13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001301540
申報總市值
US$4.1億
US$4.1億
110 檔
17.8%
在 Q3 2024 的 13F 官方備案中，Rock Point Advisors, LLC 管理的美股投資組合規模來到 US$4.1億，整體持股檔數為 110 檔。
觀察 Q3 2024 的資金脈絡，Rock Point Advisors, LLC 在獲利結算 1 檔個股的同時，將資本重新部署至 8 檔新選標的，展現主動管理機構的輪動節奏。
從部位權重觀察，前 5 大標的（包含 C, AES, TJX）累計市值佔比達 17.8%，是驅動 Rock Point Advisors, LLC 該季度整體投資組合績效表現的核心支柱。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | C | Citigroup Inc | 股票-金融 | 4.58% | +0.38% | -1.62% | |
| 2 | AES | Aes CORP | 股票-公用事業 | 4.17% | -0.20% | +34.58% | |
| 3 | TJX | Tjx Companies Inc | 股票-循環性消費 | 3.83% | -0.57% | -1.77% | |
| 4 | AAPL | Apple Inc | 股票-科技 | 3.64% | +0.09% | +8.87% | |
| 5 | JEF | Jefferies Financial Group In | 股票-金融 | 3.61% | -0.26% | -18.22% | |
| 6 | EVH | Evolent Health Inc - A | 股票-其他 | 3.60% | +1.18% | -5.40% | |
| 7 | ✓ | 股票-其他 | 3.34% | -3.58% | EXIT | ||
| 8 | SONY | Sony Group CORP - Sp Adr | 股票-科技 | 3.31% | -0.06% | -7.02% | |
| 9 | AVGO | Broadcom Inc | 股票-科技 | 3.12% | -0.15% | +865.12% | |
| 10 | APTV | Aptiv PLC | 股票-循環性消費 | 2.90% | — | +11.53% | |
| 11 | CSCO | Cisco Systems Inc | 股票-科技 | 2.77% | +0.50% | -1.10% | |
| 12 | ACN | Accenture plc | 股票-科技 | 2.74% | -0.37% | -1.43% | |
| 13 | AMRC | Ameresco Inc-cl A | 股票-其他 | 2.40% | -0.03% | -5.12% | |
| 14 | AIG | American International Group | 股票-金融 | 2.32% | -0.23% | +0.22% | |
| 15 | TG7 | Triumph Group Inc | 股票-其他 | 2.29% | — | +2.64% | |
| 16 | WLDN | Willdan Group Inc | 股票-其他 | 2.27% | — | -26.01% | |
| 17 | DAL | Delta Air Lines Inc | 股票-工業 | 2.24% | -0.20% | +1.03% | |
| 18 | WPC | Wp Carey Inc | 股票-房地產 | 2.09% | -0.11% | -1.69% | |
| 19 | MTTR* | Matterport Inc | 股票-其他 | 2.05% | — | -0.84% | |
| 20 | FBP | First Bancorp Puerto Rico | 股票-其他 | 1.83% | +0.19% | -28.51% | |
| 21 | SAP | Sap Se-sponsored Adr | 股票-科技 | 1.83% | -0.25% | -2.70% | |
| 22 | GPN | Global Payments Inc | 股票-工業 | 1.77% | +0.19% | +10.18% | |
| 23 | GLW | Corning Inc | 股票-科技 | 1.64% | +0.01% | -2.26% | |
| 24 | 0VVB | Paramount Global-class B | 股票-其他 | 1.60% | — | -0.39% | |
| 25 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 1.54% | +0.35% | -2.03% | |
| 26 | NY4B | Clearway Energy Inc-a | 股票-其他 | 1.50% | -1.88% | EXIT | |
| 27 | ✓ | Atlantica Sustainable Infr P | 股票-其他 | 1.45% | — | -1.51% | |
| 28 | GVA | Granite Construction Inc | 股票-工業 | 1.45% | +0.27% | -30.82% | |
