13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001666335
申報總市值
US$267.9億
US$267.9億
65 檔
12.3%
Rokos Capital Management LLP 在 Q3 2024 季度的美股部位總計估值為 US$267.9億，分散於 65 個持倉標的之中，反映其市場參與廣度與投資規模。
數據顯示 Rokos Capital Management LLP 於 Q3 2024 季度持續回收資金，對 18 個既有部位進行裁減並清倉 47 個標的，組合整體流動性比重有所上升。
從部位權重觀察，前 5 大標的（包含 IWM, MSFT, XLE）累計市值佔比達 12.3%，是驅動 Rokos Capital Management LLP 該季度整體投資組合績效表現的核心支柱。
本季最大新建倉標的
KRE
市值: US$1.6億
本季最大獲利了結 / 清倉標的
QQQ
前期市值: US$79.1億
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | IWM | Ishares Russell 2000 ETF | ETF-中小型股 | 34.08% | +1.95% | +15.13% | |
| 2 | MSFT | Microsoft CORP | 股票-科技 | 5.53% | +0.30% | +41.26% | |
| 3 | XLE | Ss Energy Select Sector | ETF-其他 | 4.84% | -0.68% | +2.41% | |
| 4 | SMH | Vaneck Semiconductor ETF | ETF-其他 | 4.81% | — | +210.38% | |
| 5 | XLF | Ss Financial Select Sector | ETF-其他 | 4.19% | — | NEW | |
| 6 | AMZN | Amazon.com Inc | 股票-循環性消費 | 3.52% | +0.41% | -39.30% | |
| 7 | AVGO | Broadcom Inc | 股票-科技 | 3.32% | -0.18% | +714.39% | |
| 8 | UBS | UBS Group AG | 股票-金融 | 2.75% | — | — | |
| 9 | KRE | Ss Spdr S&p Regional Bank | ETF-其他 | 2.54% | -3.01% | EXIT | |
| 10 | AMD | Advanced Micro Devices | 股票-科技 | 2.54% | +0.92% | NEW | |
| 11 | NVDA | Nvidia CORP | 股票-科技 | 2.36% | -3.55% | -30.27% | |
| 12 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 1.93% | -4.22% | +355.36% | |
| 13 | ADBE | Adobe Inc | 股票-科技 | 1.61% | — | — | |
| 14 | DISH 3.375 08-15-26債券 | Dish Network CORP | 債券 | 1.60% | — | -99.92% | |
| 15 | BAC | Bank Of America CORP | 股票-金融 | 1.34% | -0.13% | EXIT | |
| 16 | WDAY | Workday Inc-class A | 股票-科技 | 1.31% | — | -14.62% | |
| 17 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 1.20% | -6.12% | -70.11% | |
| 18 | VST | Vistra CORP | 股票-公用事業 | 1.16% | -0.22% | — | |
| 19 | FXI | Ishares China Large-cap ETF | ETF-新興市場 | 1.15% | — | -70.58% | |
| 20 | CIEN | Ciena CORP | 股票-科技 | 1.15% | +0.03% | -43.56% | |
| 21 | MPWR | Monolithic Power Systems Inc | 股票-科技 | 1.15% | — | +129.58% | |
| 22 | CEG | Constellation Energy | 股票-公用事業 | 1.07% | — | -37.87% | |
| 23 | IBM | Intl Business Machines CORP | 股票-科技 | 0.97% | -0.15% | EXIT | |
| 24 | LLY | Eli Lilly & Co | 股票-醫療保健 | 0.97% | — | — | |
| 25 | PANW | Palo Alto Networks Inc | 股票-科技 | 0.94% | +0.01% | NEW | |
| 26 | ZS | Zscaler Inc | 股票-科技 | 0.91% | — | +288.85% | |
| 27 | TEAM | Atlassian Corp-cl A | 股票-科技 | 0.87% | — | +442.19% | |
