13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001616659
申報總市值
—
US$1.7億
85 檔
28.6%
Q3 2024 季度申報顯示，Harbert Fund Advisors, LLC 揭露的美股組合總市值為 US$1.7億，涵蓋 85 個不同之權益投資部位。
Q3 2024 的申報記錄反映 Harbert Fund Advisors, LLC 的板塊替換策略：機構本季推動了 52 筆增持與 41 筆減持，籌碼呈現明顯的結構重組。
檢視投資組合結構，前 5 大主力部位（包含 PENN, MSFT, SPY）占據了總市值的 28.6%，展現出該機構在 Q3 2024 的重點資金聚焦與風險分佈特徵。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | PENN | Penn Entertainment Inc | 股票-循環性消費 | 6.79% | — | — | |
| 2 | MSFT | Microsoft CORP | 股票-科技 | 6.17% | — | +36.62% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 5.94% | — | +40.00% | |
| 4 | AMZN | Amazon.com Inc | 股票-循環性消費 | 4.96% | — | +4.65% | |
| 5 | TBCH | Turtle Beach CORP | 股票-其他 | 4.74% | — | — | |
| 6 | GOOG | Alphabet Inc-cl C | 股票-通訊服務 | 4.20% | — | +183.33% | |
| 7 | ENZB | Enzo Biochem Inc | 股票-其他 | 3.43% | — | — | |
| 8 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 3.22% | — | +80.95% | |
| 9 | INFU | Infusystem Holdings Inc | 股票-其他 | 2.45% | — | — | |
| 10 | NVDA | Nvidia CORP | 股票-科技 | 2.19% | — | — | |
| 11 | AAPL | Apple Inc | 股票-科技 | 2.17% | — | — | |
| 12 | MA | Mastercard Inc - A | 股票-金融 | 2.06% | — | +56.67% | |
| 13 | CVS | Cvs Health CORP | 股票-醫療保健 | 2.05% | — | — | |
| 14 | LQDA | Liquidia CORP | 股票-其他 | 2.01% | — | — | |
| 15 | ARAY | Accuray Inc | 股票-其他 | 1.97% | — | — | |
| 16 | V | Visa Inc-class A Shares | 股票-金融 | 1.91% | — | +56.67% | |
| 17 | TACT | Transact Technologies Inc | 股票-其他 | 1.84% | — | — | |
| 18 | ✓ | 股票-其他 | 1.78% | — | — | ||
| 19 | INVE | Identiv Inc | 股票-其他 | 1.64% | — | — | |
| 20 | IWM | Ishares Russell 2000 ETF | ETF-中小型股 | 1.63% | — | — | |
| 21 | ELV | Elevance Health Inc | 股票-醫療保健 | 1.62% | — | -8.70% | |
| 22 | IQV | Iqvia Holdings Inc | 股票-醫療保健 | 1.61% | — | +58.62% | |
| 23 | UNH | Unitedhealth Group Inc | 股票-醫療保健 | 1.56% | — | +200.00% | |
| 24 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 1.44% | — | -66.67% | |
| 25 | INSE | Inspired Entertainment Inc | 股票-其他 | 1.42% | — | — | |
| 26 | FENC | Fennec Pharmaceuticals Inc | 股票-其他 | 1.38% | — | — | |
| 27 | BSX | Boston Scientific CORP | 股票-醫療保健 | 1.24% | — | +283.14% | |
| 28 | ECVT | Ecovyst Inc | 股票-其他 | 1.20% | — | — | |
| 29 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 1.16% | — | +36.36% | |
| 30 | IIIV | I3 Verticals Inc-class A | 股票-其他 | 1.03% | — | — | |
