13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001783139
申報總市值
US$3.9億
US$3.9億
85 檔
148.5%
在 Q3 2024 的 13F 官方備案中，III Capital Management 管理的美股投資組合規模來到 US$3.9億，整體持股檔數為 85 檔。
從 Q3 2024 申報觀察，III Capital Management 採取防禦導向的調倉策略，本季減碼 37 檔個股並出清 42 檔部位，顯示機構在該時期進行風險控制與流動性回收。
在資產配置集中度方面，III Capital Management 的前 5 大核心持股（包含 NSIT 0.75 02-15-25, CYBR 0 11-15-24, BKNG 0.75 05-01-25 等）合計佔整體申報市值的 148.5%，反映機構在主要關鍵部位上的權重分佈。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NSIT 0.75 02-15-25債券 | Insight Enterprs | 債券 | 9.59% | — | +8.27% | |
| 2 | CYBR 0 11-15-24債券 | Cyberark Software LTD | 債券 | 9.50% | — | +27.12% | |
| 3 | BKNG 0.75 05-01-25債券 | Booking Holdings Inc | 債券 | 9.24% | — | -18.18% | |
| 4 | BKLN | Invesco Senior Loan ETF | ETF-其他 | 8.62% | — | -5.61% | |
| 5 | SPOT 0 03-15-26債券 | Spotify USA Inc | 債券 | 6.03% | — | — | |
| 6 | GTLS 1 11-15-24債券 | Chart Industries Inc | 債券 | 4.88% | — | — | |
| 7 | SO 3.875 12-15-25債券 | Southern Co | 債券 | 4.86% | — | -9.51% | |
| 8 | STX 3.5 06-01-28債券 | Seagate Hdd Cayman | 債券 | 3.53% | — | — | |
| 9 | PRGS 1 04-15-26債券 | Progress Software CORP | 債券 | 3.41% | — | +18.60% | |
| 10 | INVA 2.5 08-15-25債券 | Innoviva Inc | 債券 | 3.17% | — | -0.37% | |
| 11 | BSY 0.125 01-15-26債券 | Bentley Systems Inc | 債券 | 3.13% | — | — | |
| 12 | LCII 1.125 05-15-26債券 | Lci Industries | 債券 | 2.67% | — | -10.04% | |
| 13 | MTN 0 01-01-26債券 | Vail Resorts Inc | 債券 | 2.60% | — | +13.58% | |
| 14 | NEE 7.299 06-01-27債券 | Nextera Energy Inc | 債券 | 2.27% | — | +9.90% | |
| 15 | ETSY 0.125 10-01-26債券 | Etsy Inc | 債券 | 2.21% | — | -40.90% | |
| 16 | DVAX 2.5 05-15-26債券 | Dynavax Technologies | 債券 | 2.15% | — | +39.56% | |
| 17 | SHOPCN 0.125 11-01-25債券 | Shopify Inc | 債券 | 2.13% | — | — | |
| 18 | PCG | P G & E CORP | 股票-公用事業 | 2.06% | — | — | |
| 19 | BAC 0.6 05-25-27 MTN債券 | Bofa Finance LLC | 債券 | 1.63% | — | — | |
| 20 | CCIVGBP | Lucid Group Inc | 股票-其他 | 1.62% | — | -24.97% | |
| 21 | NIO | Nio Inc - Adr | 股票-循環性消費 | 1.41% | — | -1.85% | |
| 22 | F | Ford Motor Co | 股票-循環性消費 | 1.36% | — | -4.42% | |
| 23 | AKAM 1.125 02-15-29債券 | Akamai Technologies Inc | 債券 | 1.31% | — | — | |
| 24 | BABA | Alibaba Group Holding-sp Adr | 股票-循環性消費 | 0.75% | — | — | |
| 25 | SAVEEUR | Spirit Airlines Inc | 股票-其他 | 0.60% | — | +44.75% | |
| 26 | NIO 3.875 10-15-29債券 | Nio Inc | 債券 | 0.53% | — | — | |
| 27 | AGCN 0.375 01-15-27債券 | First Majestic Silver | 債券 | 0.48% | — | -1.64% | |
| 28 | BYND 0 03-15-27債券 | Beyond Meat Inc | 債券 | 0.48% | — | -3.32% | |
| 29 | PRGS | Progress Software CORP | 股票-其他 | 0.47% | — | -69.52% | |
| 30 | NIO 4.625 10-15-30債券 | Nio Inc | 債券 | 0.46% | — | — | |