| 28 | TER | Teradyne Inc | 股票-科技 | 0.65% | -0.06% | — | |
| 29 | AAPL | Apple Inc | 股票-科技 | 0.63% | -0.64% | — | |
| 30 | NEM | Newmont CORP | 股票-原物料 | 0.59% | — | — | |
| 31 | COHR | Coherent CORP | 股票-科技 | 0.59% | -0.29% | +135.72% | |
| 32 | CRM | Salesforce Inc | 股票-科技 | 0.58% | — | -86.81% | |
| 33 | MRVL | Marvell Technology Inc | 股票-科技 | 0.52% | -0.03% | -79.41% | |
| 34 | PEG | Public Service Enterprise Gp | 股票-公用事業 | 0.51% | — | — | |
| 35 | CRDO | Credo Technology Group Holding Ltd | 股票-科技 | 0.50% | — | — | |
| 36 | ALLY | Ally Financial Inc | 股票-金融 | 0.50% | +0.17% | NEW | |
| 37 | GGAL | Grupo Financiero Galicia-adr | 股票-其他 | 0.48% | — | -31.34% | |
| 38 | XOP | Ss Spdr S&p Og Exp & Prod | ETF-其他 | 0.43% | -0.42% | EXIT | |
| 39 | TSLA | Tesla Inc | 股票-循環性消費 | 0.42% | -0.65% | — | |
| 40 | MTZ | Mastec Inc | 股票-工業 | 0.38% | +0.01% | — | |
| 41 | PWR | Quanta Services Inc | 股票-工業 | 0.36% | +0.02% | NEW | |
| 42 | DECK | Deckers Outdoor CORP | 股票-循環性消費 | 0.34% | — | — | |
| 43 | ANF | Abercrombie & Fitch Co-cl A | 股票-循環性消費 | 0.32% | — | — | |
| 44 | KGC | Kinross Gold CORP | 股票-原物料 | 0.25% | — | — | |
| 45 | ARMK | Aramark | 股票-工業 | 0.25% | — | — | |
| 46 | BMA | Banco Macro Sa-adr | 股票-其他 | 0.24% | — | -20.67% | |
| 47 | LSCC | Lattice Semiconductor CORP | 股票-科技 | 0.18% | — | — | |
| 48 | SN | SharkNinja, Inc. | 股票-循環性消費 | 0.17% | — | — | |
| 49 | WOO | Foot Locker Inc | 股票-其他 | 0.15% | — | — | |
| 50 | DDOG | Datadog Inc - Class A | 股票-科技 | 0.14% | -0.14% | -51.01% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | IWM | Ishares Russell 2000 ETF | +23.6% | +15.13% | 加碼 |
| 2 | SMH | Vaneck Semiconductor ETF | +4.2% | +210.38% | 加碼 |
| 3 | MSFT | Microsoft CORP | +4% | +41.26% | 加碼 |
| 4 | XLF | Ss Financial Select Sector | +3.6% | +127.89% | 加碼 |
| 5 | XLE | Ss Energy Select Sector | +2.9% | +2.41% | 加碼 |
| 6 | KRE | Ss Spdr S&p Regional Bank | +2.5% | NEW | 新建倉 |
| 7 | AVGO | Broadcom Inc | +1.9% | +714.39% | 加碼 |
| 8 | GOOGL | Alphabet Inc-cl A | +1.8% | +355.36% | 加碼 |
| 9 | UBS | UBS Group AG | +1.7% | — | 不變 |
| 10 | ADBE | Adobe Inc | +1.6% | NEW | 新建倉 |
| 11 | AMD | Advanced Micro Devices | +1.4% | -18.04% | 減碼 |
| 12 | AMZN | Amazon.com Inc | +1.2% | -39.30% | 減碼 |
| 13 | NVDA | Nvidia CORP | +1% | -30.27% | 減碼 |
| 14 | DISH 3.375 08-15-26債券 | Dish Network CORP | +1% | -99.92% | 減碼 |
| 15 | MPWR | Monolithic Power Systems Inc | +1% | +129.58% | 加碼 |
