13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001133639
申報總市值
US$143.2億
US$143.2億
781 檔
15.3%
在 Q1 2026 申報期間，New York Life Investment Management LLC（CIK: 0001133639）向美國 SEC 提交的 Form 13F 報告顯示，其追蹤之股票投資組合總市值達 US$143.2億，共持有 781 個公開申報部位。
New York Life Investment Management LLC 於 Q1 2026 展現出進攻型調倉步調，本季推動了 21 檔股票的新建倉與 143 檔既有部位加碼，整體資金傾向擴大在美股市場的曝險佈局。
從部位權重觀察，前 5 大標的（包含 NVDA, AAPL, MSFT）累計市值佔比達 15.3%，是驅動 New York Life Investment Management LLC 該季度整體投資組合績效表現的核心支柱。
僅顯示前 200 大持股（共 781 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | 股票-科技 | 5.24% | -0.15% | +4.81% | |
| 2 | AAPL | Apple Inc | 股票-科技 | 4.86% | -0.17% | +7.56% | |
| 3 | MSFT | Microsoft CORP | 股票-科技 | 3.52% | -0.49% | +3.52% | |
| 4 | AMZN | Amazon.com Inc | 股票-循環性消費 | 2.59% | -0.11% | +4.93% | |
| 5 | IQSM | Nyli Candriam US M/c Eq ETF | ETF-其他 | 2.29% | +0.03% | +35.24% | |
| 6 | CPLB | Nyli Mackay Core Plus Bond | ETF-其他 | 2.29% | -0.35% | +0.68% | |
| 7 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 2.25% | +0.16% | +7.58% | |
| 8 | IQSU | Nyli Candriam US L/c Eq ETF | ETF-其他 | 2.13% | -0.06% | +33.41% | |
| 9 | AVGO | Broadcom Inc | 股票-科技 | 1.81% | +0.03% | +5.19% | |
| 10 | LRND | Nyli US Lrg Cap R&d Lead-usd | ETF-其他 | 1.70% | +0.95% | +237.70% | |
| 11 | GOOG | Alphabet Inc-cl C | 股票-通訊服務 | 1.69% | +0.04% | +3.22% | |
| 12 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 1.55% | -0.25% | +5.35% | |
| 13 | IQSI | Nyli Candriam Intl Eqty ETF | ETF-其他 | 1.53% | -0.01% | +5.80% | |
| 14 | MGC | Vanguard Mega Cap ETF | ETF-其他 | 1.49% | -0.09% | +5.70% | |
| 15 | TSLA | Tesla Inc | 股票-循環性消費 | 1.32% | -0.07% | +2.78% | |
| 16 | FLOT | Ishares Floating Rate Bond E | ETF-其他 | 1.31% | +0.10% | -2.80% | |
| 17 | VGSH | Vanguard Short-term Treasury | ETF-政府公債 | 1.13% | -0.51% | -18.05% | |
| 18 | SECR | Nyli Mackay Secur Inc ETF | ETF-其他 | 1.04% | +0.20% | +1.67% | |
| 19 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 1.03% | -0.14% | +1.33% | |
| 20 | IQHI | Nyli Mackay High Income ETF | ETF-其他 | 0.94% | -0.11% | +20.95% | |
| 21 | LLY | Eli Lilly & Co | 股票-醫療保健 | 0.93% | +0.16% | +6.30% | |
| 22 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.93% | -0.08% | +0.35% | |
| 23 | HFXI | Nyli Ftse Intl Eq Cur Ntrl | ETF-其他 | 0.89% | -0.09% | -3.61% | |
| 24 | IWLG | Nyli Winslow Lrg Cap Grw ETF | ETF-其他 | 0.84% | -0.22% | -15.81% | |
| 25 | XOM | Exxon Mobil CORP | 股票-能源 | 0.83% | -0.28% | +0.41% | |
| 26 | IEFA | Ishares Core Msci Eafe ETF | ETF-其他 | 0.79% | -0.06% | +10.43% | |
| 27 | JNJ | Johnson & Johnson | 股票-醫療保健 | 0.69% | -0.10% | -1.79% | |
