13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001389426
申報總市值
US$439.2億
US$439.2億
1140 檔
20.4%
Q4 2024 季度申報顯示，Rafferty Asset Management, LLC 揭露的美股組合總市值為 US$439.2億，涵蓋 1140 個不同之權益投資部位。
Q4 2024 的申報記錄反映 Rafferty Asset Management, LLC 的板塊替換策略：機構本季推動了 107 筆增持與 93 筆減持，籌碼呈現明顯的結構重組。
整體而言，Rafferty Asset Management, LLC 的前 5 大持股（包含 TLT, IWM, NVDA）貢獻了組合市值的 20.4%，形成該機構在 Q4 2024 季度的基本面基石。
僅顯示前 200 大持股（共 1140 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TLT | Ishares 20+ Year Treasury Bd | ETF-政府公債 | 12.93% | -4.72% | -11.38% | |
| 2 | IWM | Ishares Russell 2000 ETF | ETF-中小型股 | 6.20% | -1.35% | +0.36% | |
| 3 | NVDA | Nvidia CORP | 股票-科技 | 4.66% | +0.39% | -15.45% | |
| 4 | TSLA | Tesla Inc | 股票-循環性消費 | 4.21% | -1.09% | +55.41% | |
| 5 | AVGO | Broadcom Inc | 股票-科技 | 3.75% | +0.24% | -14.91% | |
| 6 | FXI | Ishares China Large-cap ETF | ETF-新興市場 | 2.96% | -0.87% | +60.63% | |
| 7 | AAPL | Apple Inc | 股票-科技 | 2.58% | +0.06% | +0.63% | |
| 8 | MSFT | Microsoft CORP | 股票-科技 | 2.19% | -0.16% | +3.80% | |
| 9 | AMD | Advanced Micro Devices | 股票-科技 | 2.02% | +2.11% | -11.47% | |
| 10 | QCOM | Qualcomm Inc | 股票-科技 | 1.76% | — | -9.45% | |
| 11 | TXN | Texas Instruments Inc | 股票-科技 | 1.70% | +0.40% | -12.20% | |
| 12 | MRVL | Marvell Technology Inc | 股票-科技 | 1.22% | +1.06% | -34.16% | |
| 13 | ADI | Analog Devices Inc | 股票-科技 | 1.13% | +0.37% | -11.82% | |
| 14 | AMAT | Applied Materials Inc | 股票-科技 | 1.13% | +1.00% | -7.66% | |
| 15 | LRCX | Lam Research CORP | 股票-科技 | 1.12% | +1.19% | — | |
| 16 | GDX | Vaneck Gold Miners ETF | ETF-避險與商品 | 1.11% | -1.04% | +33.75% | |
| 17 | KLAC | Kla CORP | 股票-科技 | 1.11% | +1.43% | +1.64% | |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 1.04% | -0.28% | +4.65% | |
| 19 | MU | Micron Technology Inc | 股票-科技 | 1.02% | +4.95% | -17.38% | |
| 20 | NXPI | NXP Semiconductors N.V. | 股票-科技 | 1.00% | +0.27% | -9.25% | |
| 21 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 0.99% | +0.88% | -24.05% | |
| 22 | INTC | Intel CORP | 股票-科技 | 0.97% | +1.96% | -23.13% | |
| 23 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 0.97% | -0.34% | -0.82% | |
| 24 | AMZN | Amazon.com Inc | 股票-循環性消費 | 0.94% | -0.21% | +14.15% | |
| 25 | ASML | ASML Holding N.V. | 股票-科技 | 0.94% | -0.07% | +3.91% | |
| 26 | MCHP | Microchip Technology Inc | 股票-科技 | 0.91% | +0.03% | -1.99% | |
| 27 | ON | On Semiconductor | 股票-科技 | 0.89% | +0.09% | -2.12% | |
| 28 | MPWR | Monolithic Power Systems Inc | 股票-科技 | 0.88% | +0.04% | +7.19% | |