| 29 | SYK | Stryker CORP | 股票-醫療保健 | 1.39% | +0.08% | -1.40% | |
| 30 | MTB | M & T Bank CORP | 股票-金融 | 1.38% | +0.05% | -6.56% | |
| 31 | PCH | Potlatchdeltic CORP | 股票-其他 | 1.33% | — | +0.75% | |
| 32 | T | At&t Inc | 股票-通訊服務 | 1.29% | -0.35% | -5.14% | |
| 33 | CB | Chubb Limited | 股票-金融 | 1.28% | -0.09% | -2.82% | |
| 34 | ATKR | Atkore Inc | 股票-其他 | 1.25% | -0.04% | +129.89% | |
| 35 | AQN | Algonquin Power & Utilities | 股票-其他 | 1.21% | — | +1.74% | |
| 36 | MTLS | Materialise Nv-adr | 股票-其他 | 1.16% | +0.44% | +15.88% | |
| 37 | ✓ | Tremor Intl Ltd ADS | 股票-其他 | 1.15% | — | -17.50% | |
| 38 | ALEX | Alexander & Baldwin Inc | 股票-其他 | 1.11% | — | -2.28% | |
| 39 | NLY | Annaly Capital Management In | 股票-房地產 | 1.10% | -0.02% | +2.96% | |
| 40 | JNJ | Johnson & Johnson | 股票-醫療保健 | 1.03% | — | -24.89% | |
| 41 | TXN | Texas Instruments Inc | 股票-科技 | 1.01% | +0.31% | -1.83% | |
| 42 | AKAM | Akamai Technologies Inc | 股票-科技 | 0.98% | -0.28% | +0.07% | |
| 43 | BPOP | Popular Inc | 股票-金融 | 0.77% | +0.06% | -3.00% | |
| 44 | PFE | Pfizer Inc | 股票-醫療保健 | 0.73% | -0.20% | +0.39% | |
| 45 | SLVM | Sylvamo CORP | 股票-原物料 | 0.67% | +0.35% | -44.99% | |
| 46 | ON | On Semiconductor | 股票-科技 | 0.61% | — | — | |
| 47 | MSFT | Microsoft CORP | 股票-科技 | 0.53% | -0.04% | -0.73% | |
| 48 | AGCO | Agco CORP | 股票-工業 | 0.52% | — | +6.00% | |
| 49 | AMWL | American Well Corp-class A | 股票-其他 | 0.49% | +0.11% | -91.85% | |
| 50 | BKT | Blackrock Income Trust | 股票-其他 | 0.30% | -0.05% | -3.65% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | NY4B | Clearway Energy Inc-a | +1.5% | NEW | 新建倉 |
| 2 | AES | Aes CORP | +1.2% | +34.58% | 加碼 |
| 3 | EVH | Evolent Health Inc - A | +0.8% | -5.40% | 減碼 |
| 4 | ON | On Semiconductor | +0.6% | NEW | 新建倉 |
| 5 | AAPL | Apple Inc | +0.3% | +8.87% | 加碼 |
| 6 | ATKR | Atkore Inc | +0.3% | +129.89% | 加碼 |
| 7 | AMRC | Ameresco Inc-cl A | +0.3% | -5.12% | 減碼 |
| 8 | AMWL | American Well Corp-class A | +0.3% | -91.85% | 減碼 |
| 9 | MTLS | Materialise Nv-adr | +0.2% | +15.88% | 加碼 |
| 10 | ACN | Accenture plc | +0.1% | -1.43% | 減碼 |
| 11 | GPN | Global Payments Inc | +0.1% | +10.18% | 加碼 |
| 12 | ✓ | +0.1% | -0.22% | 減碼 | |
| 13 | APTV | Aptiv PLC | +0.1% | +11.53% | 加碼 |
| 14 | ✓ | Tremor Intl Ltd ADS | +0.1% | -17.50% | 減碼 |
| 15 | GLW | Corning Inc | +0.1% | -2.26% | 減碼 |
| 16 | PCH | Potlatchdeltic CORP | +0.1% | +0.75% | 加碼 |
