13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001278960
申報總市值
US$9.2億
US$9.2億
81 檔
16.9%
截至 Q3 2024 季度末，Silverback Asset Management LLC 的美股持倉估值約為 US$9.2億，全數申報部位共有 81 檔。
在 Q3 2024，Silverback Asset Management LLC 展現出較為審慎的避險與獲利了結姿態。本季共減碼 28 個部位並完全清倉 14 檔持股，調降曝險的部位數量高於加碼動作。
整體而言，Silverback Asset Management LLC 的前 5 大持股（包含 NVMI 0 10-15-25, W 3.5 11-15-28, SPY）貢獻了組合市值的 16.9%，形成該機構在 Q3 2024 季度的基本面基石。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVMI 0 10-15-25債券 | Nova LTD | 債券 | 6.90% | — | — | |
| 2 | W 3.5 11-15-28債券 | Wayfair Inc | 債券 | 4.45% | — | +16.78% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 3.86% | -13.96% | EXIT | |
| 4 | LCID 1.25 12-15-26債券 | Lucid Group Inc | 債券 | 3.10% | — | -21.58% | |
| 5 | INFN 3.75 08-01-28債券 | Infinera CORP | 債券 | 2.72% | — | — | |
| 6 | FUBO 3.25 02-15-26債券 | Fubotv Inc | 債券 | 2.72% | — | +8.16% | |
| 7 | DISH 3.375 08-15-26債券 | Dish Network CORP | 債券 | 2.62% | — | -34.28% | |
| 8 | SMTC 1.625 11-01-27債券 | Semtech CORP | 債券 | 2.57% | +4.48% | -24.58% | |
| 9 | ITGR 2.125 02-15-28債券 | Integer Holdings CORP | 債券 | 2.56% | — | +100.42% | |
| 10 | INFN 2.5 03-01-27債券 | Infinera CORP | 債券 | 2.51% | — | -42.80% | |
| 11 | MTSI 0.25 03-15-26債券 | M/a-com Tech Solutions | 債券 | 2.43% | — | -10.52% | |
| 12 | PRCH 6.75 10-01-28債券 | Porch Group Inc | 債券 | 2.39% | -1.15% | +7.04% | |
| 13 | VSH 2.25 09-15-30債券 | Vishay Intertechnology | 債券 | 2.38% | -2.99% | — | |
| 14 | IONS 0 04-01-26債券 | Ionis Pharmaceuticals In | 債券 | 2.28% | — | — | |
| 15 | LPSN 0 12-15-26債券 | Liveperson Inc | 債券 | 2.08% | — | +2.07% | |
| 16 | VRM 0.75 07-01-26債券 | Vroom Inc | 債券 | 1.99% | — | -15.47% | |
| 17 | STX 3.5 06-01-28債券 | Seagate Hdd Cayman | 債券 | 1.96% | — | — | |
| 18 | DDOG 0.125 06-15-25債券 | Datadog Inc | 債券 | 1.92% | — | -12.00% | |
| 19 | ARAY 3.75 06-01-26債券 | Accuray Inc | 債券 | 1.87% | — | +15.27% | |
| 20 | VIAV 1.625 03-15-26債券 | Viavi Solutions Inc | 債券 | 1.81% | — | -7.74% | |
| 21 | EGHT 4 02-01-28債券 | 8x8 Inc | 債券 | 1.78% | — | -7.70% | |
| 22 | BSY 0.375 07-01-27債券 | Bentley Systems | 債券 | 1.74% | — | +21.74% | |
| 23 | LITE 1.5 12-15-29債券 | Lumentum Holdings Inc | 債券 | 1.73% | — | — | |
| 24 | LAZR 11.5 01-15-30債券 | Luminar Technologies Inc | 債券 | 1.62% | — | — | |
| 25 | EB 0.75 09-15-26債券 | Eventbrite Inc | 債券 | 1.57% | — | +76.12% | |
| 26 | GRPN 1.125 03-15-26債券 | Groupon Inc | 債券 | 1.55% | — | -15.86% | |
| 27 | TVTX 2.25 03-01-29債券 | Travere Therapeutics Inc | 債券 | 1.54% | — | -11.83% | |
| 28 | PAR 2.875 04-15-26債券 | Par Technology CORP | 債券 | 1.45% | — | -38.46% | |
| 29 | PPL 2.875 03-15-28債券 | Ppl Capital Funding Inc | 債券 | 1.43% | — | — | |
| 30 | HLIT | Harmonic Inc | 股票-其他 | 1.40% | +0.10% | -18.58% | |
