13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001283072
申報總市值
US$158.9億
US$158.9億
1738 檔
14.3%
Q4 2025 季度申報顯示，Guggenheim Capital LLC 揭露的美股組合總市值為 US$158.9億，涵蓋 1738 個不同之權益投資部位。
Guggenheim Capital LLC 在 Q4 2025 進行了結構性的板塊輪動與部位換股。在開立 2 個全新部位及加碼 88 檔持股的同時，亦同步清倉 4 檔並減碼 105 檔標的。
整體而言，Guggenheim Capital LLC 的前 5 大持股（包含 NVDA, AAPL, SPY）貢獻了組合市值的 14.3%，形成該機構在 Q4 2025 季度的基本面基石。
僅顯示前 200 大持股（共 1738 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | 股票-科技 | 4.16% | -0.02% | -8.19% | |
| 2 | AAPL | Apple Inc | 股票-科技 | 3.44% | -0.08% | -8.24% | |
| 3 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 3.28% | +0.36% | +3.67% | |
| 4 | MSFT | Microsoft CORP | 股票-科技 | 3.27% | -0.28% | -6.63% | |
| 5 | AVGO | Broadcom Inc | 股票-科技 | 2.13% | +0.09% | -25.07% | |
| 6 | AMZN | Amazon.com Inc | 股票-循環性消費 | 2.11% | -0.01% | -7.39% | |
| 7 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 1.94% | +0.10% | -8.52% | |
| 8 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 1.83% | -0.20% | +10.81% | |
| 9 | TSLA | Tesla Inc | 股票-循環性消費 | 1.32% | +0.02% | +8.27% | |
| 10 | GOOG | Alphabet Inc-cl C | 股票-通訊服務 | 1.20% | +0.08% | -8.78% | |
| 11 | LRCX | Lam Research CORP | 股票-科技 | 1.09% | +0.99% | +4.57% | |
| 12 | MU | Micron Technology Inc | 股票-科技 | 1.06% | +2.19% | +3.86% | |
| 13 | CSCO | Cisco Systems Inc | 股票-科技 | 1.04% | +0.21% | -2.72% | |
| 14 | COST | Costco Wholesale CORP | 股票-非循環性消費 | 0.95% | -0.20% | +1.73% | |
| 15 | QCOM | Qualcomm Inc | 股票-科技 | 0.92% | +0.08% | -4.10% | |
| 16 | AMD | Advanced Micro Devices | 股票-科技 | 0.91% | +1.19% | +2.37% | |
| 17 | AMAT | Applied Materials Inc | 股票-科技 | 0.89% | +0.80% | -4.65% | |
| 18 | NFLX | Netflix Inc | 股票-通訊服務 | 0.79% | -0.23% | +926.54% | |
| 19 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 0.74% | -0.12% | +1.78% | |
| 20 | V | Visa Inc-class A Shares | 股票-金融 | 0.71% | -0.05% | -0.64% | |
| 21 | IVV | Ishares Core S&p 500 ETF | ETF-大型股與成長 | 0.67% | — | — | |
| 22 | BKNG | Booking Holdings Inc | 股票-循環性消費 | 0.65% | -0.05% | +2.62% | |
| 23 | PEP | Pepsico Inc | 股票-非循環性消費 | 0.62% | -0.16% | -0.51% | |
| 24 | SLV | Ishares Silver Trust | ETF-避險與商品 | 0.61% | -0.01% | -22.01% | |
| 25 | ADBE | Adobe Inc | 股票-科技 | 0.60% | -0.15% | +9.01% | |
| 26 | WM | Waste Management Inc | 股票-工業 | 0.60% | -0.15% | -2.33% | |
| 27 | AMGN | Amgen Inc | 股票-醫療保健 | 0.59% | -0.09% | +2.54% | |
| 28 | MRK | Merck & Co. Inc. | 股票-醫療保健 | 0.58% | -0.08% | +8.36% | |