| 28 | WMT | Walmart Inc | 股票-非循環性消費 | 0.64% | -0.16% | +1.28% | |
| 29 | V | Visa Inc-class A Shares | 股票-金融 | 0.64% | -0.05% | +2.10% | |
| 30 | VEA | Vanguard Ftse Developed ETF | ETF-其他 | 0.62% | +0.10% | -10.01% | |
| 31 | AGG | Ishares Core U.s. Aggregate | ETF-其他 | 0.60% | -0.03% | +7.27% | |
| 32 | FLBL | Franklin Senior Loan ETF | ETF-其他 | 0.52% | +0.16% | +1.21% | |
| 33 | COST | Costco Wholesale CORP | 股票-非循環性消費 | 0.52% | -0.12% | +1.52% | |
| 34 | MA | Mastercard Inc - A | 股票-金融 | 0.51% | -0.08% | +1.77% | |
| 35 | MU | Micron Technology Inc | 股票-科技 | 0.48% | +0.88% | +3.00% | |
| 36 | NFLX | Netflix Inc | 股票-通訊服務 | 0.48% | -0.19% | +0.95% | |
| 37 | CVX | Chevron CORP | 股票-能源 | 0.46% | -0.16% | +0.35% | |
| 38 | ABBV | Abbvie Inc | 股票-醫療保健 | 0.45% | -0.02% | +1.31% | |
| 39 | SCHA | Schwab US Small-cap ETF | ETF-其他 | 0.44% | -0.01% | +2.39% | |
| 40 | VO | Vanguard Mid-cap ETF | ETF-其他 | 0.43% | -0.04% | +9.15% | |
| 41 | PG | Procter & Gamble Co/the | 股票-非循環性消費 | 0.42% | -0.06% | +2.24% | |
| 42 | AMD | Advanced Micro Devices | 股票-科技 | 0.42% | +0.56% | +2.81% | |
| 43 | IJR | Ishares Core S&p Small-cap E | ETF-中小型股 | 0.42% | +0.09% | -0.60% | |
| 44 | CSCO | Cisco Systems Inc | 股票-科技 | 0.41% | +0.12% | +7.49% | |
| 45 | HD | Home Depot Inc | 股票-循環性消費 | 0.41% | -0.04% | +2.64% | |
| 46 | BAC | Bank Of America CORP | 股票-金融 | 0.41% | -0.02% | +1.21% | |
| 47 | FLRN | Ss Spdr Bb Ig Float Rt ETF | ETF-其他 | 0.40% | +0.02% | -3.00% | |
| 48 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 0.39% | -0.13% | +1.31% | |
| 49 | CAT | Caterpillar Inc | 股票-工業 | 0.39% | +0.09% | +0.74% | |
| 50 | EMXC | Ishares Msci Emr Mrk Ex Chna | ETF-其他 | 0.38% | +0.06% | -18.78% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | LRND | Nyli US Lrg Cap R&d Lead-usd | +1.1% | +237.70% | 加碼 |
| 2 | IQSM | Nyli Candriam US M/c Eq ETF | +0.6% | +35.24% | 加碼 |
| 3 | IQSU | Nyli Candriam US L/c Eq ETF | +0.4% | +33.41% | 加碼 |
| 4 | XOM | Exxon Mobil CORP | +0.2% | +0.41% | 加碼 |
| 5 | VMBS | Vanguard Mortgage-backed Sec | +0.2% | +4090.45% | 加碼 |
| 6 | IQHI | Nyli Mackay High Income ETF | +0.1% | +20.95% | 加碼 |
| 7 | VRT | Vertiv Holdings Co-a | +0.1% | +2466.88% | 加碼 |
| 8 | CVX | Chevron CORP | +0.1% | +0.35% | 加碼 |
| 9 | AMAT | Applied Materials Inc | +0.1% | +7.45% | 加碼 |
| 10 | JNJ | Johnson & Johnson | +0.1% | -1.79% | 減碼 |
| 11 | LRCX | Lam Research CORP | +0.1% | +7.14% | 加碼 |
| 12 | MU | Micron Technology Inc | +0.1% | +3.00% | 加碼 |
| 13 | GEV | GE Vernova Inc | +0.1% | +2.33% | 加碼 |
| 14 | IEFA | Ishares Core Msci Eafe ETF | +0.1% | +10.43% | 加碼 |
