13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0000949509
申報總市值
US$72.1億
US$72.1億
169 檔
45.7%
Oaktree Capital Management LP 在 Q1 2024 季度的美股部位總計估值為 US$72.1億，分散於 169 個持倉標的之中，反映其市場參與廣度與投資規模。
從 Q1 2024 申報觀察，Oaktree Capital Management LP 採取防禦導向的調倉策略，本季減碼 18 檔個股並出清 11 檔部位，顯示機構在該時期進行風險控制與流動性回收。
在資產配置集中度方面，Oaktree Capital Management LP 的前 5 大核心持股（包含 TRMD, EXE, GTX 等）合計佔整體申報市值的 45.7%，反映機構在主要關鍵部位上的權重分佈。
本季最大新建倉標的
INDV
市值: US$7171.5萬
本季最大獲利了結 / 清倉標的
XOP
前期市值: US$1.6億
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | TRMD | TORM plc | 股票-其他 | 27.17% | -3.02% | — | |
| 2 | EXE | Expand Energy CORP | 股票-能源 | 9.75% | -2.14% | -0.23% | |
| 3 | GTX | Garrett Motion Inc | 股票-循環性消費 | 6.89% | -0.22% | — | |
| 4 | SB9 | Sitio Royalties Corp-a | 股票-其他 | 5.03% | — | — | |
| 5 | RWAY | Runway Growth Finance CORP | 股票-其他 | 2.95% | -0.19% | -6.06% | |
| 6 | INFNEUR | Infinera CORP | 股票-其他 | 2.39% | — | — | |
| 7 | SBLK | Star Bulk Carriers Corp. | 股票-其他 | 2.29% | — | — | |
| 8 | STKL | Sunopta Inc | 股票-其他 | 2.24% | -2.04% | — | |
| 9 | VALE | Vale Sa-sp Adr | 股票-原物料 | 2.21% | — | +22.52% | |
| 10 | FCX | Freeport-mcmoran Inc | 股票-原物料 | 2.20% | -0.04% | +1.91% | |
| 11 | AU | AngloGold Ashanti plc | 股票-原物料 | 2.09% | -1.22% | +2.13% | |
| 12 | CX | Cemex Sab-spons Adr Part Cer | 股票-其他 | 1.98% | -0.46% | — | |
| 13 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 1.87% | +14.04% | NEW | |
| 14 | VIST | Vista Energy Sab De Cv | 股票-其他 | 1.59% | — | +1.79% | |
| 15 | BBD | Banco Bradesco-adr | 股票-其他 | 1.58% | — | +2.09% | |
| 16 | CBL | Cbl & Associates Properties | 股票-其他 | 1.44% | -1.26% | EXIT | |
| 17 | PBR | Petroleo Brasileiro-spon Adr | 股票-能源 | 1.22% | -1.93% | EXIT | |
| 18 | IBN | Icici Bank Ltd-spon Adr | 股票-金融 | 1.18% | — | -5.97% | |
| 19 | INDV | Indivior Pharmaceuticals, Inc. | 股票-其他 | 1.13% | — | — | |
| 20 | ✓ | Eagle Bulk Shipping Inc | 股票-其他 | 1.08% | — | — | |
| 21 | KRC | Kilroy Realty CORP | 股票-房地產 | 1.06% | +0.16% | — | |
| 22 | ITUB | Itau Unibanco H-spon Prf Adr | 股票-金融 | 1.02% | -0.20% | +2.39% | |
| 23 | JD | Jd.com Inc-adr | 股票-循環性消費 | 0.96% | — | +2.08% | |
| 24 | HTHT | H World Group Ltd-adr | 股票-其他 | 0.75% | — | +12.35% | |
| 25 | BIDU | Baidu Inc - Spon Adr | 股票-通訊服務 | 0.70% | — | — | |
| 26 | TX | Ternium Sa-sponsored Adr | 股票-其他 | 0.64% | -0.02% | +1.78% | |
| 27 | OCSL | Oaktree Specialty Lending Co | 股票-其他 | 0.57% | +0.98% | — | |
| 28 | ALVO | Alvotech | 股票-其他 | 0.56% | -0.01% | -46.81% | |
