13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001143565
申報總市值
US$10.9億
US$10.9億
170 檔
35.7%
截至 Q3 2024 季度末，Rational Advisors, Inc. 的美股持倉估值約為 US$10.9億，全數申報部位共有 170 檔。
Rational Advisors, Inc. 在 Q3 2024 進行了結構性的板塊輪動與部位換股。在開立 9 個全新部位及加碼 18 檔持股的同時，亦同步清倉 5 檔並減碼 18 檔標的。
整體而言，Rational Advisors, Inc. 的前 5 大持股（包含 BND, SPAB, AGG）貢獻了組合市值的 35.7%，形成該機構在 Q3 2024 季度的基本面基石。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | BND | Vanguard Total Bond Market | ETF-其他 | 8.71% | -0.61% | -3.24% | |
| 2 | SPAB | Ss Spdr P Agg Bond ETF | ETF-其他 | 8.71% | — | -3.15% | |
| 3 | AGG | Ishares Core U.s. Aggregate | ETF-其他 | 8.71% | -0.61% | -3.38% | |
| 4 | QQQM | Invesco Nasdaq 100 ETF | ETF-科技型 | 5.66% | -0.34% | -4.63% | |
| 5 | AMLP | Alerian Mlp ETF | ETF-其他 | 5.66% | — | -2.61% | |
| 6 | NTSX | Wisdomtree US Efficient Core | ETF-其他 | 5.33% | -3.10% | -7.66% | |
| 7 | IVV | Ishares Core S&p 500 ETF | ETF-大型股與成長 | 5.07% | +1.28% | -15.03% | |
| 8 | VIG | Vanguard Dividend Apprec ETF | ETF-其他 | 4.77% | -0.58% | -7.26% | |
| 9 | SCHH | Schwab US Reit ETF | ETF-其他 | 4.38% | +0.30% | +12.78% | |
| 10 | JEPI | Jpmorgan Equity Premium Inco | ETF-其他 | 3.83% | -0.50% | -13.62% | |
| 11 | HYLB | Xtrackers Usd High Yield Cor | ETF-非投資等級債 | 3.36% | — | -14.65% | |
| 12 | XLU | St Sr Utl Sl Se Spdr Etf-usd | ETF-其他 | 3.01% | -0.55% | +43.69% | |
| 13 | PFFD | Global X US Preferred ETF | ETF-其他 | 2.43% | -0.19% | -18.29% | |
| 14 | VOO | Vanguard S&p 500 ETF | ETF-大型股與成長 | 1.92% | +1.05% | -2.04% | |
| 15 | DFCF | Dimensional Core Fixed Inc | ETF-其他 | 1.92% | -0.12% | -21.97% | |
| 16 | SPYM | Ste Str Spdr Pt S&p 500 ETF | ETF-大型股與成長 | 1.87% | -0.11% | -6.07% | |
| 17 | SCHI | Schwab 5-10 Year Corporate B | ETF-投資等級公司債 | 1.44% | +0.38% | NEW | |
| 18 | AMZN | Amazon.com Inc | 股票-循環性消費 | 1.06% | -0.09% | +19.50% | |
| 19 | BAB | Invesco Taxable Municipal Bo | ETF-其他 | 0.95% | -0.08% | +92.59% | |
| 20 | WFC 7.5 PERP L債券 | Wells Fargo & Company | 債券 | 0.67% | -1.11% | — | |
| 21 | BAC 7.25 PERP L債券 | Bank Of America CORP | 債券 | 0.64% | -0.05% | — | |
| 22 | PPL 2.875 03-15-28債券 | Ppl Capital Funding Inc | 債券 | 0.62% | -0.14% | — | |
| 23 | MELI | Mercadolibre Inc | 股票-循環性消費 | 0.61% | -0.05% | +119.50% | |
| 24 | APO 6.75 07-31-26債券 | Apollo Global Management | 債券 | 0.60% | — | -7.73% | |
| 25 | DXCM 0.25 11-15-25債券 | Dexcom Inc | 債券 | 0.57% | — | — | |
| 26 | TYL 0.25 03-15-26債券 | Tyler Technologies Inc | 債券 | 0.52% | — | -21.00% | |
| 27 | AAPL | Apple Inc | 股票-科技 | 0.52% | -0.12% | +0.63% | |
| 28 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 0.52% | -0.04% | +16.68% | |
