13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0000949509
申報總市值
US$72.1億
US$72.1億
167 檔
38.9%
截至 Q3 2024 季度末，Oaktree Capital Management LP 的美股持倉估值約為 US$72.1億，全數申報部位共有 167 檔。
Oaktree Capital Management LP 在 Q3 2024 進行了結構性的板塊輪動與部位換股。在開立 43 個全新部位及加碼 41 檔持股的同時，亦同步清倉 28 檔並減碼 52 檔標的。
整體而言，Oaktree Capital Management LP 的前 5 大持股（包含 TRMD, EXE, GTX）貢獻了組合市值的 38.9%，形成該機構在 Q3 2024 季度的基本面基石。
本季最大新建倉標的
TLN
市值: US$1.2億
本季最大獲利了結 / 清倉標的
NRG
前期市值: US$6228.8萬
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TRMD | TORM plc | 股票-其他 | 22.16% | -3.02% | -8.00% | |
| 2 | EXE | Expand Energy CORP | 股票-能源 | 9.06% | -2.14% | — | |
| 3 | GTX | Garrett Motion Inc | 股票-循環性消費 | 5.78% | -0.22% | — | |
| 4 | SB9 | Sitio Royalties Corp-a | 股票-其他 | 4.32% | — | — | |
| 5 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 3.63% | +14.04% | NEW | |
| 6 | INFNEUR | Infinera CORP | 股票-其他 | 2.72% | — | — | |
| 7 | AU | AngloGold Ashanti plc | 股票-原物料 | 2.41% | -1.22% | -10.61% | |
| 8 | LBTYA | Liberty Global Ltd. | 股票-其他 | 2.19% | -0.23% | +70.28% | |
| 9 | SBLK | Star Bulk Carriers Corp. | 股票-其他 | 2.17% | — | -28.30% | |
| 10 | STKL | Sunopta Inc | 股票-其他 | 2.12% | -2.04% | — | |
| 11 | TLN | Talen Energy CORP | 股票-公用事業 | 1.99% | -0.57% | — | |
| 12 | FCX | Freeport-mcmoran Inc | 股票-原物料 | 1.94% | -0.04% | +0.30% | |
| 13 | RWAY | Runway Growth Finance CORP | 股票-其他 | 1.78% | -0.19% | — | |
| 14 | VIST | Vista Energy Sab De Cv | 股票-其他 | 1.77% | — | — | |
| 15 | CRC | California Resources CORP | 股票-能源 | 1.72% | — | — | |
| 16 | CBL | Cbl & Associates Properties | 股票-其他 | 1.62% | -1.26% | EXIT | |
| 17 | VALE | Vale Sa-sp Adr | 股票-原物料 | 1.54% | — | -35.68% | |
| 18 | INDV | Indivior Pharmaceuticals, Inc. | 股票-其他 | 1.51% | — | +111.92% | |
| 19 | CX | Cemex Sab-spons Adr Part Cer | 股票-其他 | 1.44% | -0.46% | — | |
| 20 | KRC | Kilroy Realty CORP | 股票-房地產 | 1.15% | +0.16% | — | |
| 21 | JD | Jd.com Inc-adr | 股票-循環性消費 | 1.13% | — | -37.60% | |
| 22 | ITUB | Itau Unibanco H-spon Prf Adr | 股票-金融 | 0.97% | -0.20% | +36.57% | |
| 23 | PBR | Petroleo Brasileiro-spon Adr | 股票-能源 | 0.94% | -1.93% | EXIT | |
| 24 | TCOM | Trip.com Group Ltd-adr | 股票-循環性消費 | 0.75% | — | +35.15% | |
| 25 | NOVA 0.25 12-01-26債券 | Sunnova Energy Intl Inc | 債券 | 0.72% | — | +359.94% | |
| 26 | YUMC | Yum China Holdings Inc | 股票-循環性消費 | 0.70% | — | — | |
| 27 | HTHT | H World Group Ltd-adr | 股票-其他 | 0.70% | — | -9.64% | |
| 28 | CABO 0 03-15-26債券 | Cable One Inc | 債券 | 0.61% | — | +5.73% | |
| 29 | PDD | Pdd Holdings Inc | 股票-循環性消費 | 0.61% | -0.01% | EXIT | |
| 30 | INFY | Infosys Ltd-sp Adr | 股票-科技 | 0.61% | — | — | |
