13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001301540
申報總市值
US$4.1億
US$4.1億
107 檔
16.7%
Q1 2024 季度申報顯示，Rock Point Advisors, LLC 揭露的美股組合總市值為 US$4.1億，涵蓋 107 個不同之權益投資部位。
Rock Point Advisors, LLC 在 Q1 2024 進行了結構性的板塊輪動與部位換股。在開立 9 個全新部位及加碼 16 檔持股的同時，亦同步清倉 4 檔並減碼 21 檔標的。
整體而言，Rock Point Advisors, LLC 的前 5 大持股（包含 C, JEF, SPUSD）貢獻了組合市值的 16.7%，形成該機構在 Q1 2024 季度的基本面基石。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | C | Citigroup Inc | 股票-金融 | 5.16% | +0.38% | -9.62% | |
| 2 | JEF | Jefferies Financial Group In | 股票-金融 | 4.15% | -0.26% | -10.37% | |
| 3 | SPUSD | Sp Plus CORP | 股票-其他 | 3.89% | — | -3.21% | |
| 4 | TJX | Tjx Companies Inc | 股票-循環性消費 | 3.65% | -0.57% | -2.76% | |
| 5 | EVH | Evolent Health Inc - A | 股票-其他 | 3.42% | +1.18% | -8.32% | |
| 6 | AVGO | Broadcom Inc | 股票-科技 | 3.23% | -0.15% | -26.03% | |
| 7 | AES | Aes CORP | 股票-公用事業 | 3.17% | -0.20% | +65.35% | |
| 8 | ✓ | 股票-其他 | 3.00% | -3.58% | EXIT | ||
| 9 | AIG | American International Group | 股票-金融 | 2.86% | -0.23% | -4.24% | |
| 10 | TG7 | Triumph Group Inc | 股票-其他 | 2.80% | — | -5.02% | |
| 11 | WLDN | Willdan Group Inc | 股票-其他 | 2.74% | — | -3.58% | |
| 12 | AAPL | Apple Inc | 股票-科技 | 2.69% | +0.09% | -3.23% | |
| 13 | APTV | Aptiv PLC | 股票-循環性消費 | 2.57% | — | +1.78% | |
| 14 | ACN | Accenture plc | 股票-科技 | 2.52% | -0.37% | -3.18% | |
| 15 | SONY | Sony Group CORP - Sp Adr | 股票-科技 | 2.43% | -0.06% | -0.46% | |
| 16 | FBP | First Bancorp Puerto Rico | 股票-其他 | 2.33% | +0.19% | -3.76% | |
| 17 | DAL | Delta Air Lines Inc | 股票-工業 | 2.32% | -0.20% | +47.07% | |
| 18 | AMRC | Ameresco Inc-cl A | 股票-其他 | 2.06% | -0.03% | +12.69% | |
| 19 | SLVM | Sylvamo CORP | 股票-原物料 | 2.02% | +0.35% | -3.97% | |
| 20 | WPC | Wp Carey Inc | 股票-房地產 | 2.00% | -0.11% | +4.96% | |
| 21 | 0VVB | Paramount Global-class B | 股票-其他 | 1.97% | — | +5.24% | |
| 22 | SAP | Sap Se-sponsored Adr | 股票-科技 | 1.75% | -0.25% | -2.33% | |
| 23 | CSCO | Cisco Systems Inc | 股票-科技 | 1.72% | +0.50% | +0.31% | |
| 24 | GLW | Corning Inc | 股票-科技 | 1.68% | +0.01% | +0.76% | |
| 25 | GVA | Granite Construction Inc | 股票-工業 | 1.64% | +0.27% | -5.80% | |
| 26 | CB | Chubb Limited | 股票-金融 | 1.61% | -0.09% | -18.70% | |
| 27 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 1.59% | +0.35% | -2.01% | |
| 28 | SYK | Stryker CORP | 股票-醫療保健 | 1.50% | +0.08% | -4.04% | |
| 29 | ✓ | Atlantica Sustainable Infr P | 股票-其他 | 1.35% | — | +5.99% | |