| 31 | TDOC 1.25 06-01-27債券 | Teladoc Health Inc | 債券 | 1.33% | — | +98.53% | |
| 32 | CHGG 0 09-01-26債券 | Chegg Inc | 債券 | 1.30% | — | — | |
| 33 | DOCN 0 12-01-26債券 | Digitalocean Holdings | 債券 | 1.27% | — | -17.88% | |
| 34 | INDI 4.5 11-15-27債券 | Indie Semiconductor Inc | 債券 | 1.21% | — | — | |
| 35 | CBRL 0.625 06-15-26債券 | Cracker Barrel Old Count | 債券 | 1.17% | — | — | |
| 36 | GH 0 11-15-27債券 | Guardant Health Inc | 債券 | 1.10% | — | +21.33% | |
| 37 | SKIN 1.25 10-01-26債券 | Skinhealth Systems Inc | 債券 | 1.05% | — | — | |
| 38 | NEO 0.25 01-15-28債券 | Neogenomics Inc | 債券 | 1.03% | — | -14.02% | |
| 39 | BAND 0.5 04-01-28債券 | Bandwidth Inc | 債券 | 1.01% | — | +45.35% | |
| 40 | ON 0 05-01-27債券 | On Semiconductor CORP | 債券 | 0.99% | -4.16% | EXIT | |
| 41 | NTNX 0.25 10-01-27債券 | Nutanix Inc | 債券 | 0.97% | -0.80% | -16.46% | |
| 42 | LAB 5.25 12-01-24債券 | Standard Biotools Inc | 債券 | 0.93% | — | +40.00% | |
| 43 | DDD 0 11-15-26債券 | 3d Systems CORP | 債券 | 0.90% | — | — | |
| 44 | QI 6.75 03-22-13 ADS債券 | Qimonda Finance LLC | 債券 | 0.85% | -0.11% | — | |
| 45 | NVST 2.375 06-01-25債券 | Envista Holdings CORP | 債券 | 0.81% | — | +37.50% | |
| 46 | VERI 1.75 11-15-26債券 | Veritone Inc | 債券 | 0.81% | — | +8.15% | |
| 47 | BBIO 2.25 02-01-29債券 | Bridgebio Pharma Inc | 債券 | 0.79% | -1.19% | -30.00% | |
| 48 | BYND 0 03-15-27債券 | Beyond Meat Inc | 債券 | 0.77% | — | -0.74% | |
| 49 | LAZR 9 01-15-30債券 | Luminar Technologies Inc | 債券 | 0.77% | — | — | |
| 50 | AKAM 0.125 05-01-25債券 | Akamai Technologies Inc | 債券 | 0.75% | — | -60.00% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | VSH 2.25 09-15-30債券 | Vishay Intertechnology | +2.4% | NEW | 新建倉 |
| 2 | IONS 0 04-01-26債券 | Ionis Pharmaceuticals In | +2.3% | NEW | 新建倉 |
| 3 | STX 3.5 06-01-28債券 | Seagate Hdd Cayman | +2% | NEW | 新建倉 |
| 4 | LITE 1.5 12-15-29債券 | Lumentum Holdings Inc | +1.7% | NEW | 新建倉 |
| 5 | LAZR 11.5 01-15-30債券 | Luminar Technologies Inc | +1.6% | NEW | 新建倉 |
| 6 | ITGR 2.125 02-15-28債券 | Integer Holdings CORP | +1.5% | +100.42% | 加碼 |
| 7 | PPL 2.875 03-15-28債券 | Ppl Capital Funding Inc | +1.4% | NEW | 新建倉 |
| 8 | INDI 4.5 11-15-27債券 | Indie Semiconductor Inc | +1.2% | NEW | 新建倉 |
| 9 | W 3.5 11-15-28債券 | Wayfair Inc | +1.2% | +16.78% | 加碼 |
| 10 | ON 0 05-01-27債券 | On Semiconductor CORP | +1% | NEW | 新建倉 |
| 11 | FUBO 3.25 02-15-26債券 | Fubotv Inc | +0.9% | +8.16% | 加碼 |
| 12 | QI 6.75 03-22-13 ADS債券 | Qimonda Finance LLC | +0.9% | NEW | 新建倉 |
| 13 | LAZR 9 01-15-30債券 | Luminar Technologies Inc | +0.8% | NEW | 新建倉 |
| 14 | EB 0.75 09-15-26債券 | Eventbrite Inc | +0.8% | +76.12% | 加碼 |
| 15 | TDOC 1.25 06-01-27債券 | Teladoc Health Inc | +0.7% | +98.53% | 加碼 |
| 16 | CHRS 1.5 04-15-26債券 | Coherus Oncology Inc | +0.6% | NEW | 新建倉 |
| 17 | ARAY 3.75 06-01-26債券 | Accuray Inc | +0.5% | +15.27% | 加碼 |