| 29 | FOUR 0.5 08-01-27債券 | Shift4 Payments Inc | 債券 | 0.51% | +0.18% | — | |
| 30 | LNT 3.875 03-15-26債券 | Alliant Energy CORP | 債券 | 0.50% | — | +16.94% | |
| 31 | MBB | Ishares Mbs ETF | ETF-其他 | 0.47% | — | -51.75% | |
| 32 | MSFT | Microsoft CORP | 股票-科技 | 0.47% | -0.26% | +6.38% | |
| 33 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 0.46% | +0.04% | -23.17% | |
| 34 | WMT | Walmart Inc | 股票-非循環性消費 | 0.45% | -0.55% | +946.12% | |
| 35 | HPE 7.625 09-01-27債券 | Hp Enterprise Co | 債券 | 0.45% | -0.35% | — | |
| 36 | F 0 03-15-26債券 | Ford Motor Company | 債券 | 0.45% | — | -23.88% | |
| 37 | APO | Apollo Global Management Inc | 股票-金融 | 0.45% | — | +26.10% | |
| 38 | BKNG | Booking Holdings Inc | 股票-循環性消費 | 0.45% | — | -21.43% | |
| 39 | VTR 3.75 06-01-26債券 | Ventas Realty LP | 債券 | 0.37% | — | +137.04% | |
| 40 | IEFA | Ishares Core Msci Eafe ETF | ETF-其他 | 0.37% | -1.37% | +125.89% | |
| 41 | ✓ | Cyberark Software LTD. Cmn | 股票-其他 | 0.36% | — | +45.45% | |
| 42 | KKR | Kkr & Co Inc | 股票-金融 | 0.35% | — | -12.54% | |
| 43 | OKTA 0.375 06-15-26債券 | Okta Inc | 債券 | 0.34% | — | — | |
| 44 | AWK 3.625 06-15-26債券 | American Water Capital C | 債券 | 0.34% | — | — | |
| 45 | BX | Blackstone Inc | 股票-金融 | 0.32% | — | +4.76% | |
| 46 | NFLX | Netflix Inc | 股票-通訊服務 | 0.32% | +0.36% | -9.62% | |
| 47 | COST | Costco Wholesale CORP | 股票-非循環性消費 | 0.32% | -0.06% | -8.42% | |
| 48 | NEE 6.926 09-01-25債券 | Nextera Energy Inc | 債券 | 0.31% | — | -53.22% | |
| 49 | LYV | Live Nation Entertainment In | 股票-通訊服務 | 0.31% | — | -21.14% | |
| 50 | LLY | Eli Lilly & Co | 股票-醫療保健 | 0.31% | +0.21% | -10.20% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | XLU | St Sr Utl Sl Se Spdr Etf-usd | +1.2% | +43.69% | 加碼 |
| 2 | SCHH | Schwab US Reit ETF | +1% | +12.78% | 加碼 |
| 3 | BAB | Invesco Taxable Municipal Bo | +0.5% | +92.59% | 加碼 |
| 4 | HPE 7.625 09-01-27債券 | Hp Enterprise Co | +0.5% | NEW | 新建倉 |
| 5 | WMT | Walmart Inc | +0.4% | +946.12% | 加碼 |
| 6 | MELI | Mercadolibre Inc | +0.4% | +119.50% | 加碼 |
| 7 | AWK 3.625 06-15-26債券 | American Water Capital C | +0.3% | NEW | 新建倉 |
| 8 | ORCL | Oracle CORP | +0.3% | NEW | 新建倉 |
| 9 | ITT | Itt Inc | +0.3% | NEW | 新建倉 |
| 10 | VTR 3.75 06-01-26債券 | Ventas Realty LP | +0.2% | +137.04% | 加碼 |
| 11 | MOG-A | Moog Inc-class A | +0.2% | NEW | 新建倉 |
| 12 | IEFA | Ishares Core Msci Eafe ETF | +0.2% | +125.89% | 加碼 |
| 13 | HD | Home Depot Inc | +0.2% | +570.73% | 加碼 |
| 14 | IEF | Ishares 7-10 Year Treasury B | +0.2% | NEW | 新建倉 |
| 15 | COHR | Coherent CORP | +0.2% | +86.47% | 加碼 |
| 16 | ITA | Ishares U.s. Aerospace & Def | +0.1% | NEW | 新建倉 |