| 31 | HUM | Humana Inc | 股票-醫療保健 | 0.94% | — | — | |
| 32 | AVGO | Broadcom Inc | 股票-科技 | 0.89% | — | — | |
| 33 | MCO | Moody's CORP | 股票-金融 | 0.88% | — | +26.00% | |
| 34 | SPGI | S&p Global Inc | 股票-金融 | 0.76% | — | +6.38% | |
| 35 | GOOS | Canada Goose Holdings Inc | 股票-其他 | 0.76% | — | — | |
| 36 | TMO | Thermo Fisher Scientific Inc | 股票-醫療保健 | 0.75% | — | +12.33% | |
| 37 | ISRG | Intuitive Surgical Inc | 股票-醫療保健 | 0.75% | — | +3.00% | |
| 38 | CPRI | Capri Holdings Limited | 股票-循環性消費 | 0.73% | — | — | |
| 39 | XYZ | Block Inc | 股票-金融 | 0.70% | — | +16.67% | |
| 40 | PCT | Purecycle Technologies Inc | 股票-其他 | 0.68% | — | — | |
| 41 | ✓ | Streamline Health Solutions | 股票-其他 | 0.66% | — | — | |
| 42 | PANW | Palo Alto Networks Inc | 股票-科技 | 0.61% | — | +100.00% | |
| 43 | NEE | Nextera Energy Inc | 股票-公用事業 | 0.59% | — | +196.25% | |
| 44 | NRG | Nrg Energy Inc | 股票-公用事業 | 0.59% | — | — | |
| 45 | TLT | Ishares 20+ Year Treasury Bd | ETF-政府公債 | 0.58% | — | — | |
| 46 | ETN | Eaton Corporation plc | 股票-工業 | 0.50% | — | +55.38% | |
| 47 | PCOR | Procore Technologies Inc | 股票-科技 | 0.48% | — | +15.22% | |
| 48 | NFLX | Netflix Inc | 股票-通訊服務 | 0.46% | — | +120.00% | |
| 49 | OXY | Occidental Petroleum CORP | 股票-能源 | 0.46% | — | — | |
| 50 | UNP | Union Pacific CORP | 股票-工業 | 0.45% | — | +36.67% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | GOOG | Alphabet Inc-cl C | +2.2% | +183.33% | 加碼 |
| 2 | NVDA | Nvidia CORP | +2.2% | NEW | 新建倉 |
| 3 | AAPL | Apple Inc | +2.2% | NEW | 新建倉 |
| 4 | CVS | Cvs Health CORP | +2.1% | NEW | 新建倉 |
| 5 | IWM | Ishares Russell 2000 ETF | +1.6% | NEW | 新建倉 |
| 6 | META | Meta Platforms Inc-class A | +1.3% | +80.95% | 加碼 |
| 7 | SPY | Ss Spdr S&p 500 ETF Trust-us | +1.1% | +40.00% | 加碼 |
| 8 | UNH | Unitedhealth Group Inc | +1% | +200.00% | 加碼 |
| 9 | HUM | Humana Inc | +0.9% | NEW | 新建倉 |
| 10 | AVGO | Broadcom Inc | +0.9% | NEW | 新建倉 |
| 11 | BSX | Boston Scientific CORP | +0.9% | +283.14% | 加碼 |
| 12 | GOOS | Canada Goose Holdings Inc | +0.8% | NEW | 新建倉 |
| 13 | CPRI | Capri Holdings Limited | +0.7% | NEW | 新建倉 |
| 14 | MA | Mastercard Inc - A | +0.7% | +56.67% | 加碼 |
| 15 | NRG | Nrg Energy Inc | +0.6% | NEW | 新建倉 |
| 16 | TLT | Ishares 20+ Year Treasury Bd | +0.6% | NEW | 新建倉 |
| 17 | MSFT | Microsoft CORP | +0.5% | +36.62% | 加碼 |