| 29 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.84% | -0.20% | +2.97% | |
| 30 | V | Visa Inc-class A Shares | 股票-金融 | 0.68% | -0.12% | +7.68% | |
| 31 | TER | Teradyne Inc | 股票-科技 | 0.63% | +0.36% | -3.22% | |
| 32 | KWEB | Kranesh Csi China Internet | ETF-新興市場 | 0.61% | -0.33% | -5.89% | |
| 33 | ASHR | Xtrackers Harvest Csi 300 Ch | ETF-其他 | 0.60% | -0.07% | +341.80% | |
| 34 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 0.54% | -0.09% | +15.81% | |
| 35 | MA | Mastercard Inc - A | 股票-金融 | 0.54% | -0.13% | +3.43% | |
| 36 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 0.49% | -0.03% | +3.22% | |
| 37 | ENTG | Entegris Inc | 股票-科技 | 0.45% | +0.07% | -2.24% | |
| 38 | GDXJ | Vaneck Junior Gold Miners | ETF-避險與商品 | 0.45% | -0.42% | +28.80% | |
| 39 | SWKS | Skyworks Solutions Inc | 股票-科技 | 0.45% | -0.02% | -2.09% | |
| 40 | CRM | Salesforce Inc | 股票-科技 | 0.42% | -0.08% | -0.63% | |
| 41 | BAC | Bank Of America CORP | 股票-金融 | 0.37% | -0.07% | +2.90% | |
| 42 | CSCO | Cisco Systems Inc | 股票-科技 | 0.35% | +0.04% | -0.01% | |
| 43 | ORCL | Oracle CORP | 股票-科技 | 0.33% | -0.05% | +0.54% | |
| 44 | XOM | Exxon Mobil CORP | 股票-能源 | 0.33% | -0.25% | +4.30% | |
| 45 | GOOG | Alphabet Inc-cl C | 股票-通訊服務 | 0.32% | — | +9.91% | |
| 46 | NOW | Servicenow Inc | 股票-科技 | 0.29% | -0.03% | +3.55% | |
| 47 | WFC | Wells Fargo & Co | 股票-金融 | 0.29% | -0.07% | +1.80% | |
| 48 | ADBE | Adobe Inc | 股票-科技 | 0.28% | -0.05% | +2.96% | |
| 49 | EWZ | Ishares Msci Brazil ETF | ETF-其他 | 0.27% | -0.14% | +92.23% | |
| 50 | ACN | Accenture plc | 股票-科技 | 0.26% | -0.06% | -0.68% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | TSLA | Tesla Inc | +2.5% | +55.41% | 加碼 |
| 2 | LRCX | Lam Research CORP | +1.1% | NEW | 新建倉 |
| 3 | FXI | Ishares China Large-cap ETF | +1.1% | +60.63% | 加碼 |
| 4 | AVGO | Broadcom Inc | +0.6% | -14.91% | 減碼 |
| 5 | ASHR | Xtrackers Harvest Csi 300 Ch | +0.5% | +341.80% | 加碼 |
| 6 | AAPL | Apple Inc | +0.3% | +0.63% | 加碼 |
| 7 | AMZN | Amazon.com Inc | +0.3% | +14.15% | 加碼 |
| 8 | IWM | Ishares Russell 2000 ETF | +0.2% | +0.36% | 加碼 |
| 9 | BLK | Blackrock Inc | +0.2% | NEW | 新建倉 |
| 10 | PLTR | Palantir Technologies Inc-a | +0.2% | +36.29% | 加碼 |
| 11 | ANET | Arista Networks Inc | +0.2% | NEW | 新建倉 |
| 12 | EWY | Ishares Msci South Korea ETF | +0.2% | +280.41% | 加碼 |
| 13 | GDX | Vaneck Gold Miners ETF | +0.2% | +33.75% | 加碼 |
| 14 | V | Visa Inc-class A Shares | +0.2% | +7.68% | 加碼 |
| 15 | JPM | Jpmorgan Chase & Co | +0.1% | +2.97% | 加碼 |
