13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001738654
申報總市值
US$16.4億
US$16.4億
48 檔
23.1%
Q1 2024 季度申報顯示，Opti Capital Management, LP 揭露的美股組合總市值為 US$16.4億，涵蓋 48 個不同之權益投資部位。
Opti Capital Management, LP 在 Q1 2024 進行了結構性的板塊輪動與部位換股。在開立 18 個全新部位及加碼 8 檔持股的同時，亦同步清倉 21 檔並減碼 2 檔標的。
檢視投資組合結構，前 5 大主力部位（包含 NSIT 0.75 02-15-25, RCL 6 08-15-25, U 0 11-15-26）占據了總市值的 23.1%，展現出該機構在 Q1 2024 的重點資金聚焦與風險分佈特徵。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NSIT 0.75 02-15-25債券 | Insight Enterprs | 債券 | 6.90% | — | — | |
| 2 | RCL 6 08-15-25債券 | Royal Caribbean Cruises | 債券 | 6.54% | — | — | |
| 3 | U 0 11-15-26債券 | Unity Software Inc | 債券 | 5.30% | — | +79.12% | |
| 4 | NVCR 0 11-01-25債券 | Novocure LTD | 債券 | 5.13% | — | — | |
| 5 | BSY 0.125 01-15-26債券 | Bentley Systems Inc | 債券 | 5.08% | — | — | |
| 6 | BL 0 03-15-26債券 | Blackline Inc | 債券 | 4.91% | — | +17.78% | |
| 7 | FIVN 0.5 06-01-25債券 | Five9 Inc | 債券 | 4.13% | — | +10.90% | |
| 8 | GKOS 2.75 06-15-27債券 | Glaukos CORP | 債券 | 4.05% | — | — | |
| 9 | ALRM 0 01-15-26債券 | Alarm.com Hldgs Inc | 債券 | 3.56% | — | — | |
| 10 | GMED 0.375 03-15-25債券 | Nuvasive Inc | 債券 | 3.44% | — | +3.31% | |
| 11 | FSLY 0 03-15-26債券 | Fastly Inc | 債券 | 3.27% | — | +1152.16% | |
| 12 | OMCL 0.25 09-15-25債券 | Omnicell Inc | 債券 | 3.18% | — | +7.32% | |
| 13 | ALNY 1 09-15-27債券 | Alnylam Pharmaceuticals | 債券 | 2.56% | — | — | |
| 14 | INVA 2.5 08-15-25債券 | Innoviva Inc | 債券 | 2.47% | — | — | |
| 15 | ATEC 0.75 08-01-26債券 | Alphatec Holdings Inc | 債券 | 2.45% | — | — | |
| 16 | RPD 0.25 03-15-27債券 | Rapid7 Inc | 債券 | 2.22% | +1.03% | — | |
| 17 | XYZ 0 05-01-26債券 | Block Inc | 債券 | 2.21% | — | +55.62% | |
| 18 | BAND 0.25 03-01-26債券 | Bandwidth Inc | 債券 | 2.14% | — | +10.29% | |
| 19 | EEFT 0.75 03-15-49債券 | Euronet Worldwide Inc | 債券 | 2.05% | — | +10.25% | |
| 20 | UPWK 0.25 08-15-26債券 | Upwork Inc | 債券 | 1.97% | — | — | |
| 21 | TTGT 0 12-15-26債券 | Techtarget Inc/old | 債券 | 1.94% | — | +65.31% | |
| 22 | PRFT 0.125 11-15-26債券 | Perficient Inc | 債券 | 1.77% | — | — | |
| 23 | HCAT 2.5 04-15-25債券 | Health Catalyst Inc | 債券 | 1.69% | — | — | |
| 24 | WIX 0 08-15-25債券 | Wix LTD | 債券 | 1.68% | — | — | |
| 25 | FVRR 0 11-01-25債券 | Fiverr International LTD | 債券 | 1.55% | — | — | |
| 26 | SNAP 0 05-01-27債券 | Snap Inc | 債券 | 1.45% | -0.06% | — | |
| 27 | DAY 0.25 03-15-26債券 | Dayforce Inc | 債券 | 1.40% | — | — | |
| 28 | LITE 0.5 12-15-26債券 | Lumentum Holdings Inc | 債券 | 1.25% | — | +54.17% | |
| 29 | VRNT 0.25 04-15-26債券 | Verint Systems Inc | 債券 | 1.23% | — | -39.33% | |
| 30 | DDD 0 11-15-26債券 | 3d Systems CORP | 債券 | 1.20% | — | -50.00% | |