| 16 | LLY | Eli Lilly & Co | +1% | NEW | 新建倉 |
| 17 | VST | Vistra CORP | +0.8% | — | 不變 |
| 18 | ZS | Zscaler Inc | +0.8% | +288.85% | 加碼 |
| 19 | TEAM | Atlassian Corp-cl A | +0.8% | +442.19% | 加碼 |
| 20 | WDAY | Workday Inc-class A | +0.8% | -14.62% | 減碼 |
| 21 | PANW | Palo Alto Networks Inc | +0.7% | +46.51% | 加碼 |
| 22 | IBM | Intl Business Machines CORP | +0.7% | — | 不變 |
| 23 | TER | Teradyne Inc | +0.7% | NEW | 新建倉 |
| 24 | AAPL | Apple Inc | +0.6% | NEW | 新建倉 |
| 25 | NEM | Newmont CORP | +0.6% | NEW | 新建倉 |
| 26 | CEG | Constellation Energy | +0.6% | -37.87% | 減碼 |
| 27 | CIEN | Ciena CORP | +0.5% | -43.56% | 減碼 |
| 28 | COHR | Coherent CORP | +0.5% | +135.72% | 加碼 |
| 29 | CRDO | Credo Technology Group Holding Ltd | +0.5% | NEW | 新建倉 |
| 30 | ALLY | Ally Financial Inc | +0.5% | NEW | 新建倉 |
| 31 | XOP | Ss Spdr S&p Og Exp & Prod | +0.4% | NEW | 新建倉 |
| 32 | TSLA | Tesla Inc | +0.4% | NEW | 新建倉 |
| 33 | PEG | Public Service Enterprise Gp | +0.4% | — | 不變 |
| 34 | DECK | Deckers Outdoor CORP | +0.3% | NEW | 新建倉 |
| 35 | ANF | Abercrombie & Fitch Co-cl A | +0.3% | NEW | 新建倉 |
| 36 | GGAL | Grupo Financiero Galicia-adr | +0.3% | -31.34% | 減碼 |
| 37 | KGC | Kinross Gold CORP | +0.3% | NEW | 新建倉 |
| 38 | ARMK | Aramark | +0.3% | NEW | 新建倉 |
| 39 | MTZ | Mastec Inc | +0.3% | — | 不變 |
| 40 | PWR | Quanta Services Inc | +0.2% | — | 不變 |
| 41 | LSCC | Lattice Semiconductor CORP | +0.2% | NEW | 新建倉 |
| 42 | SN | SharkNinja, Inc. | +0.2% | NEW | 新建倉 |
| 43 | WOO | Foot Locker Inc | +0.2% | NEW | 新建倉 |
| 44 | BMA | Banco Macro Sa-adr | +0.1% | -20.67% | 減碼 |
| 45 | GFI | Gold Fields Ltd-spons Adr | +0.1% | NEW | 新建倉 |
| 46 | ECHO | Echostar Corp-a | +0.1% | NEW | 新建倉 |
| 47 | BABA | Alibaba Group Holding-sp Adr | +0.1% | NEW | 新建倉 |
| 48 | LUV | Southwest Airlines Co | +0.1% | NEW | 新建倉 |
| 49 | DAL | Delta Air Lines Inc | +0.1% | NEW | 新建倉 |
| 50 | INDV | Indivior Pharmaceuticals, Inc. | +0.1% | NEW | 新建倉 |
根據 SEC 官方 Form 13F 申報備案，Rokos Capital Management LLP 在 Q3 2024 季度的美股持倉總市值約為 US$267.9億，共申報了 65 個公開持股部位。
在 Q3 2024 季度，Rokos Capital Management LLP 按市值排列的前三大核心持股分別為：IWM (34.1%)、MSFT (5.5%)、XLE (4.8%)。其中最大持股部位 IWM 佔據整體投資組合約 34.1% 的權重。
在 Q3 2024 季度中，Rokos Capital Management LLP 共進行了 103 項持倉異動，包含新建倉 26 個部位、加碼 12 個部位、減碼 18 個部位以及清倉 47 個部位。 其中最大新建倉標的為 KRE。 本季清倉部位包含 QQQ。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。