| 31 | BBD | Banco Bradesco-adr | 股票-其他 | 0.60% | — | -59.45% | |
| 32 | 0E41 | Enlink Midstream LLC | 股票-其他 | 0.59% | — | — | |
| 33 | CHRS 1.5 04-15-26債券 | Coherus Oncology Inc | 債券 | 0.58% | — | +1215.14% | |
| 34 | BZ | Kanzhun LTD - Adr | 股票-其他 | 0.56% | — | — | |
| 35 | HOUS 0.25 06-15-26債券 | Anywhere Re Grp/realogy | 債券 | 0.52% | — | — | |
| 36 | JOYY | Joyy Inc-adr | 股票-其他 | 0.51% | — | +29.90% | |
| 37 | TX | Ternium Sa-sponsored Adr | 股票-其他 | 0.50% | -0.02% | -9.57% | |
| 38 | OCSL | Oaktree Specialty Lending Co | 股票-其他 | 0.48% | +0.98% | — | |
| 39 | ALVO | Alvotech | 股票-其他 | 0.48% | -0.01% | — | |
| 40 | BMA | Banco Macro Sa-adr | 股票-其他 | 0.47% | — | — | |
| 41 | TVTX 2.25 03-01-29債券 | Travere Therapeutics Inc | 債券 | 0.42% | — | — | |
| 42 | BABA | Alibaba Group Holding-sp Adr | 股票-循環性消費 | 0.38% | — | +83.33% | |
| 43 | TEO | Telecom Argentina Sa-sp Adr | 股票-其他 | 0.37% | -0.27% | +1.99% | |
| 44 | NTES | Netease Inc-adr | 股票-通訊服務 | 0.35% | — | — | |
| 45 | TPICQ | Tpi Composites Inc | 股票-其他 | 0.34% | — | +0.20% | |
| 46 | PEB 1.75 12-15-26債券 | Pebblebrook Hotel Trust | 債券 | 0.32% | +0.02% | +138.18% | |
| 47 | BATL | Battalion Oil CORP | 股票-其他 | 0.32% | -0.13% | — | |
| 48 | UNIT | Uniti Group Inc. | 股票-其他 | 0.31% | — | — | |
| 49 | BRY | Berry CORP | 股票-其他 | 0.30% | — | — | |
| 50 | OPTU | Optimum Communications Inc-a | 股票-通訊服務 | 0.30% | -0.15% | EXIT |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | TLN | Talen Energy CORP | +2% | NEW | 新建倉 |
| 2 | CRC | California Resources CORP | +1.7% | NEW | 新建倉 |
| 3 | LBTYA | Liberty Global Ltd. | +1.1% | +70.28% | 加碼 |
| 4 | YUMC | Yum China Holdings Inc | +0.7% | NEW | 新建倉 |
| 5 | NOVA 0.25 12-01-26債券 | Sunnova Energy Intl Inc | +0.6% | +359.94% | 加碼 |
| 6 | PDD | Pdd Holdings Inc | +0.6% | NEW | 新建倉 |
| 7 | INFY | Infosys Ltd-sp Adr | +0.6% | NEW | 新建倉 |
| 8 | 0E41 | Enlink Midstream LLC | +0.6% | NEW | 新建倉 |
| 9 | BZ | Kanzhun LTD - Adr | +0.6% | NEW | 新建倉 |
| 10 | CHRS 1.5 04-15-26債券 | Coherus Oncology Inc | +0.5% | +1215.14% | 加碼 |
| 11 | HOUS 0.25 06-15-26債券 | Anywhere Re Grp/realogy | +0.5% | NEW | 新建倉 |
| 12 | TVTX 2.25 03-01-29債券 | Travere Therapeutics Inc | +0.4% | NEW | 新建倉 |
| 13 | INDV | Indivior Pharmaceuticals, Inc. | +0.4% | +111.92% | 加碼 |
| 14 | NTES | Netease Inc-adr | +0.4% | NEW | 新建倉 |
| 15 | ITUB | Itau Unibanco H-spon Prf Adr | +0.4% | +36.57% | 加碼 |
| 16 | STKL | Sunopta Inc | +0.3% | — | 不變 |
| 17 | TCOM | Trip.com Group Ltd-adr | +0.3% | +35.15% | 加碼 |
| 18 | INFNEUR | Infinera CORP | +0.3% | — | 不變 |