| 16 | MSFT | Microsoft CORP | +0.1% | +3.80% | 加碼 |
| 17 | META | Meta Platforms Inc-class A | +0.1% | +15.81% | 加碼 |
| 18 | APO | Apollo Global Management Inc | +0.1% | NEW | 新建倉 |
| 19 | EWZ | Ishares Msci Brazil ETF | +0.1% | +92.23% | 加碼 |
| 20 | GOOGL | Alphabet Inc-cl A | +0.1% | +3.22% | 加碼 |
| 21 | CRM | Salesforce Inc | +0.1% | -0.63% | 減碼 |
| 22 | WDAY | Workday Inc-class A | +0.1% | +123.97% | 加碼 |
| 23 | NFLX | Netflix Inc | +0.1% | +11.88% | 加碼 |
| 24 | GOOG | Alphabet Inc-cl C | +0.1% | +9.91% | 加碼 |
| 25 | BA | Boeing Co/the | +0.1% | +104.51% | 加碼 |
| 26 | WFC | Wells Fargo & Co | +0.1% | +1.80% | 加碼 |
| 27 | MA | Mastercard Inc - A | +0.1% | +3.43% | 加碼 |
| 28 | QQQ | Invesco Qqq Trust Series 1 | +0.1% | -0.82% | 減碼 |
| 29 | NOW | Servicenow Inc | +0.1% | +3.55% | 加碼 |
| 30 | GDXJ | Vaneck Junior Gold Miners | +0.1% | +28.80% | 加碼 |
| 31 | BAC | Bank Of America CORP | +0.1% | +2.90% | 加碼 |
| 32 | BRK-B | Berkshire Hathaway Inc-cl B | +0.1% | +4.65% | 加碼 |
| 33 | AXON | Axon Enterprise Inc | +0.1% | +74.66% | 加碼 |
| 34 | MRVL | Marvell Technology Inc | +0.1% | -34.16% | 減碼 |
| 35 | APP | Applovin Corp-class A | 0% | NEW | 新建倉 |
| 36 | MS | Morgan Stanley | 0% | +3.62% | 加碼 |
| 37 | MSTR | Strategy Inc | 0% | NEW | 新建倉 |
| 38 | GS | Goldman Sachs Group Inc | 0% | +3.45% | 加碼 |
| 39 | CSCO | Cisco Systems Inc | 0% | -0.01% | 減碼 |
| 40 | CRWD | Crowdstrike Holdings Inc - A | 0% | +2.59% | 加碼 |
| 41 | WMT | Walmart Inc | 0% | +11.91% | 加碼 |
| 42 | AXP | American Express Co | 0% | +3.12% | 加碼 |
| 43 | C | Citigroup Inc | 0% | +3.16% | 加碼 |
| 44 | BX | Blackstone Inc | 0% | +3.94% | 加碼 |
| 45 | SCHW | Schwab (charles) CORP | 0% | +4.13% | 加碼 |
| 46 | FISV | Fiserv Inc | 0% | +2.84% | 加碼 |
| 47 | COST | Costco Wholesale CORP | 0% | +9.91% | 加碼 |
| 48 | KKR | Kkr & Co Inc | 0% | +3.72% | 加碼 |
| 49 | SMCI | Super Micro Computer Inc | 0% | NEW | 新建倉 |
| 50 | BKNG | Booking Holdings Inc | 0% | -0.10% | 減碼 |
根據 SEC 官方 Form 13F 申報備案，Rafferty Asset Management, LLC 在 Q4 2024 季度的美股持倉總市值約為 US$439.2億，共申報了 1140 個公開持股部位。
在 Q4 2024 季度，Rafferty Asset Management, LLC 按市值排列的前三大核心持股分別為：TLT (12.9%)、IWM (6.2%)、NVDA (4.7%)。其中最大持股部位 TLT 佔據整體投資組合約 12.9% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
LRCX
市值: US$3.2億
本季最大獲利了結 / 清倉標的
LRCXEUR
前期市值: US$4.0億
在 Q4 2024 季度中，Rafferty Asset Management, LLC 共進行了 200 項持倉異動，包含新建倉 8 個部位、加碼 99 個部位、減碼 86 個部位以及清倉 7 個部位。 其中最大新建倉標的為 LRCX。 本季清倉部位包含 LRCXEUR。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。