13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001278960
申報總市值
US$9.2億
US$9.2億
77 檔
18.8%
Silverback Asset Management LLC 在 Q1 2024 季度的美股部位總計估值為 US$9.2億，分散於 77 個持倉標的之中，反映其市場參與廣度與投資規模。
從 Q1 2024 申報觀察，Silverback Asset Management LLC 採取防禦導向的調倉策略，本季減碼 14 檔個股並出清 14 檔部位，顯示機構在該時期進行風險控制與流動性回收。
在資產配置集中度方面，Silverback Asset Management LLC 的前 5 大核心持股（包含 MDB 0.25 01-15-26, NVMI 0 10-15-25, 等）合計佔整體申報市值的 18.8%，反映機構在主要關鍵部位上的權重分佈。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | MDB 0.25 01-15-26債券 | Mongodb Inc | 債券 | 6.08% | — | — | |
| 2 | NVMI 0 10-15-25債券 | Nova LTD | 債券 | 5.89% | — | +48.58% | |
| 3 | ✓ | 股票-其他 | 4.07% | — | — | ||
| 4 | INFN 2.5 03-01-27債券 | Infinera CORP | 債券 | 3.58% | — | +8.59% | |
| 5 | DISH 3.375 08-15-26債券 | Dish Network CORP | 債券 | 3.51% | — | -5.62% | |
| 6 | SMTC 1.625 11-01-27債券 | Semtech CORP | 債券 | 3.49% | +4.48% | — | |
| 7 | LRN 1.125 09-01-27債券 | Stride Inc | 債券 | 3.08% | — | — | |
| 8 | LCID 1.25 12-15-26債券 | Lucid Group Inc | 債券 | 3.01% | — | +2.10% | |
| 9 | INFN 3.75 08-01-28債券 | Infinera CORP | 債券 | 2.70% | — | -9.98% | |
| 10 | PRCH 6.75 10-01-28債券 | Porch Group Inc | 債券 | 2.68% | -1.15% | +6.91% | |
| 11 | FUBO 3.25 02-15-26債券 | Fubotv Inc | 債券 | 2.52% | — | -8.64% | |
| 12 | ✓ | 股票-其他 | 2.42% | — | +27.21% | ||
| 13 | PI 1.125 05-15-27債券 | Impinj Inc | 債券 | 2.37% | — | +12.32% | |
| 14 | VRM 0.75 07-01-26債券 | Vroom Inc | 債券 | 2.30% | — | +14.60% | |
| 15 | MTSI 0.25 03-15-26債券 | M/a-com Tech Solutions | 債券 | 2.07% | — | -10.90% | |
| 16 | LITE 0.5 12-15-26債券 | Lumentum Holdings Inc | 債券 | 1.97% | — | -2.40% | |
| 17 | AXON 0.5 12-15-27債券 | Axon Enterprise Inc | 債券 | 1.94% | — | — | |
| 18 | LPSN 0 12-15-26債券 | Liveperson Inc | 債券 | 1.87% | — | +51.99% | |
| 19 | ZS 0.125 07-01-25債券 | Zscaler Inc. | 債券 | 1.82% | — | — | |
| 20 | PAR 2.875 04-15-26債券 | Par Technology CORP | 債券 | 1.74% | — | — | |
| 21 | HLIT | Harmonic Inc | 股票-其他 | 1.57% | +0.10% | — | |
| 22 | PRO 2.25 09-15-27債券 | Pros Holdings Inc | 債券 | 1.57% | — | -13.60% | |
| 23 | ARAY 3.75 06-01-26債券 | Accuray Inc | 債券 | 1.55% | — | — | |
| 24 | CABO 0 03-15-26債券 | Cable One Inc | 債券 | 1.50% | — | -18.97% | |
| 25 | LAZR 1.25 12-15-26債券 | Luminar Technologies Inc | 債券 | 1.47% | — | +14.23% | |
| 26 | RVNC 1.75 02-15-27債券 | Revance Therapeutics Inc | 債券 | 1.47% | — | +7.14% | |
| 27 | LNT 3.875 03-15-26債券 | Alliant Energy CORP | 債券 | 1.42% | — | — | |
| 28 | TVTX 2.25 03-01-29債券 | Travere Therapeutics Inc | 債券 | 1.40% | — | +10.00% | |
| 29 | BAND 0.25 03-01-26債券 | Bandwidth Inc | 債券 | 1.39% | — | -31.75% | |
| 30 | DOCN 0 12-01-26債券 | Digitalocean Holdings | 債券 | 1.34% | — | -4.00% | |