| 18 | BSY 0.375 07-01-27債券 | Bentley Systems | +0.5% | +21.74% | 加碼 |
| 19 | BAND 0.5 04-01-28債券 | Bandwidth Inc | +0.4% | +45.35% | 加碼 |
| 20 | TVTX 2.25 03-01-29債券 | Travere Therapeutics Inc | +0.3% | -11.83% | 減碼 |
| 21 | INFN 3.75 08-01-28債券 | Infinera CORP | +0.3% | — | 不變 |
| 22 | LAB 5.25 12-01-24債券 | Standard Biotools Inc | +0.3% | +40.00% | 加碼 |
| 23 | NVST 2.375 06-01-25債券 | Envista Holdings CORP | +0.3% | +37.50% | 加碼 |
| 24 | GH 0 11-15-27債券 | Guardant Health Inc | +0.3% | +21.33% | 加碼 |
| 25 | LCID 1.25 12-15-26債券 | Lucid Group Inc | +0.3% | -21.58% | 減碼 |
| 26 | SMTC 1.625 11-01-27債券 | Semtech CORP | +0.2% | -24.58% | 減碼 |
| 27 | PRCH 6.75 10-01-28債券 | Porch Group Inc | +0.2% | +7.04% | 加碼 |
| 28 | CBRL 0.625 06-15-26債券 | Cracker Barrel Old Count | +0.1% | — | 不變 |
| 29 | TPIC 5.25 03-15-28債券 | Tpi Composites Inc | +0.1% | +13.84% | 加碼 |
| 30 | VERI 1.75 11-15-26債券 | Veritone Inc | +0.1% | +8.15% | 加碼 |
| 31 | HLIT | Harmonic Inc | +0.1% | -18.58% | 減碼 |
| 32 | DDD 0 11-15-26債券 | 3d Systems CORP | +0.1% | — | 不變 |
| 33 | TYL 0.25 03-15-26債券 | Tyler Technologies Inc | +0.1% | NEW | 新建倉 |
| 34 | VIAV 1.625 03-15-26債券 | Viavi Solutions Inc | +0.1% | -7.74% | 減碼 |
| 35 | SKIN 1.25 10-01-26債券 | Skinhealth Systems Inc | +0.1% | — | 不變 |
| 36 | RDNW | Ridenow Group Inc | +0.1% | — | 不變 |
| 37 | BURL 2.25 04-15-25債券 | Burlington Stores Inc | +0.1% | — | 不變 |
| 38 | LPSN 0 12-15-26債券 | Liveperson Inc | +0.1% | +2.07% | 加碼 |
| 39 | VERI | Veritone Inc | +0.1% | — | 不變 |
| 40 | CHGG 0 09-01-26債券 | Chegg Inc | +0.1% | — | 不變 |
| 41 | NE | Noble Corporation plc | 0% | +4803.03% | 加碼 |
| 42 | W 1 08-15-26債券 | Wayfair Inc | 0% | — | 不變 |
| 43 | CFLT 0 01-15-27債券 | Confluent Inc | 0% | — | 不變 |
| 44 | ESPR | Esperion Therapeutics Inc | 0% | — | 不變 |
| 45 | REAL | Realreal Inc/the | 0% | — | 不變 |
| 46 | RPAY 0 02-01-26債券 | Repay Holdings | 0% | — | 不變 |
| 47 | BIOR 7.25 12-01-25債券 | Biora Therapeutics Inc | 0% | — | 不變 |
| 48 | ✓ | Avadel Pharmaceuticals PLC ADR | 0% | — | 不變 |
| 49 | MX | Magnachip Semiconductor CORP | 0% | — | 不變 |
| 50 | ✓ | — | — | 不變 |
根據 SEC 官方 Form 13F 申報備案，Silverback Asset Management LLC 在 Q3 2024 季度的美股持倉總市值約為 US$9.2億，共申報了 81 個公開持股部位。
在 Q3 2024 季度，Silverback Asset Management LLC 按市值排列的前三大核心持股分別為：NVMI 0 10-15-25 (6.9%)、W 3.5 11-15-28 (4.5%)、SPY (3.9%)。其中最大持股部位 NVMI 0 10-15-25 佔據整體投資組合約 6.9% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
VSH 2.25 09-15-30
市值: US$1768.7萬
本季最大獲利了結 / 清倉標的
LRN 1.125 09-01-27
前期市值: US$2509.0萬
在 Q3 2024 季度中，Silverback Asset Management LLC 共進行了 71 項持倉異動，包含新建倉 12 個部位、加碼 17 個部位、減碼 28 個部位以及清倉 14 個部位。 其中最大新建倉標的為 VSH 2.25 09-15-30。 本季清倉部位包含 LRN 1.125 09-01-27。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。