| 31 | BYND | Beyond Meat Inc | 股票-非循環性消費 | 0.44% | — | +169.78% | |
| 32 | AKAM 0.375 09-01-27債券 | Akamai Technologies Inc | 債券 | 0.40% | — | — | |
| 33 | HRI | Herc Holdings Inc | 股票-其他 | 0.37% | +0.31% | +58.27% | |
| 34 | RTO | Rentokil Initial Plc-sp Adr | 股票-其他 | 0.37% | -0.16% | +47.33% | |
| 35 | EXPE | Expedia Group Inc | 股票-循環性消費 | 0.36% | +0.13% | NEW | |
| 36 | CRH | CRH plc | 股票-原物料 | 0.36% | +0.04% | +29.00% | |
| 37 | FUN | Six Flags Entertainment CORP | 股票-其他 | 0.35% | — | — | |
| 38 | REAL 1 03-01-28債券 | THE Realreal Inc | 債券 | 0.33% | — | -37.71% | |
| 39 | WDC | Western Digital CORP | 股票-科技 | 0.32% | +0.18% | -83.21% | |
| 40 | SAVE 1 05-15-26債券 | Spirit Airlines Inc | 債券 | 0.31% | — | +21.66% | |
| 41 | BWA | Borgwarner Inc | 股票-循環性消費 | 0.31% | — | +43.63% | |
| 42 | OUT | OUTFRONT Media Inc. | 股票-其他 | 0.30% | — | +8.44% | |
| 43 | UNIT | Uniti Group Inc. | 股票-其他 | 0.28% | — | — | |
| 44 | VSTS | Vestis CORP | 股票-其他 | 0.28% | — | +21.89% | |
| 45 | XLP | Ss Consumer Staples Sel Sect | ETF-其他 | 0.20% | -1.09% | EXIT | |
| 46 | BYD | Boyd Gaming CORP | 股票-循環性消費 | 0.18% | +0.10% | -29.56% | |
| 47 | WYNN | Wynn Resorts LTD | 股票-循環性消費 | 0.17% | +0.73% | — | |
| 48 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 0.16% | -0.09% | +71.30% | |
| 49 | LSEA | Landsea Homes CORP | 股票-其他 | 0.14% | — | -16.95% | |
| 50 | CZR | Caesars Entertainment Inc | 股票-循環性消費 | 0.12% | -0.38% | EXIT |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | SPOT 0 03-15-26債券 | Spotify USA Inc | +6% | NEW | 新建倉 |
| 2 | CYBR 0 11-15-24債券 | Cyberark Software LTD | +5.1% | +27.12% | 加碼 |
| 3 | NSIT 0.75 02-15-25債券 | Insight Enterprs | +4.4% | +8.27% | 加碼 |
| 4 | STX 3.5 06-01-28債券 | Seagate Hdd Cayman | +3.5% | NEW | 新建倉 |
| 5 | BSY 0.125 01-15-26債券 | Bentley Systems Inc | +3.1% | NEW | 新建倉 |
| 6 | BKLN | Invesco Senior Loan ETF | +2.8% | -5.61% | 減碼 |
| 7 | BKNG 0.75 05-01-25債券 | Booking Holdings Inc | +2.5% | -18.18% | 減碼 |
| 8 | SHOPCN 0.125 11-01-25債券 | Shopify Inc | +2.1% | NEW | 新建倉 |
| 9 | PRGS 1 04-15-26債券 | Progress Software CORP | +1.9% | +18.60% | 加碼 |
| 10 | SO 3.875 12-15-25債券 | Southern Co | +1.7% | -9.51% | 減碼 |
| 11 | BAC 0.6 05-25-27 MTN債券 | Bofa Finance LLC | +1.6% | NEW | 新建倉 |
| 12 | INVA 2.5 08-15-25債券 | Innoviva Inc | +1.3% | -0.37% | 減碼 |
| 13 | AKAM 1.125 02-15-29債券 | Akamai Technologies Inc | +1.3% | NEW | 新建倉 |
| 14 | GTLS 1 11-15-24債券 | Chart Industries Inc | +1.3% | — | 不變 |
| 15 | MTN 0 01-01-26債券 | Vail Resorts Inc | +1.2% | +13.58% | 加碼 |
| 16 | DVAX 2.5 05-15-26債券 | Dynavax Technologies | +1.2% | +39.56% | 加碼 |