| 19 | BABA | Alibaba Group Holding-sp Adr | +0.2% | +83.33% | 加碼 |
| 20 | KRC | Kilroy Realty CORP | +0.2% | — | 不變 |
| 21 | ZTO 1.5 09-01-27債券 | Zto Express Ky Inc | +0.2% | NEW | 新建倉 |
| 22 | DQ | Daqo New Energy Corp-adr | +0.2% | NEW | 新建倉 |
| 23 | PEB 1.75 12-15-26債券 | Pebblebrook Hotel Trust | +0.2% | +138.18% | 加碼 |
| 24 | JOYY | Joyy Inc-adr | +0.2% | +29.90% | 加碼 |
| 25 | BATL | Battalion Oil CORP | +0.2% | — | 不變 |
| 26 | UNIT | Uniti Group Inc. | +0.2% | — | 不變 |
| 27 | XPEV | XPeng Inc. | +0.2% | NEW | 新建倉 |
| 28 | ATEC 0.75 08-01-26債券 | Alphatec Holdings Inc | +0.2% | +217.06% | 加碼 |
| 29 | AEIS 2.5 09-15-28債券 | Advanced Energy Ind | +0.1% | NEW | 新建倉 |
| 30 | FLR 1.125 08-15-29債券 | Fluor CORP | +0.1% | NEW | 新建倉 |
| 31 | TTEK 2.25 08-15-28債券 | Tetra Tech Inc | +0.1% | NEW | 新建倉 |
| 32 | CBL | Cbl & Associates Properties | +0.1% | — | 不變 |
| 33 | PEGA 0.75 03-01-25債券 | Pegasystems Inc | +0.1% | NEW | 新建倉 |
| 34 | NCLH 1.125 02-15-27債券 | Ncl Corporation LTD | +0.1% | NEW | 新建倉 |
| 35 | ZD 1.75 11-01-26債券 | Ziff Davis Inc | +0.1% | NEW | 新建倉 |
| 36 | OPTU | Optimum Communications Inc-a | +0.1% | +26.28% | 加碼 |
| 37 | CMS 3.375 05-01-28債券 | Cms Energy CORP | +0.1% | NEW | 新建倉 |
| 38 | ATSG 3.875 08-15-29債券 | Air Transport Services G | +0.1% | NEW | 新建倉 |
| 39 | EXE | Expand Energy CORP | +0.1% | — | 不變 |
| 40 | UPST 0.25 08-15-26債券 | Upstart Holdings Inc | +0.1% | NEW | 新建倉 |
| 41 | ASND 2.25 04-01-28債券 | Ascendis Pharma A/s | +0.1% | +45.93% | 加碼 |
| 42 | PPL 2.875 03-15-28債券 | Ppl Capital Funding Inc | +0.1% | NEW | 新建倉 |
| 43 | EYE 2.5 05-15-25債券 | National Vision Holdings | +0.1% | NEW | 新建倉 |
| 44 | SO 3.875 12-15-25債券 | Southern Co | +0.1% | +41.85% | 加碼 |
| 45 | WIX 0 08-15-25債券 | Wix LTD | +0.1% | NEW | 新建倉 |
| 46 | FCX | Freeport-mcmoran Inc | +0.1% | +0.30% | 加碼 |
| 47 | ALRM 0 01-15-26債券 | Alarm.com Hldgs Inc | +0.1% | NEW | 新建倉 |
| 48 | CABO 0 03-15-26債券 | Cable One Inc | +0.1% | +5.73% | 加碼 |
| 49 | ONIT | Onity Group Inc | +0.1% | — | 不變 |
| 50 | PAM | Pampa Energia Sa-spon Adr | +0.1% | — | 不變 |
根據 SEC 官方 Form 13F 申報備案，Oaktree Capital Management LP 在 Q3 2024 季度的美股持倉總市值約為 US$72.1億，共申報了 167 個公開持股部位。
在 Q3 2024 季度，Oaktree Capital Management LP 按市值排列的前三大核心持股分別為：TRMD (22.2%)、EXE (9.1%)、GTX (5.8%)。其中最大持股部位 TRMD 佔據整體投資組合約 22.2% 的權重。
在 Q3 2024 季度中，Oaktree Capital Management LP 共進行了 164 項持倉異動，包含新建倉 43 個部位、加碼 41 個部位、減碼 52 個部位以及清倉 28 個部位。 其中最大新建倉標的為 TLN。 本季清倉部位包含 NRG。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
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完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。