| 30 | MTB | M & T Bank CORP | 股票-金融 | 1.32% | +0.05% | +1.80% | |
| 31 | PCH | Potlatchdeltic CORP | 股票-其他 | 1.30% | — | +1.60% | |
| 32 | JNJ | Johnson & Johnson | 股票-醫療保健 | 1.25% | — | -1.47% | |
| 33 | T | At&t Inc | 股票-通訊服務 | 1.20% | -0.35% | -1.01% | |
| 34 | GPN | Global Payments Inc | 股票-工業 | 1.16% | +0.19% | -4.60% | |
| 35 | NLY | Annaly Capital Management In | 股票-房地產 | 1.15% | -0.02% | +3.90% | |
| 36 | MTTR* | Matterport Inc | 股票-其他 | 1.13% | — | — | |
| 37 | TXN | Texas Instruments Inc | 股票-科技 | 1.07% | +0.31% | +66.11% | |
| 38 | ✓ | Tremor Intl Ltd ADS | 股票-其他 | 1.07% | — | -11.08% | |
| 39 | ALEX | Alexander & Baldwin Inc | 股票-其他 | 1.05% | — | +1.97% | |
| 40 | MTLS | Materialise Nv-adr | 股票-其他 | 1.01% | +0.44% | +24.10% | |
| 41 | STEM | Stem, Inc. | 股票-其他 | 0.98% | — | +7.19% | |
| 42 | ATKR | Atkore Inc | 股票-其他 | 0.97% | -0.04% | — | |
| 43 | AQN | Algonquin Power & Utilities | 股票-其他 | 0.88% | — | +0.95% | |
| 44 | BPOP | Popular Inc | 股票-金融 | 0.77% | +0.06% | -2.16% | |
| 45 | PFE | Pfizer Inc | 股票-醫療保健 | 0.76% | -0.20% | +15.78% | |
| 46 | AGCO | Agco CORP | 股票-工業 | 0.61% | — | — | |
| 47 | MSFT | Microsoft CORP | 股票-科技 | 0.58% | -0.04% | -5.99% | |
| 48 | AMWL | American Well Corporation | 股票-其他 | 0.55% | — | +9.82% | |
| 49 | BKT | Blackrock Income Trust | 股票-其他 | 0.33% | -0.05% | -0.78% | |
| 50 | XMUIX | Blackrock Municipal Income | 股票-其他 | 0.29% | — | -0.06% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | MTTR* | Matterport Inc | +1.1% | NEW | 新建倉 |
| 2 | AES | Aes CORP | +1.1% | +65.35% | 加碼 |
| 3 | ATKR | Atkore Inc | +1% | NEW | 新建倉 |
| 4 | DAL | Delta Air Lines Inc | +1% | +47.07% | 加碼 |
| 5 | AGCO | Agco CORP | +0.6% | NEW | 新建倉 |
| 6 | WLDN | Willdan Group Inc | +0.6% | -3.58% | 減碼 |
| 7 | TXN | Texas Instruments Inc | +0.4% | +66.11% | 加碼 |
| 8 | C | Citigroup Inc | +0.4% | -9.62% | 減碼 |
| 9 | SLVM | Sylvamo CORP | +0.3% | -3.97% | 減碼 |
| 10 | SAP | Sap Se-sponsored Adr | +0.3% | -2.33% | 減碼 |
| 11 | AIG | American International Group | +0.2% | -4.24% | 減碼 |
| 12 | SYK | Stryker CORP | +0.2% | -4.04% | 減碼 |
| 13 | TJX | Tjx Companies Inc | +0.1% | -2.76% | 減碼 |
| 14 | GLW | Corning Inc | +0.1% | +0.76% | 加碼 |
| 15 | JNJ | Johnson & Johnson | +0.1% | -1.47% | 減碼 |
| 16 | MPC | Marathon Petroleum CORP | +0.1% | NEW | 新建倉 |
| 17 | MTB | M & T Bank CORP | +0.1% | +1.80% | 加碼 |