| 17 | AMZN | Amazon.com Inc | +0.1% | +19.50% | 加碼 |
| 18 | KBR | Kbr Inc | +0.1% | +128.22% | 加碼 |
| 19 | ✓ | Cyberark Software LTD. Cmn | +0.1% | +45.45% | 加碼 |
| 20 | META | Meta Platforms Inc-class A | +0.1% | +16.68% | 加碼 |
| 21 | IBM | Intl Business Machines CORP | +0.1% | +428.37% | 加碼 |
| 22 | APO | Apollo Global Management Inc | +0.1% | +26.10% | 加碼 |
| 23 | FOUR | Shift4 Payments Inc-class A | +0.1% | NEW | 新建倉 |
| 24 | DIS | Walt Disney Co/the | +0.1% | +481.01% | 加碼 |
| 25 | XLV | Ss Health Care Select Sector | +0.1% | NEW | 新建倉 |
| 26 | LNT 3.875 03-15-26債券 | Alliant Energy CORP | +0.1% | +16.94% | 加碼 |
| 27 | OEF | Ishares S&p 100 ETF | -0.1% | EXIT | 清倉 |
| 28 | ETSY 0.25 06-15-28債券 | Etsy Inc | -0.1% | -30.58% | 減碼 |
| 29 | AVGO | Broadcom Inc | -0.1% | +149.60% | 加碼 |
| 30 | XOM | Exxon Mobil CORP | -0.1% | -48.99% | 減碼 |
| 31 | DKNG 0 03-15-28債券 | Draftkings Holdings Inc | -0.1% | -33.27% | 減碼 |
| 32 | UBER | Uber Technologies Inc | -0.1% | -44.24% | 減碼 |
| 33 | WIX | Wix.com Ltd. | -0.1% | EXIT | 清倉 |
| 34 | DKNG | Draftkings Inc-cl A | -0.1% | -41.69% | 減碼 |
| 35 | F 0 03-15-26債券 | Ford Motor Company | -0.2% | -23.88% | 減碼 |
| 36 | SPOT | Spotify Technology S.A. | -0.2% | EXIT | 清倉 |
| 37 | BSX | Boston Scientific CORP | -0.2% | -62.33% | 減碼 |
| 38 | HLT | Hilton Worldwide Holdings In | -0.2% | EXIT | 清倉 |
| 39 | GOOGL | Alphabet Inc-cl A | -0.2% | -23.17% | 減碼 |
| 40 | QQQM | Invesco Nasdaq 100 ETF | -0.3% | -4.63% | 減碼 |
| 41 | SHOPCN 0.125 11-01-25債券 | Shopify Inc | -0.3% | -56.08% | 減碼 |
| 42 | NEE 6.926 09-01-25債券 | Nextera Energy Inc | -0.3% | -53.22% | 減碼 |
| 43 | ORLY | O'reilly Automotive Inc | -0.3% | EXIT | 清倉 |
| 44 | AMLP | Alerian Mlp ETF | -0.3% | -2.61% | 減碼 |
| 45 | PFFD | Global X US Preferred ETF | -0.4% | -18.29% | 減碼 |
| 46 | JEPI | Jpmorgan Equity Premium Inco | -0.5% | -13.62% | 減碼 |
| 47 | HYLB | Xtrackers Usd High Yield Cor | -0.5% | -14.65% | 減碼 |
| 48 | MBB | Ishares Mbs ETF | -0.5% | -51.75% | 減碼 |
| 49 | DFCF | Dimensional Core Fixed Inc | -0.5% | -21.97% | 減碼 |
| 50 | IVV | Ishares Core S&p 500 ETF | -0.7% | -15.03% | 減碼 |
根據 SEC 官方 Form 13F 申報備案，Rational Advisors, Inc. 在 Q3 2024 季度的美股持倉總市值約為 US$10.9億，共申報了 170 個公開持股部位。
在 Q3 2024 季度，Rational Advisors, Inc. 按市值排列的前三大核心持股分別為：BND (8.7%)、SPAB (8.7%)、AGG (8.7%)。其中最大持股部位 BND 佔據整體投資組合約 8.7% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
HPE 7.625 09-01-27
市值: US$466.5萬
本季最大獲利了結 / 清倉標的
ORLY
前期市值: US$329.5萬
在 Q3 2024 季度中，Rational Advisors, Inc. 共進行了 50 項持倉異動，包含新建倉 9 個部位、加碼 18 個部位、減碼 18 個部位以及清倉 5 個部位。 其中最大新建倉標的為 HPE 7.625 09-01-27。 本季清倉部位包含 ORLY。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。