| 29 | NMIH | Nmi Holdings Inc | 股票-金融 | 0.54% | — | -77.41% | |
| 30 | LI | Li Auto Inc - Adr | 股票-其他 | 0.47% | — | — | |
| 31 | BRY | Berry CORP | 股票-其他 | 0.47% | — | — | |
| 32 | CABO 0 03-15-26債券 | Cable One Inc | 債券 | 0.44% | — | -13.84% | |
| 33 | BAK | Braskem Sa-class A- Adr | 股票-其他 | 0.34% | — | — | |
| 34 | TEO | Telecom Argentina Sa-sp Adr | 股票-其他 | 0.33% | -0.27% | +7.95% | |
| 35 | BMA | Banco Macro Sa-adr | 股票-其他 | 0.33% | — | — | |
| 36 | SMRT | Smartrent Inc | 股票-其他 | 0.32% | -0.05% | — | |
| 37 | UNIT | Uniti Group Inc. | 股票-其他 | 0.32% | — | — | |
| 38 | ✓ | Alvotech | 股票-其他 | 0.31% | -0.01% | — | |
| 39 | YUMC | Yum China Holdings Inc | 股票-循環性消費 | 0.30% | — | — | |
| 40 | JBLU 0.5 04-01-26債券 | Jetblue Airways CORP | 債券 | 0.30% | -1.45% | EXIT | |
| 41 | JOYY | Joyy Inc-adr | 股票-其他 | 0.30% | — | — | |
| 42 | BATL | Battalion Oil CORP | 股票-其他 | 0.27% | -0.13% | — | |
| 43 | TGS | Transportador Gas-adr Sp B | 股票-其他 | 0.25% | — | -19.57% | |
| 44 | MX | Magnachip Semiconductor CORP | 股票-其他 | 0.25% | +0.04% | — | |
| 45 | ✓ | Azul Sa-adr | 股票-其他 | 0.22% | — | +15.81% | |
| 46 | BHC | Bausch Health Cos Inc | 股票-醫療保健 | 0.22% | — | — | |
| 47 | TPICQ | Tpi Composites Inc | 股票-其他 | 0.21% | — | — | |
| 48 | SEALTD 0.25 09-15-26債券 | Sea LTD | 債券 | 0.21% | +0.14% | -15.84% | |
| 49 | STHO | Star Holdings | 股票-其他 | 0.20% | — | — | |
| 50 | AGCN 0.375 01-15-27債券 | First Majestic Silver | 債券 | 0.20% | — | -12.12% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | TRMD | TORM plc | +4.7% | — | 不變 |
| 2 | EXE | Expand Energy CORP | +1.9% | -0.23% | 減碼 |
| 3 | INDV | Indivior Pharmaceuticals, Inc. | +1.1% | NEW | 新建倉 |
| 4 | ✓ | Eagle Bulk Shipping Inc | +1.1% | NEW | 新建倉 |
| 5 | BIDU | Baidu Inc - Spon Adr | +0.7% | NEW | 新建倉 |
| 6 | GTX | Garrett Motion Inc | +0.7% | — | 不變 |
| 7 | INFNEUR | Infinera CORP | +0.7% | — | 不變 |
| 8 | SB9 | Sitio Royalties Corp-a | +0.6% | — | 不變 |
| 9 | STKL | Sunopta Inc | +0.6% | — | 不變 |
| 10 | VIST | Vista Energy Sab De Cv | +0.6% | +1.79% | 加碼 |
| 11 | AU | AngloGold Ashanti plc | +0.5% | +2.13% | 加碼 |
| 12 | LI | Li Auto Inc - Adr | +0.5% | NEW | 新建倉 |
| 13 | CX | Cemex Sab-spons Adr Part Cer | +0.4% | — | 不變 |
| 14 | SBLK | Star Bulk Carriers Corp. | +0.4% | — | 不變 |
| 15 | FCX | Freeport-mcmoran Inc | +0.4% | +1.91% | 加碼 |
| 16 | BAK | Braskem Sa-class A- Adr | +0.3% | NEW | 新建倉 |
| 17 | BMA | Banco Macro Sa-adr | +0.3% | NEW | 新建倉 |
| 18 | YUMC | Yum China Holdings Inc | +0.3% | NEW | 新建倉 |