| 18 | SPTM | Ss Spdr P S&p 1500 Comp ETF | +0.1% | NEW | 新建倉 |
| 19 | DECK | Deckers Outdoor CORP | +0.1% | NEW | 新建倉 |
| 20 | NVDA | Nvidia CORP | +0.1% | NEW | 新建倉 |
| 21 | JPM | Jpmorgan Chase & Co | +0.1% | NEW | 新建倉 |
| 22 | HD | Home Depot Inc | +0.1% | NEW | 新建倉 |
| 23 | GOOGL | Alphabet Inc-cl A | +0.1% | -2.01% | 減碼 |
| 24 | PFE | Pfizer Inc | +0.1% | +15.78% | 加碼 |
| 25 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +14.12% | 加碼 |
| 26 | GVA | Granite Construction Inc | +0.1% | -5.80% | 減碼 |
| 27 | NLY | Annaly Capital Management In | 0% | +3.90% | 加碼 |
| 28 | IHE | Ishares US Pharmaceuticals E | -0.1% | EXIT | 清倉 |
| 29 | AMZN | Amazon.com Inc | -0.1% | EXIT | 清倉 |
| 30 | SCHO | Schwab Short-term US Treas | -0.1% | EXIT | 清倉 |
| 31 | ✓ | Tremor Intl Ltd ADS | -0.1% | -11.08% | 減碼 |
| 32 | FTCI | Ftc Solar Inc | -0.2% | -45.82% | 減碼 |
| 33 | ALEX | Alexander & Baldwin Inc | -0.2% | +1.97% | 加碼 |
| 34 | ✓ | Atlantica Sustainable Infr P | -0.2% | +5.99% | 加碼 |
| 35 | CB | Chubb Limited | -0.2% | -18.70% | 減碼 |
| 36 | ACN | Accenture plc | -0.2% | -3.18% | 減碼 |
| 37 | JEF | Jefferies Financial Group In | -0.2% | -10.37% | 減碼 |
| 38 | WPC | Wp Carey Inc | -0.2% | +4.96% | 加碼 |
| 39 | SONY | Sony Group CORP - Sp Adr | -0.3% | -0.46% | 減碼 |
| 40 | APTV | Aptiv PLC | -0.3% | +1.78% | 加碼 |
| 41 | AMWL | American Well Corporation | -0.4% | +9.82% | 加碼 |
| 42 | AMRC | Ameresco Inc-cl A | -0.4% | +12.69% | 加碼 |
| 43 | EVH | Evolent Health Inc - A | -0.4% | -8.32% | 減碼 |
| 44 | 0VVB | Paramount Global-class B | -0.4% | +5.24% | 加碼 |
| 45 | AAPL | Apple Inc | -0.5% | -3.23% | 減碼 |
| 46 | TG7 | Triumph Group Inc | -0.5% | -5.02% | 減碼 |
| 47 | AVGO | Broadcom Inc | -0.5% | -26.03% | 減碼 |
| 48 | STEM | Stem, Inc. | -0.7% | +7.19% | 加碼 |
| 49 | PHM | Pultegroup Inc | -0.7% | EXIT | 清倉 |
| 50 | ✓ | -1.5% | -1.40% | 減碼 |
根據 SEC 官方 Form 13F 申報備案，Rock Point Advisors, LLC 在 Q1 2024 季度的美股持倉總市值約為 US$4.1億，共申報了 107 個公開持股部位。
在 Q1 2024 季度，Rock Point Advisors, LLC 按市值排列的前三大核心持股分別為：C (5.2%)、JEF (4.2%)、SPUSD (3.9%)。其中最大持股部位 C 佔據整體投資組合約 5.2% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
MTTR*
市值: US$380.5萬
本季最大獲利了結 / 清倉標的
PHM
前期市值: US$243.2萬
在 Q1 2024 季度中，Rock Point Advisors, LLC 共進行了 50 項持倉異動，包含新建倉 9 個部位、加碼 16 個部位、減碼 21 個部位以及清倉 4 個部位。 其中最大新建倉標的為 MTTR*。 本季清倉部位包含 PHM。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。