| 29 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.57% | -0.05% | -0.21% | |
| 30 | MA | Mastercard Inc - A | 股票-金融 | 0.50% | -0.08% | +2.13% | |
| 31 | JNJ | Johnson & Johnson | 股票-醫療保健 | 0.49% | -0.13% | -2.46% | |
| 32 | KLAC | Kla CORP | 股票-科技 | 0.48% | +0.42% | +3.25% | |
| 33 | GILD | Gilead Sciences Inc | 股票-醫療保健 | 0.46% | -0.12% | -2.09% | |
| 34 | DASH | Doordash Inc - A | 股票-循環性消費 | 0.44% | +0.01% | +9.14% | |
| 35 | ABBV | Abbvie Inc | 股票-醫療保健 | 0.43% | -0.04% | +5.12% | |
| 36 | SNPS | Synopsys Inc | 股票-科技 | 0.43% | -0.04% | +3.76% | |
| 37 | GS | Goldman Sachs Group Inc | 股票-金融 | 0.43% | -0.01% | -2.28% | |
| 38 | ISRG | Intuitive Surgical Inc | 股票-醫療保健 | 0.42% | -0.09% | +6.38% | |
| 39 | ADI | Analog Devices Inc | 股票-科技 | 0.42% | +0.02% | -0.74% | |
| 40 | MCD | Mcdonald's CORP | 股票-循環性消費 | 0.42% | -0.12% | +0.76% | |
| 41 | MDLZ | Mondelez International Inc-a | 股票-非循環性消費 | 0.41% | -0.11% | +4.15% | |
| 42 | TMUS | T-mobile US Inc | 股票-通訊服務 | 0.41% | -0.10% | -0.66% | |
| 43 | ORLY | O'reilly Automotive Inc | 股票-循環性消費 | 0.39% | -0.06% | +15.54% | |
| 44 | CMCSA | Comcast Corp-class A | 股票-通訊服務 | 0.39% | -0.12% | -0.84% | |
| 45 | APP | Applovin Corp-class A | 股票-科技 | 0.39% | +0.07% | +2.01% | |
| 46 | PANW | Palo Alto Networks Inc | 股票-科技 | 0.38% | +0.25% | -6.42% | |
| 47 | ADP | Automatic Data Processing | 股票-科技 | 0.38% | -0.05% | +0.69% | |
| 48 | XOM | Exxon Mobil CORP | 股票-能源 | 0.37% | -0.22% | -4.89% | |
| 49 | SHY | Ishares 1-3 Year Treasury Bo | ETF-政府公債 | 0.36% | -0.09% | -3.05% | |
| 50 | INTC | Intel CORP | 股票-科技 | 0.36% | +0.66% | +4.35% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | MU | Micron Technology Inc | +0.5% | +3.86% | 加碼 |
| 2 | GOOGL | Alphabet Inc-cl A | +0.3% | -8.52% | 減碼 |
| 3 | LRCX | Lam Research CORP | +0.3% | +4.57% | 加碼 |
| 4 | AMD | Advanced Micro Devices | +0.2% | +2.37% | 加碼 |
| 5 | GOOG | Alphabet Inc-cl C | +0.2% | -8.78% | 減碼 |
| 6 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | +3.67% | 加碼 |
| 7 | MRK | Merck & Co. Inc. | +0.2% | +8.36% | 加碼 |
| 8 | AMAT | Applied Materials Inc | +0.1% | -4.65% | 減碼 |
| 9 | TSLA | Tesla Inc | +0.1% | +8.27% | 加碼 |
| 10 | ISRG | Intuitive Surgical Inc | +0.1% | +6.38% | 加碼 |
| 11 | WDC | Western Digital CORP | +0.1% | +259.49% | 加碼 |
| 12 | SLV | Ishares Silver Trust | +0.1% | -22.01% | 減碼 |
| 13 | AMGN | Amgen Inc | +0.1% | +2.54% | 加碼 |
| 14 | MPWR | Monolithic Power Systems Inc | +0.1% | +379.83% | 加碼 |
| 15 | CSCO | Cisco Systems Inc | +0.1% | -2.72% | 減碼 |