| 31 | NVMI 0 10-15-25債券 | Nova LTD | 債券 | 1.11% | — | — | |
| 32 | LPSN 0 12-15-26債券 | Liveperson Inc | 債券 | 1.09% | — | +8.23% | |
| 33 | AFRM 0 11-15-26債券 | Affirm Holdings Inc | 債券 | 0.97% | — | — | |
| 34 | QTWO 0.125 11-15-25債券 | Q2 Holdings Inc | 債券 | 0.89% | — | +31.75% | |
| 35 | XYZ 0.25 11-01-27債券 | Block Inc | 債券 | 0.83% | -4.47% | — | |
| 36 | TRIP 0.25 04-01-26債券 | Tripadvisor Inc | 債券 | 0.79% | — | — | |
| 37 | EGHT 4 02-01-28債券 | 8x8 Inc | 債券 | 0.79% | — | -8.93% | |
| 38 | DBX 0 03-01-26債券 | Dropbox Inc | 債券 | 0.73% | — | — | |
| 39 | MODN 2.625 06-01-25債券 | Model N Inc | 債券 | 0.71% | — | — | |
| 40 | VECO 3.75 06-01-27債券 | Veeco Instruments Inc | 債券 | 0.68% | — | — | |
| 41 | DOCN 0 12-01-26債券 | Digitalocean Holdings | 債券 | 0.64% | — | — | |
| 42 | BMRN 0.599 08-01-24債券 | Biomarin Pharmaceutical | 債券 | 0.57% | — | — | |
| 43 | GH 0 11-15-27債券 | Guardant Health Inc | 債券 | 0.52% | — | — | |
| 44 | APLS 3.5 09-15-26債券 | Apellis Pharmaceuticals | 債券 | 0.47% | — | — | |
| 45 | BAND 0.5 04-01-28債券 | Bandwidth Inc | 債券 | 0.19% | -0.52% | EXIT | |
| 46 | CUTR 2.25 06-01-28債券 | Cutera Inc | 債券 | 0.12% | — | — | |
| 47 | BILL 0 04-01-27債券 | Bill Holdings Inc | 債券 | 0.10% | — | — | |
| 48 | CUTR 2.25 03-15-26債券 | Cutera Inc | 債券 | 0.08% | — | — |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | BSY 0.125 01-15-26債券 | Bentley Systems Inc | +5.1% | NEW | 新建倉 |
| 2 | GKOS 2.75 06-15-27債券 | Glaukos CORP | +4.1% | NEW | 新建倉 |
| 3 | FSLY 0 03-15-26債券 | Fastly Inc | +3% | +1152.16% | 加碼 |
| 4 | ALNY 1 09-15-27債券 | Alnylam Pharmaceuticals | +2.6% | NEW | 新建倉 |
| 5 | ATEC 0.75 08-01-26債券 | Alphatec Holdings Inc | +2.5% | NEW | 新建倉 |
| 6 | U 0 11-15-26債券 | Unity Software Inc | +2.4% | +79.12% | 加碼 |
| 7 | RPD 0.25 03-15-27債券 | Rapid7 Inc | +2.2% | NEW | 新建倉 |
| 8 | UPWK 0.25 08-15-26債券 | Upwork Inc | +2% | NEW | 新建倉 |
| 9 | PRFT 0.125 11-15-26債券 | Perficient Inc | +1.8% | NEW | 新建倉 |
| 10 | SNAP 0 05-01-27債券 | Snap Inc | +1.5% | NEW | 新建倉 |
| 11 | DAY 0.25 03-15-26債券 | Dayforce Inc | +1.4% | NEW | 新建倉 |
| 12 | NVMI 0 10-15-25債券 | Nova LTD | +1.1% | NEW | 新建倉 |
| 13 | AFRM 0 11-15-26債券 | Affirm Holdings Inc | +1% | NEW | 新建倉 |
| 14 | TTGT 0 12-15-26債券 | Techtarget Inc/old | +0.9% | +65.31% | 加碼 |
| 15 | BL 0 03-15-26債券 | Blackline Inc | +0.9% | +17.78% | 加碼 |
| 16 | XYZ 0.25 11-01-27債券 | Block Inc | +0.8% | NEW | 新建倉 |
| 17 | XYZ 0 05-01-26債券 | Block Inc | +0.8% | +55.62% | 加碼 |
| 18 | TRIP 0.25 04-01-26債券 | Tripadvisor Inc | +0.8% | NEW | 新建倉 |
| 19 | DBX 0 03-01-26債券 | Dropbox Inc | +0.7% | NEW | 新建倉 |
| 20 | DOCN 0 12-01-26債券 | Digitalocean Holdings | +0.6% | NEW | 新建倉 |