| 19 | JOYY | Joyy Inc-adr | +0.3% | NEW | 新建倉 |
| 20 | HTHT | H World Group Ltd-adr | +0.2% | +12.35% | 加碼 |
| 21 | RWAY | Runway Growth Finance CORP | -0.1% | -6.06% | 減碼 |
| 22 | GMED 0.375 03-15-25債券 | Nuvasive Inc | -0.1% | -57.59% | 減碼 |
| 23 | RWT 5.75 10-01-25債券 | Rwt Holdings Inc | -0.1% | -51.55% | 減碼 |
| 24 | ALRM 0 01-15-26債券 | Alarm.com Hldgs Inc | -0.1% | -52.40% | 減碼 |
| 25 | PEB 1.75 12-15-26債券 | Pebblebrook Hotel Trust | -0.1% | -53.88% | 減碼 |
| 26 | BATL | Battalion Oil CORP | -0.2% | — | 不變 |
| 27 | MFA 6.25 06-15-24債券 | Mfa Financial Inc | -0.2% | EXIT | 清倉 |
| 28 | LYFT 1.5 05-15-25債券 | Lyft Inc | -0.2% | -80.22% | 減碼 |
| 29 | BBD | Banco Bradesco-adr | -0.2% | +2.09% | 加碼 |
| 30 | AFRM 0 11-15-26債券 | Affirm Holdings Inc | -0.2% | -67.35% | 減碼 |
| 31 | DISH 0 12-15-25債券 | Dish Network CORP | -0.2% | EXIT | 清倉 |
| 32 | BXMT 5.5 03-15-27債券 | Blackstone Mortgage Tr | -0.2% | -77.01% | 減碼 |
| 33 | PMT 5.5 11-01-24債券 | Pennymac CORP | -0.2% | -86.62% | 減碼 |
| 34 | EEFT 0.75 03-15-49債券 | Euronet Worldwide Inc | -0.2% | -90.65% | 減碼 |
| 35 | SPOT 0 03-15-26債券 | Spotify USA Inc | -0.2% | -69.74% | 減碼 |
| 36 | COIN 0.5 06-01-26債券 | Coinbase Global Inc | -0.2% | -95.90% | 減碼 |
| 37 | KAMN 3.25 05-01-24債券 | Kaman CORP | -0.2% | -94.88% | 減碼 |
| 38 | TRIP 0.25 04-01-26債券 | Tripadvisor Inc | -0.2% | EXIT | 清倉 |
| 39 | MTG | Mgic Investment CORP | -0.2% | EXIT | 清倉 |
| 40 | MSTR 0 02-15-27債券 | Microstrategy Inc | -0.2% | EXIT | 清倉 |
| 41 | ALVO | Alvotech | -0.4% | -46.81% | 減碼 |
| 42 | AMX | America Movil Sab De Cv | -0.6% | EXIT | 清倉 |
| 43 | LBTYA | Liberty Global Ltd. | -0.7% | EXIT | 清倉 |
| 44 | FTAI | FTAI Aviation Ltd. | -0.8% | EXIT | 清倉 |
| 45 | ✓ | Eagle Bulk Shipping Inc | -0.9% | -85.81% | 減碼 |
| 46 | INFY | Infosys Ltd-sp Adr | -0.9% | EXIT | 清倉 |
| 47 | CAT | Caterpillar Inc | -1.3% | EXIT | 清倉 |
| 48 | NMIH | Nmi Holdings Inc | -1.5% | -77.41% | 減碼 |
| 49 | SPY | Ss Spdr S&p 500 ETF Trust-us | -1.8% | -56.57% | 減碼 |
| 50 | XOP | Ss Spdr S&p Og Exp & Prod | -2.4% | EXIT | 清倉 |
根據 SEC 官方 Form 13F 申報備案，Oaktree Capital Management LP 在 Q1 2024 季度的美股持倉總市值約為 US$72.1億，共申報了 169 個公開持股部位。
在 Q1 2024 季度，Oaktree Capital Management LP 按市值排列的前三大核心持股分別為：TRMD (27.2%)、EXE (9.8%)、GTX (6.9%)。其中最大持股部位 TRMD 佔據整體投資組合約 27.2% 的權重。
在 Q1 2024 季度中，Oaktree Capital Management LP 共進行了 42 項持倉異動，包含新建倉 8 個部位、加碼 5 個部位、減碼 18 個部位以及清倉 11 個部位。 其中最大新建倉標的為 INDV。 本季清倉部位包含 XOP。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。