| 17 | NEE 7.299 06-01-27債券 | Nextera Energy Inc | +1.1% | +9.90% | 加碼 |
| 18 | LCII 1.125 05-15-26債券 | Lci Industries | +0.9% | -10.04% | 減碼 |
| 19 | PCG | P G & E CORP | +0.9% | — | 不變 |
| 20 | NIO | Nio Inc - Adr | +0.8% | -1.85% | 減碼 |
| 21 | CCIVGBP | Lucid Group Inc | +0.6% | -24.97% | 減碼 |
| 22 | NIO 3.875 10-15-29債券 | Nio Inc | +0.5% | NEW | 新建倉 |
| 23 | NIO 4.625 10-15-30債券 | Nio Inc | +0.5% | NEW | 新建倉 |
| 24 | BABA | Alibaba Group Holding-sp Adr | +0.4% | — | 不變 |
| 25 | AKAM 0.375 09-01-27債券 | Akamai Technologies Inc | +0.4% | NEW | 新建倉 |
| 26 | EXPE | Expedia Group Inc | +0.4% | NEW | 新建倉 |
| 27 | FUN | Six Flags Entertainment CORP | +0.4% | NEW | 新建倉 |
| 28 | BYND | Beyond Meat Inc | +0.3% | +169.78% | 加碼 |
| 29 | F | Ford Motor Co | +0.3% | -4.42% | 減碼 |
| 30 | HRI | Herc Holdings Inc | +0.3% | +58.27% | 加碼 |
| 31 | CRH | CRH plc | +0.2% | +29.00% | 加碼 |
| 32 | SAVEEUR | Spirit Airlines Inc | +0.2% | +44.75% | 加碼 |
| 33 | UNIT | Uniti Group Inc. | +0.2% | — | 不變 |
| 34 | BWA | Borgwarner Inc | +0.2% | +43.63% | 加碼 |
| 35 | AGCN 0.375 01-15-27債券 | First Majestic Silver | +0.2% | -1.64% | 減碼 |
| 36 | RTO | Rentokil Initial Plc-sp Adr | +0.2% | +47.33% | 加碼 |
| 37 | WYNN | Wynn Resorts LTD | +0.2% | NEW | 新建倉 |
| 38 | VSTS | Vestis CORP | +0.2% | +21.89% | 加碼 |
| 39 | OUT | OUTFRONT Media Inc. | +0.2% | +8.44% | 加碼 |
| 40 | XLP | Ss Consumer Staples Sel Sect | +0.1% | +45.00% | 加碼 |
| 41 | GME | GameStop Corp. | +0.1% | NEW | 新建倉 |
| 42 | META | Meta Platforms Inc-class A | +0.1% | +71.30% | 加碼 |
| 43 | W | Wayfair Inc- Class A | +0.1% | NEW | 新建倉 |
| 44 | WSM | Williams-sonoma Inc | +0.1% | NEW | 新建倉 |
| 45 | CZR | Caesars Entertainment Inc | +0.1% | +117.44% | 加碼 |
| 46 | BYND 0 03-15-27債券 | Beyond Meat Inc | +0.1% | -3.32% | 減碼 |
| 47 | CTAS | Cintas CORP | +0.1% | NEW | 新建倉 |
| 48 | GDEN | Golden Entertainment Inc | +0.1% | +105.07% | 加碼 |
| 49 | LSEA | Landsea Homes CORP | +0.1% | -16.95% | 減碼 |
| 50 | SAVE 1 05-15-26債券 | Spirit Airlines Inc | +0.1% | +21.66% | 加碼 |
根據 SEC 官方 Form 13F 申報備案，III Capital Management 在 Q3 2024 季度的美股持倉總市值約為 US$3.9億，共申報了 85 個公開持股部位。
在 Q3 2024 季度，III Capital Management 按市值排列的前三大核心持股分別為：NSIT 0.75 02-15-25 (9.6%)、CYBR 0 11-15-24 (9.5%)、BKNG 0.75 05-01-25 (9.2%)。其中最大持股部位 NSIT 0.75 02-15-25 佔據整體投資組合約 9.6% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
SPOT 0 03-15-26
市值: US$8201.3萬
本季最大獲利了結 / 清倉標的
RCL 6 08-15-25
前期市值: US$2.0億
在 Q3 2024 季度中，III Capital Management 共進行了 118 項持倉異動，包含新建倉 18 個部位、加碼 21 個部位、減碼 37 個部位以及清倉 42 個部位。 其中最大新建倉標的為 SPOT 0 03-15-26。 本季清倉部位包含 RCL 6 08-15-25。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。