| 18 | IQV | Iqvia Holdings Inc | +0.5% | +58.62% | 加碼 |
| 19 | V | Visa Inc-class A Shares | +0.5% | +56.67% | 加碼 |
| 20 | OXY | Occidental Petroleum CORP | +0.5% | NEW | 新建倉 |
| 21 | TRMD | TORM plc | +0.4% | NEW | 新建倉 |
| 22 | NEE | Nextera Energy Inc | +0.4% | +196.25% | 加碼 |
| 23 | XOM | Exxon Mobil CORP | +0.4% | NEW | 新建倉 |
| 24 | ADBE | Adobe Inc | +0.3% | NEW | 新建倉 |
| 25 | TDG | Transdigm Group Inc | +0.3% | NEW | 新建倉 |
| 26 | ENPH | Enphase Energy Inc | +0.3% | NEW | 新建倉 |
| 27 | PANW | Palo Alto Networks Inc | +0.3% | +100.00% | 加碼 |
| 28 | THC | Tenet Healthcare CORP | +0.2% | +122.97% | 加碼 |
| 29 | GDX | Vaneck Gold Miners ETF | +0.2% | NEW | 新建倉 |
| 30 | NFLX | Netflix Inc | +0.2% | +120.00% | 加碼 |
| 31 | OKTA | Okta Inc | +0.2% | NEW | 新建倉 |
| 32 | SPOT | Spotify Technology S.A. | +0.2% | +87.50% | 加碼 |
| 33 | PCT | Purecycle Technologies Inc | +0.2% | — | 不變 |
| 34 | AME | Ametek Inc | +0.2% | NEW | 新建倉 |
| 35 | TSM | Taiwan Semiconductor-sp Adr | +0.1% | +36.36% | 加碼 |
| 36 | ETN | Eaton Corporation plc | +0.1% | +55.38% | 加碼 |
| 37 | TACT | Transact Technologies Inc | +0.1% | — | 不變 |
| 38 | MCO | Moody's CORP | +0.1% | +26.00% | 加碼 |
| 39 | SBAC | Sba Communications CORP | +0.1% | +90.48% | 加碼 |
| 40 | IBB | Ishares Biotechnology ETF | +0.1% | +89.19% | 加碼 |
| 41 | UNP | Union Pacific CORP | +0.1% | +36.67% | 加碼 |
| 42 | XBI | Ss Spdr S&p Biotech ETF | +0.1% | +39.09% | 加碼 |
| 43 | DE | Deere & Co | +0.1% | +27.27% | 加碼 |
| 44 | PLD | Prologis Inc | +0.1% | +33.33% | 加碼 |
| 45 | AMT | American Tower CORP | 0% | +14.29% | 加碼 |
| 46 | TMO | Thermo Fisher Scientific Inc | 0% | +12.33% | 加碼 |
| 47 | SPGI | S&p Global Inc | 0% | +6.38% | 加碼 |
| 48 | XYZ | Block Inc | 0% | +16.67% | 加碼 |
| 49 | DLR | Digital Realty Trust Inc | 0% | +16.67% | 加碼 |
| 50 | ✓ | Jaws Mustang Acquisition Cor | — | — | 不變 |
根據 SEC 官方 Form 13F 申報備案，Harbert Fund Advisors, LLC 在 Q3 2024 季度的美股持倉總市值約為 US$1.7億，共申報了 85 個公開持股部位。
在 Q3 2024 季度，Harbert Fund Advisors, LLC 按市值排列的前三大核心持股分別為：PENN (6.8%)、MSFT (6.2%)、SPY (5.9%)。其中最大持股部位 PENN 佔據整體投資組合約 6.8% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
NVDA
市值: US$370.4萬
本季最大獲利了結 / 清倉標的
AMD
前期市值: US$243.3萬
在 Q3 2024 季度中，Harbert Fund Advisors, LLC 共進行了 93 項持倉異動，包含新建倉 19 個部位、加碼 33 個部位、減碼 13 個部位以及清倉 28 個部位。 其中最大新建倉標的為 NVDA。 本季清倉部位包含 AMD。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。