| 15 | COST | Costco Wholesale CORP | +0.1% | +1.52% | 加碼 |
| 16 | CAT | Caterpillar Inc | +0.1% | +0.74% | 加碼 |
| 17 | SNDK | Sandisk CORP | +0.1% | +7.42% | 加碼 |
| 18 | WBD | Warner Bros Discovery Inc | +0.1% | +86.20% | 加碼 |
| 19 | IQSI | Nyli Candriam Intl Eqty ETF | +0.1% | +5.80% | 加碼 |
| 20 | WMT | Walmart Inc | +0.1% | +1.28% | 加碼 |
| 21 | WTRG | Essential Utilities Inc | +0.1% | +769.87% | 加碼 |
| 22 | VZ | Verizon Communications Inc | +0.1% | +2.65% | 加碼 |
| 23 | INTC | Intel CORP | +0.1% | +7.22% | 加碼 |
| 24 | COP | Conocophillips | +0.1% | +0.46% | 加碼 |
| 25 | PEP | Pepsico Inc | +0.1% | +11.00% | 加碼 |
| 26 | DE | Deere & Co | +0.1% | +11.36% | 加碼 |
| 27 | WDC | Western Digital CORP | +0.1% | +8.59% | 加碼 |
| 28 | USIG | Ishares Broad Usd Investment | +0.1% | +34.06% | 加碼 |
| 29 | GLW | Corning Inc | 0% | +2.91% | 加碼 |
| 30 | KLAC | Kla CORP | 0% | +2.73% | 加碼 |
| 31 | MRK | Merck & Co. Inc. | 0% | +1.31% | 加碼 |
| 32 | PEN | Penumbra Inc | 0% | +476.41% | 加碼 |
| 33 | VTV | Vanguard Value ETF | 0% | +31.14% | 加碼 |
| 34 | VGIT | Vanguard Intermediate-term T | 0% | +27.89% | 加碼 |
| 35 | T | At&t Inc | 0% | +1.20% | 加碼 |
| 36 | LITE | Lumentum Holdings Inc | 0% | +44.31% | 加碼 |
| 37 | WBS | Webster Financial CORP | 0% | +787.84% | 加碼 |
| 38 | PM | Philip Morris International | 0% | +10.52% | 加碼 |
| 39 | NEE | Nextera Energy Inc | 0% | +2.83% | 加碼 |
| 40 | DBMF | Imgp Dbi Managed Futures Str | 0% | +19.68% | 加碼 |
| 41 | AGG | Ishares Core U.s. Aggregate | 0% | +7.27% | 加碼 |
| 42 | VLO | Valero Energy CORP | 0% | +1.86% | 加碼 |
| 43 | USHY | Ishares Broad Usd High Yield | 0% | +14.26% | 加碼 |
| 44 | ADI | Analog Devices Inc | 0% | +1.98% | 加碼 |
| 45 | KO | Coca-cola Co/the | 0% | +1.23% | 加碼 |
| 46 | GILD | Gilead Sciences Inc | 0% | +2.79% | 加碼 |
| 47 | MPC | Marathon Petroleum CORP | 0% | +0.46% | 加碼 |
| 48 | EQIX | Equinix Inc | 0% | +2.70% | 加碼 |
| 49 | PSX | Phillips 66 | 0% | +1.31% | 加碼 |
| 50 | ICVT | Ishares Convertible Bond ETF | 0% | +7.24% | 加碼 |
根據 SEC 官方 Form 13F 申報備案，New York Life Investment Management LLC 在 Q1 2026 季度的美股持倉總市值約為 US$143.2億，共申報了 781 個公開持股部位。
在 Q1 2026 季度，New York Life Investment Management LLC 按市值排列的前三大核心持股分別為：NVDA (5.2%)、AAPL (4.9%)、MSFT (3.5%)。其中最大持股部位 NVDA 佔據整體投資組合約 5.2% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
CIEN
市值: US$759.9萬
本季最大獲利了結 / 清倉標的
DAY
前期市值: US$1133.2萬
在 Q1 2026 季度中，New York Life Investment Management LLC 共進行了 199 項持倉異動，包含新建倉 21 個部位、加碼 143 個部位、減碼 19 個部位以及清倉 16 個部位。 其中最大新建倉標的為 CIEN。 本季清倉部位包含 DAY。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。