| 17 | HD | Home Depot Inc | +0.1% | NEW | 新建倉 |
| 18 | SCHO | Schwab Short-term US Treas | +0.1% | NEW | 新建倉 |
| 19 | VEA | Vanguard Ftse Developed ETF | +0.1% | NEW | 新建倉 |
| 20 | GSEW | Goldman Sachs Eql Wght Large | +0.1% | NEW | 新建倉 |
| 21 | NEM | Newmont CORP | +0.1% | NEW | 新建倉 |
| 22 | SABA | Saba Capital Income & Opp Ii | +0.1% | NEW | 新建倉 |
| 23 | WPC | Wp Carey Inc | 0% | -1.69% | 減碼 |
| 24 | CSCO | Cisco Systems Inc | 0% | -1.10% | 減碼 |
| 25 | AKAM | Akamai Technologies Inc | 0% | +0.07% | 加碼 |
| 26 | SAP | Sap Se-sponsored Adr | 0% | -2.70% | 減碼 |
| 27 | ALEX | Alexander & Baldwin Inc | 0% | -2.28% | 減碼 |
| 28 | MTB | M & T Bank CORP | — | -6.56% | 減碼 |
| 29 | CB | Chubb Limited | — | -2.82% | 減碼 |
| 30 | BPOP | Popular Inc | — | -3.00% | 減碼 |
| 31 | T | At&t Inc | 0% | -5.14% | 減碼 |
| 32 | NLY | Annaly Capital Management In | 0% | +2.96% | 加碼 |
| 33 | DAL | Delta Air Lines Inc | 0% | +1.03% | 加碼 |
| 34 | TDF | Templeton Dragon Fund, Inc. | -0.1% | EXIT | 清倉 |
| 35 | SYK | Stryker CORP | -0.1% | -1.40% | 減碼 |
| 36 | TXN | Texas Instruments Inc | -0.1% | -1.83% | 減碼 |
| 37 | NVO | Novo-nordisk A/s-spons Adr | -0.1% | — | 不變 |
| 38 | WLDN | Willdan Group Inc | -0.1% | -26.01% | 減碼 |
| 39 | SONY | Sony Group CORP - Sp Adr | -0.1% | -7.02% | 減碼 |
| 40 | TJX | Tjx Companies Inc | -0.2% | -1.77% | 減碼 |
| 41 | AVGO | Broadcom Inc | -0.2% | +865.12% | 加碼 |
| 42 | AQN | Algonquin Power & Utilities | -0.2% | +1.74% | 加碼 |
| 43 | JNJ | Johnson & Johnson | -0.3% | -24.89% | 減碼 |
| 44 | GVA | Granite Construction Inc | -0.3% | -30.82% | 減碼 |
| 45 | GOOGL | Alphabet Inc-cl A | -0.4% | -2.03% | 減碼 |
| 46 | SLVM | Sylvamo CORP | -0.4% | -44.99% | 減碼 |
| 47 | STEM | Stem, Inc. | -0.5% | -41.04% | 減碼 |
| 48 | FBP | First Bancorp Puerto Rico | -0.6% | -28.51% | 減碼 |
| 49 | C | Citigroup Inc | -0.6% | -1.62% | 減碼 |
| 50 | TG7 | Triumph Group Inc | -0.6% | +2.64% | 加碼 |
根據 SEC 官方 Form 13F 申報備案，Rock Point Advisors, LLC 在 Q3 2024 季度的美股持倉總市值約為 US$4.1億，共申報了 110 個公開持股部位。
在 Q3 2024 季度，Rock Point Advisors, LLC 按市值排列的前三大核心持股分別為：C (4.6%)、AES (4.2%)、TJX (3.8%)。其中最大持股部位 C 佔據整體投資組合約 4.6% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
NY4B
市值: US$551.2萬
本季最大獲利了結 / 清倉標的
TDF
前期市值: US$16.2萬
在 Q3 2024 季度中，Rock Point Advisors, LLC 共進行了 49 項持倉異動，包含新建倉 8 個部位、加碼 13 個部位、減碼 27 個部位以及清倉 1 個部位。 其中最大新建倉標的為 NY4B。 本季清倉部位包含 TDF。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。