| 16 | ALNY | Alnylam Pharmaceuticals Inc | +0.1% | +365.33% | 加碼 |
| 17 | LLY | Eli Lilly & Co | +0.1% | +2.71% | 加碼 |
| 18 | REGN | Regeneron Pharmaceuticals | +0.1% | +6.17% | 加碼 |
| 19 | XNEAX | Nuveen Amt-fr Qlty Muni Inc | +0.1% | +52.02% | 加碼 |
| 20 | NAD | Nuveen Quality Municipal Inc | +0.1% | +45.93% | 加碼 |
| 21 | NVG | Nuveen Amt-fr Muni Crdt | +0.1% | +41.15% | 加碼 |
| 22 | KLAC | Kla CORP | +0.1% | +3.25% | 加碼 |
| 23 | INSM | Insmed Inc | +0.1% | +123.25% | 加碼 |
| 24 | NAC | Nuveen Ca Qlty Muni Inc | +0.1% | +28.59% | 加碼 |
| 25 | TEAM | Atlassian Corp-cl A | +0.1% | +67.49% | 加碼 |
| 26 | OMC | Omnicom Group | +0.1% | +82.92% | 加碼 |
| 27 | INTC | Intel CORP | +0.1% | +4.35% | 加碼 |
| 28 | VTEC | Vanguard Ca Tax-ex Bond | +0.1% | +104.80% | 加碼 |
| 29 | NUV | Nuveen Municipal Value | 0% | +41.75% | 加碼 |
| 30 | ADBE | Adobe Inc | 0% | +9.01% | 加碼 |
| 31 | CMF | Ishares California Muni Bond | 0% | +54.35% | 加碼 |
| 32 | GE | General Electric | 0% | +36.75% | 加碼 |
| 33 | JNJ | Johnson & Johnson | 0% | -2.46% | 減碼 |
| 34 | CAT | Caterpillar Inc | 0% | +1.40% | 加碼 |
| 35 | ACN | Accenture plc | 0% | +43.85% | 加碼 |
| 36 | VRTX | Vertex Pharmaceuticals Inc | 0% | -2.02% | 減碼 |
| 37 | GLD | Spdr Gold Shares | 0% | +10.26% | 加碼 |
| 38 | WMT | Walmart Inc | 0% | +7.15% | 加碼 |
| 39 | PWZ | Invesco California Amt-free | 0% | +46.53% | 加碼 |
| 40 | ADI | Analog Devices Inc | 0% | -0.74% | 減碼 |
| 41 | GILD | Gilead Sciences Inc | 0% | -2.09% | 減碼 |
| 42 | ECL | Ecolab Inc | 0% | +60.74% | 加碼 |
| 43 | CEG | Constellation Energy | 0% | +1.78% | 加碼 |
| 44 | LEO | Bny Mellon Strategic Muni | 0% | +60.30% | 加碼 |
| 45 | PLD | Prologis Inc | 0% | +9.06% | 加碼 |
| 46 | GS | Goldman Sachs Group Inc | 0% | -2.28% | 減碼 |
| 47 | SHOP | Shopify Inc - Class A | 0% | +1.15% | 加碼 |
| 48 | ADSK | Autodesk Inc | 0% | +21.42% | 加碼 |
| 49 | MCO | Moody's CORP | 0% | +145.49% | 加碼 |
| 50 | MAR | Marriott International -cl A | 0% | +0.03% | 加碼 |
根據 SEC 官方 Form 13F 申報備案，Guggenheim Capital LLC 在 Q4 2025 季度的美股持倉總市值約為 US$158.9億，共申報了 1738 個公開持股部位。
在 Q4 2025 季度，Guggenheim Capital LLC 按市值排列的前三大核心持股分別為：NVDA (4.2%)、AAPL (3.4%)、SPY (3.3%)。其中最大持股部位 NVDA 佔據整體投資組合約 4.2% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
ARIS
市值: US$299.5萬
本季最大獲利了結 / 清倉標的
IPG
前期市值: US$689.0萬
在 Q4 2025 季度中，Guggenheim Capital LLC 共進行了 199 項持倉異動，包含新建倉 2 個部位、加碼 88 個部位、減碼 105 個部位以及清倉 4 個部位。 其中最大新建倉標的為 ARIS。 本季清倉部位包含 IPG。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。