| 31 | EGHT 4 02-01-28債券 | 8x8 Inc | 債券 | 1.30% | — | -13.96% | |
| 32 | SHOPCN 0.125 11-01-25債券 | Shopify Inc | 債券 | 1.27% | — | — | |
| 33 | NOTV 3.25 10-15-27債券 | Inotiv Inc | 債券 | 1.14% | -0.52% | -13.58% | |
| 34 | CHGG 0 09-01-26債券 | Chegg Inc | 債券 | 1.13% | — | — | |
| 35 | EB 0.75 09-15-26債券 | Eventbrite Inc | 債券 | 1.12% | — | +17.86% | |
| 36 | CBRL 0.625 06-15-26債券 | Cracker Barrel Old Count | 債券 | 1.12% | — | +49.65% | |
| 37 | STEM 4.25 04-01-30債券 | Stem Inc | 債券 | 1.10% | — | — | |
| 38 | SKIN 1.25 10-01-26債券 | Skinhealth Systems Inc | 債券 | 1.08% | — | -4.90% | |
| 39 | NEO 0.25 01-15-28債券 | Neogenomics Inc | 債券 | 1.07% | — | -35.88% | |
| 40 | GH 0 11-15-27債券 | Guardant Health Inc | 債券 | 1.01% | — | +39.66% | |
| 41 | BYND 0 03-15-27債券 | Beyond Meat Inc | 債券 | 0.99% | — | -9.49% | |
| 42 | POST 2.5 08-15-27債券 | Post Holdings Inc | 債券 | 0.90% | — | +20.00% | |
| 43 | CUTR 2.25 06-01-28債券 | Cutera Inc | 債券 | 0.78% | — | — | |
| 44 | CMRC 0.25 10-01-26債券 | Commerce.com Inc | 債券 | 0.78% | — | — | |
| 45 | GRPN 1.125 03-15-26債券 | Groupon Inc | 債券 | 0.76% | — | -23.68% | |
| 46 | VERI 1.75 11-15-26債券 | Veritone Inc | 債券 | 0.76% | — | +44.34% | |
| 47 | LAB 5.25 12-01-24債券 | Standard Biotools Inc | 債券 | 0.74% | — | — | |
| 48 | PAR 1.5 10-15-27債券 | Par Technology CORP | 債券 | 0.71% | — | -46.07% | |
| 49 | PRCH 0.75 09-15-26債券 | Porch Group Inc | 債券 | 0.66% | — | -18.82% | |
| 50 | TDOC 1.25 06-01-27債券 | Teladoc Health Inc | 債券 | 0.65% | — | -7.65% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | MDB 0.25 01-15-26債券 | Mongodb Inc | +6.1% | NEW | 新建倉 |
| 2 | LRN 1.125 09-01-27債券 | Stride Inc | +3.1% | NEW | 新建倉 |
| 3 | NVMI 0 10-15-25債券 | Nova LTD | +2.7% | +48.58% | 加碼 |
| 4 | AXON 0.5 12-15-27債券 | Axon Enterprise Inc | +1.9% | NEW | 新建倉 |
| 5 | ZS 0.125 07-01-25債券 | Zscaler Inc. | +1.8% | NEW | 新建倉 |
| 6 | PAR 2.875 04-15-26債券 | Par Technology CORP | +1.7% | NEW | 新建倉 |
| 7 | HLIT | Harmonic Inc | +1.6% | NEW | 新建倉 |
| 8 | LNT 3.875 03-15-26債券 | Alliant Energy CORP | +1.4% | NEW | 新建倉 |
| 9 | SHOPCN 0.125 11-01-25債券 | Shopify Inc | +1.3% | NEW | 新建倉 |
| 10 | STEM 4.25 04-01-30債券 | Stem Inc | +1.1% | NEW | 新建倉 |
| 11 | PI 1.125 05-15-27債券 | Impinj Inc | +0.6% | +12.32% | 加碼 |
| 12 | INFN 2.5 03-01-27債券 | Infinera CORP | +0.5% | +8.59% | 加碼 |
| 13 | ✓ | +0.4% | — | 不變 | |
| 14 | PRCH 6.75 10-01-28債券 | Porch Group Inc | +0.4% | +6.91% | 加碼 |
| 15 | REAL | Realreal Inc/the | +0.4% | NEW | 新建倉 |
| 16 | ✓ | +0.4% | +27.21% | 加碼 | |
| 17 | CBRL 0.625 06-15-26債券 | Cracker Barrel Old Count | +0.4% | +49.65% | 加碼 |
| 18 | SMTC 1.625 11-01-27債券 | Semtech CORP | +0.3% | — | 不變 |
| 19 | VERI 1.75 11-15-26債券 | Veritone Inc | +0.3% | +44.34% | 加碼 |