| 21 | BMRN 0.599 08-01-24債券 | Biomarin Pharmaceutical | +0.6% | NEW | 新建倉 |
| 22 | GH 0 11-15-27債券 | Guardant Health Inc | +0.5% | NEW | 新建倉 |
| 23 | RCL 6 08-15-25債券 | Royal Caribbean Cruises | +0.5% | — | 不變 |
| 24 | APLS 3.5 09-15-26債券 | Apellis Pharmaceuticals | +0.5% | NEW | 新建倉 |
| 25 | LITE 0.5 12-15-26債券 | Lumentum Holdings Inc | +0.4% | +54.17% | 加碼 |
| 26 | FIVN 0.5 06-01-25債券 | Five9 Inc | +0.4% | +10.90% | 加碼 |
| 27 | CHGG 0.125 03-15-25債券 | Chegg Inc | -0.5% | EXIT | 清倉 |
| 28 | LPSN 0 12-15-26債券 | Liveperson Inc | -0.5% | +8.23% | 加碼 |
| 29 | CYTK 3.5 07-01-27債券 | Cytokinetics Inc | -0.6% | EXIT | 清倉 |
| 30 | VRNT 0.25 04-15-26債券 | Verint Systems Inc | -0.6% | -39.33% | 減碼 |
| 31 | QTWO 0.75 06-01-26債券 | Q2 Holdings Inc | -0.7% | EXIT | 清倉 |
| 32 | MNKD 2.5 03-01-26債券 | Mannkind CORP | -0.8% | EXIT | 清倉 |
| 33 | SRPT 1.25 09-15-27債券 | Sarepta Therapeutics Inc | -0.9% | EXIT | 清倉 |
| 34 | OKTA 0.375 06-15-26債券 | Okta Inc | -1% | EXIT | 清倉 |
| 35 | PEGA 0.75 03-01-25債券 | Pegasystems Inc | -1.1% | EXIT | 清倉 |
| 36 | DDD 0 11-15-26債券 | 3d Systems CORP | -1.1% | -50.00% | 減碼 |
| 37 | IIIV 1 02-15-25債券 | I3 Verticals LLC | -1.2% | EXIT | 清倉 |
| 38 | EGHT 0.5 02-01-24債券 | 8x8 Inc | -1.2% | EXIT | 清倉 |
| 39 | ENV 0.75 08-15-25債券 | Envestnet Inc | -1.4% | EXIT | 清倉 |
| 40 | IART 0.5 08-15-25債券 | Integra Lifesciences Hld | -1.5% | EXIT | 清倉 |
| 41 | WGO 1.5 04-01-25債券 | Winnebago Industries | -1.7% | EXIT | 清倉 |
| 42 | BKNG 0.75 05-01-25債券 | Booking Holdings Inc | -1.9% | EXIT | 清倉 |
| 43 | PCRX 0.75 08-01-25債券 | Pacira Biosciences Inc | -1.9% | EXIT | 清倉 |
| 44 | SPLK 1.125 06-15-27債券 | Splunk Inc | -1.9% | EXIT | 清倉 |
| 45 | GWRE 1.25 03-15-25債券 | Guidewire Software Inc | -2.4% | EXIT | 清倉 |
| 46 | LYFT 1.5 05-15-25債券 | Lyft Inc | -2.9% | EXIT | 清倉 |
| 47 | OPK 4.5 02-15-25債券 | Opko Health Inc | -3% | EXIT | 清倉 |
| 48 | AYX 0.5 08-01-24債券 | Alteryx Inc | -4.1% | EXIT | 清倉 |
| 49 | PSN 0.25 08-15-25債券 | Parsons CORP | -4.2% | EXIT | 清倉 |
| 50 | HUBS 0.375 06-01-25債券 | Hubspot Inc | -4.4% | EXIT | 清倉 |
根據 SEC 官方 Form 13F 申報備案，Opti Capital Management, LP 在 Q1 2024 季度的美股持倉總市值約為 US$16.4億，共申報了 48 個公開持股部位。
在 Q1 2024 季度，Opti Capital Management, LP 按市值排列的前三大核心持股分別為：NSIT 0.75 02-15-25 (6.9%)、RCL 6 08-15-25 (6.5%)、U 0 11-15-26 (5.3%)。其中最大持股部位 NSIT 0.75 02-15-25 佔據整體投資組合約 6.9% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
BSY 0.125 01-15-26
市值: US$6633.7萬
本季最大獲利了結 / 清倉標的
HUBS 0.375 06-01-25
前期市值: US$5830.0萬
在 Q1 2024 季度中，Opti Capital Management, LP 共進行了 49 項持倉異動，包含新建倉 18 個部位、加碼 8 個部位、減碼 2 個部位以及清倉 21 個部位。 其中最大新建倉標的為 BSY 0.125 01-15-26。 本季清倉部位包含 HUBS 0.375 06-01-25。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。