaton Vance Municipal Bond | 股票-其他 | 0.44% | +0.15% | — | |
| 45 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | 股票-其他 | 0.44% | +0.17% | — | |
| 46 | TEI | Templeton Emrg Mkts Inc | 股票-其他 | 0.39% | +0.22% | -4.85% | |
| 47 | ONL | Orion Properties Inc | 股票-其他 | 0.37% | — | -5.29% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | HASI | Ha Sustainable Infrastructur | +1.5% | NEW | 新建倉 |
| 2 | TRIN | Trinity Capital Inc | +0.9% | +89.15% | 加碼 |
| 3 | UPST 0.25 08-15-26債券 | Upstart Holdings Inc | +0.9% | -0.11% | 減碼 |
| 4 | PSEC | Prospect Capital CORP | +0.7% | +43.73% | 加碼 |
| 5 | HTD | John Hancock Tax Adv Dvd Inc | +0.7% | NEW | 新建倉 |
| 6 | CIVI | Civitas Resources Inc | +0.6% | NEW | 新建倉 |
| 7 | WT 3.25 06-15-26債券 | Wisdomtree Investments | +0.6% | -0.06% | 減碼 |
| 8 | T | At&t Inc | +0.4% | +10.10% | 加碼 |
| 9 | VICI | Vici Properties Inc | +0.4% | -2.65% | 減碼 |
| 10 | O | Realty Income CORP | +0.3% | -1.45% | 減碼 |
| 11 | IIPR | Innovative Industrial Proper | +0.2% | — | 不變 |
| 12 | CG | Carlyle Group Inc/the | +0.2% | +0.68% | 加碼 |
| 13 | ENB | Enbridge Inc | +0.2% | -5.65% | 減碼 |
| 14 | NXDT | Nexpoint Diversified Real Es | +0.1% | -2.82% | 減碼 |
| 15 | VWO | Vanguard Ftse Emerging Marke | +0.1% | +0.07% | 加碼 |
| 16 | VZ | Verizon Communications Inc | +0.1% | -2.33% | 減碼 |
| 17 | WT 5.75 08-15-28債券 | Wisdomtree Inc | +0.1% | -0.21% | 減碼 |
| 18 | APO | Apollo Global Management Inc | +0.1% | -4.16% | 減碼 |
| 19 | RQI | Cohen & Steers Qual Inc Rlty | +0.1% | -5.49% | 減碼 |
| 20 | AAPL | Apple Inc | +0.1% | +1.31% | 加碼 |
| 21 | EFA | Ishares Msci Eafe ETF | +0.1% | — | 不變 |
| 22 | VCTR | Victory Capital Holding - A | +0.1% | -8.27% | 減碼 |
| 23 | KHC | Kraft Heinz Co/the | +0.1% | -1.60% | 減碼 |
| 24 | EZPW 2.375 05-01-25債券 | Ezcorp Inc | 0% | -1.95% | 減碼 |
| 25 | AFB | Allianceberstein Ntl Muni | 0% | — | 不變 |
| 26 | XAWFX | Alliancebernstein Gl Hi Inc | 0% | -5.83% | 減碼 |
| 27 | NAD | Nuveen Quality Municipal Inc | 0% | — | 不變 |
| 28 | ONL | Orion Properties Inc | 0% | -5.29% | 減碼 |
| 29 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | 0% | — | 不變 |
| 30 | TEI | Templeton Emrg Mkts Inc | 0% | -4.85% | 減碼 |
| 31 | XGDVX | Gabelli Dividend & Income Tr | 0% | -5.14% | 減碼 |
| 32 | RITM | Rithm Capital CORP | 0% | -2.66% | 減碼 |
| 33 | XMUIX | Blackrock Municipal Income | 0% | — | 不變 |
| 34 | EIM | Eaton Vance Municipal Bond | 0% | — | 不變 |
| 35 | XEVTX | Eaton Vance Tax-adv Dvd Inc | 0% | -4.78% | 減碼 |
| 36 | BTZ | Blackrock Credit Allocation | — | -5.87% | 減碼 |
| 37 | BIT | Blackrock Multi-sector Inc | — | -4.04% | 減碼 |
| 38 | CSQ | Calamos Strat Ttl Rtrn Fnd | 0% | -5.88% | 減碼 |
| 39 | WT | Wisdomtree Inc | 0% | -4.60% | 減碼 |
| 40 | GROW | U.s. Global Investors Inc-a | 0% | -2.36% | 減碼 |
| 41 | HYT | Blackrock CORP Hi Yld | 0% | -6.00% | 減碼 |
| 42 | MOMO 1.25 07-01-25債券 | Hello Group Inc | 0% | EXIT | 清倉 |
| 43 | CSWC | Capital Southwest CORP | 0% | -1.22% | 減碼 |
| 44 | ADX | Adams Diversified Equity | -0.1% | -5.79% | 減碼 |
| 45 | XNIEX | Virtus Equity & Convertible | -0.1% | -7.51% | 減碼 |
| 46 | LAB 2.75 02-01-34債券 | Standard Biotools Inc | -0.1% | EXIT | 清倉 |
| 47 | MAIN | Main Street Capital CORP | -0.1% | -4.37% | 減碼 |
| 48 | AFCG | Advanced Flower Capital Inc | -0.2% | — | 不變 |
| 49 | PNNT | Pennantpark Investment CORP | -0.9% | -34.03% | 減碼 |
| 50 | JEF | Jefferies Financial Group In | -1% | EXIT | 清倉 |
根據 SEC 官方 Form 13F 申報備案，Smh Capital Advisors Inc 在 Q3 2024 季度的美股持倉總市值約為 US$2551.2萬，共申報了 47 個公開持股部位。
在 Q3 2024 季度，Smh Capital Advisors Inc 按市值排列的前三大核心持股分別為：WT 3.25 06-15-26 (31.2%)、UPST 0.25 08-15-26 (7.5%)、EZPW 2.375 05-01-25 (5.8%)。其中最大持股部位 WT 3.25 06-15-26 佔據整體投資組合約 31.2% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
HASI
市值: US$48.4萬
本季最大獲利了結 / 清倉標的
CODI
前期市值: US$158.2萬
在 Q3 2024 季度中，Smh Capital Advisors Inc 共進行了 44 項持倉異動，包含新建倉 3 個部位、加碼 6 個部位、減碼 30 個部位以及清倉 5 個部位。 其中最大新建倉標的為 HASI。 本季清倉部位包含 CODI。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。