| 20 | GH 0 11-15-27債券 | Guardant Health Inc | +0.2% | +39.66% | 加碼 |
| 21 | DISH 3.375 08-15-26債券 | Dish Network CORP | +0.2% | -5.62% | 減碼 |
| 22 | VRM 0.75 07-01-26債券 | Vroom Inc | +0.2% | +14.60% | 加碼 |
| 23 | FSLY 0 03-15-26債券 | Fastly Inc | -0.3% | EXIT | 清倉 |
| 24 | MGNI 0.25 03-15-26債券 | Magnite Inc | -0.3% | EXIT | 清倉 |
| 25 | LAZR 1.25 12-15-26債券 | Luminar Technologies Inc | -0.4% | +14.23% | 加碼 |
| 26 | SNAP 0.125 03-01-28債券 | Snap Inc | -0.4% | EXIT | 清倉 |
| 27 | STNG | Scorpio Tankers Inc. | -0.4% | EXIT | 清倉 |
| 28 | EGHT 4 02-01-28債券 | 8x8 Inc | -0.4% | -13.96% | 減碼 |
| 29 | CABO 0 03-15-26債券 | Cable One Inc | -0.4% | -18.97% | 減碼 |
| 30 | PRO 2.25 09-15-27債券 | Pros Holdings Inc | -0.4% | -13.60% | 減碼 |
| 31 | REAL 1 03-01-28債券 | THE Realreal Inc | -0.5% | -84.26% | 減碼 |
| 32 | RDNW | Ridenow Group Inc | -0.5% | -28.25% | 減碼 |
| 33 | NSTG 2.625 03-01-25債券 | Nanostring Technologies | -0.5% | EXIT | 清倉 |
| 34 | W 3.25 09-15-27債券 | Wayfair Inc | -0.5% | EXIT | 清倉 |
| 35 | ESPR 4 11-15-25債券 | Esperion Therapeutics | -0.5% | EXIT | 清倉 |
| 36 | NTNX 0.25 10-01-27債券 | Nutanix Inc | -0.6% | EXIT | 清倉 |
| 37 | DDD 0 11-15-26債券 | 3d Systems CORP | -0.6% | -27.27% | 減碼 |
| 38 | NEO 0.25 01-15-28債券 | Neogenomics Inc | -0.6% | -35.88% | 減碼 |
| 39 | BAND 0.25 03-01-26債券 | Bandwidth Inc | -0.6% | -31.75% | 減碼 |
| 40 | PAR 1.5 10-15-27債券 | Par Technology CORP | -0.6% | -46.07% | 減碼 |
| 41 | W 1 08-15-26債券 | Wayfair Inc | -0.8% | -72.13% | 減碼 |
| 42 | FUBO 3.25 02-15-26債券 | Fubotv Inc | -0.8% | -8.64% | 減碼 |
| 43 | RPAY 0 02-01-26債券 | Repay Holdings | -1% | -81.85% | 減碼 |
| 44 | CYRX 0.75 12-01-26債券 | Cryoport Inc | -1% | -78.83% | 減碼 |
| 45 | F 0 03-15-26債券 | Ford Motor Company | -1.3% | EXIT | 清倉 |
| 46 | REAL 3 06-15-25債券 | THE Realreal Inc | -1.4% | EXIT | 清倉 |
| 47 | PODD 0.375 09-01-26債券 | Insulet Corporation | -1.7% | EXIT | 清倉 |
| 48 | INFNEUR | Infinera CORP | -2.7% | EXIT | 清倉 |
| 49 | HLIT 2 09-01-24債券 | Harmonic Inc | -2.8% | EXIT | 清倉 |
| 50 | SPY | Ss Spdr S&p 500 ETF Trust-us | -3.3% | EXIT | 清倉 |
根據 SEC 官方 Form 13F 申報備案，Silverback Asset Management LLC 在 Q1 2024 季度的美股持倉總市值約為 US$9.2億，共申報了 77 個公開持股部位。
在 Q1 2024 季度，Silverback Asset Management LLC 按市值排列的前三大核心持股分別為：MDB 0.25 01-15-26 (6.1%)、NVMI 0 10-15-25 (5.9%)、 (4.1%)。其中最大持股部位 MDB 0.25 01-15-26 佔據整體投資組合約 6.1% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
MDB 0.25 01-15-26
市值: US$4561.1萬
本季最大獲利了結 / 清倉標的
SPY
前期市值: US$2376.6萬
在 Q1 2024 季度中，Silverback Asset Management LLC 共進行了 48 項持倉異動，包含新建倉 10 個部位、加碼 10 個部位、減碼 14 個部位以及清倉 14 個部位。 其中最大新建倉標的為 MDB 0.25 01-15-26。 本季清倉部位包含 SPY。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。