13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0002109857
申報總市值
US$4421.6萬
US$4421.6萬
123 檔
61.5%
在 Q1 2026 的 13F 官方備案中，Garton & Associates Financial Advisors LLC 管理的美股投資組合規模來到 US$4421.6萬，整體持股檔數為 123 檔。
從 Q1 2026 申報觀察，Garton & Associates Financial Advisors LLC 採取防禦導向的調倉策略，本季減碼 32 檔個股並出清 147 檔部位，顯示機構在該時期進行風險控制與流動性回收。
從部位權重觀察，前 5 大標的（包含 SWVXX, FBGRX, AAPL）累計市值佔比達 61.5%，是驅動 Garton & Associates Financial Advisors LLC 該季度整體投資組合績效表現的核心支柱。
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | SWVXX | Schwa Prime Adv Money Fd-inv | 股票-其他 | 6.71% | -6.71% | EXIT | |
| 2 | FBGRX | Fidelity Blue Chip Growth | 股票-其他 | 4.28% | -4.28% | EXIT | |
| 3 | AAPL | Apple Inc | 股票-科技 | 4.16% | +8.31% | -3.28% | |
| 4 | AVGO | Broadcom Inc | 股票-科技 | 3.64% | +8.78% | -9.91% | |
| 5 | AMZN | Amazon.com Inc | 股票-循環性消費 | 3.48% | +4.94% | -9.85% | |
| 6 | FAGIX | Fidelity Capital & Income | 股票-其他 | 3.45% | -3.45% | EXIT | |
| 7 | MSFT | Microsoft CORP | 股票-科技 | 3.17% | -3.17% | EXIT | |
| 8 | FTHSX | Fullthaler Beh S/c Eqty-inst | 股票-其他 | 2.96% | -2.96% | EXIT | |
| 9 | TRAIX | T Rowe Pr Captl Apprec-i | 股票-其他 | 2.49% | -2.49% | EXIT | |
| 10 | FTXSX | Fullthaler Beh S/c Grw-inst | 股票-其他 | 2.43% | -2.43% | EXIT | |
| 11 | PNAIX | T Rowe Price All-cap Opp-i | 股票-其他 | 2.42% | -2.42% | EXIT | |
| 12 | AMBFX | American Balanced Fund-f2 | 股票-其他 | 2.38% | -2.38% | EXIT | |
| 13 | QQQM | Invesco Nasdaq 100 ETF | ETF-科技型 | 2.01% | +6.56% | +5.99% | |
| 14 | DUK | Duke Energy CORP | 股票-公用事業 | 1.72% | +3.08% | -16.37% | |
| 15 | PEP | Pepsico Inc | 股票-非循環性消費 | 1.67% | +2.10% | -0.08% | |
| 16 | FIS | Fidelity National Info Serv | 股票-科技 | 1.62% | -1.62% | EXIT | |
| 17 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 1.61% | -1.61% | EXIT | |
| 18 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 1.56% | -1.56% | EXIT | |
| 19 | SON | Sonoco Products Co | 股票-循環性消費 | 1.49% | -1.49% | EXIT | |
| 20 | TCAF | T Rowe Prc Cap Appreciation | ETF-其他 | 1.45% | +3.29% | +7.14% | |
| 21 | CVX | Chevron CORP | 股票-能源 | 1.44% | -1.44% | EXIT | |
| 22 | APGYX | AB Large Cap Growth-adv | 股票-其他 | 1.39% | -1.39% | EXIT | |
| 23 | EXC | Exelon CORP | 股票-公用事業 | 1.33% | +1.72% | -17.48% | |
| 24 | VYMI | Vanguard Int High Dvd Yld In | ETF-其他 | 1.27% | +2.65% | +1.45% | |
| 25 | UNP | Union Pacific CORP | 股票-工業 | 1.27% | -1.27% | EXIT | |
| 26 | AZN | AstraZeneca PLC | 股票-醫療保健 | 1.16% | -1.16% | EXIT | |
| 27 | HAS | Hasbro Inc | 股票-循環性消費 | 1.14% | +1.20% | -38.45% | |
| 28 | QQQ | Invesco Qqq Trust Series 1 | ETF-科技型 | 1.05% | -1.05% | EXIT | |
| 29 | SNAXX | Schwa Prime Adv Money Fd-ult | 股票-其他 | 1.03% | -1.03% | EXIT | |
| 30 | AMCR | Amcor plc | 股票-循環性消費 | 1.00% | +3.80% | — | |
| 31 | GNTX | Gentex CORP | 股票-循環性消費 | 0.97% | +2.25% | — | |
| 32 | MAEGX | Blackrock Uncon Equi Fd Inst | 股票-其他 | 0.97% | -0.97% | EXIT | |
| 33 | KO | Coca-cola Co/the | 股票-非循環性消費 | 0.93% | +2.14% | +29.68% | |
| 34 | RBCAA | Republic Bancorp Inc-class A | 股票-其他 | 0.93% | +2.25% | +0.46% | |
| 35 | ACN | Accenture plc | 股票-科技 | 0.90% | -0.90% | EXIT | |
| 36 | PNC | Pnc Financial Services Group | 股票-金融 | 0.89% | -0.89% | EXIT | |
| 37 | IBM | Intl Business Machines CORP | 股票-科技 | 0.88% | -0.88% | EXIT | |
| 38 | WMT | Walmart Inc | 股票-非循環性消費 | 0.84% | -0.84% | EXIT | |
| 39 | VYM | Vanguard High Dvd Yield ETF | ETF-其他 | 0.80% | -0.80% | EXIT | |
| 40 | MDT | Medtronic plc | 股票-醫療保健 | 0.78% | -0.78% | EXIT | |
| 41 | HRSMX | Hood River Small Cap Gr-inst | 股票-其他 | 0.77% | -0.77% | EXIT | |
| 42 | TBCIX | T Rowe Pr Blue Chip Grow-i | 股票-其他 | 0.71% | -0.71% | EXIT | |
| 43 | SNOXX | Schwab Trsry Obl Mny-inv | 股票-其他 | 0.70% | -0.70% | EXIT | |
| 44 | ENB | Enbridge Inc | 股票-能源 | 0.69% | +1.21% | -30.40% | |
| 45 | FSELX | Select Semiconductors Port | 股票-其他 | 0.66% | -0.66% | EXIT | |
| 46 | FDGRX | Fidelity Growth Company-rtl | 股票-其他 | 0.61% | -0.61% | EXIT | |
| 47 | PIMIX | Pimco Income Fund-ins | 股票-其他 | 0.57% | -0.57% | EXIT | |
| 48 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 0.56% | -0.56% | EXIT | |
| 49 | ABBV | Abbvie Inc | 股票-醫療保健 | 0.54% | +5.29% | -66.81% | |
| 50 | FOCPX | Fidelity Otc Portfolio | 股票-其他 | 0.52% | -0.52% | EXIT |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | SWVXX | Schwa Prime Adv Money Fd-inv | +1.7% | -7.74% | 減碼 |
| 2 | FAGIX | Fidelity Capital & Income | +1.5% | +20.67% | 加碼 |
| 3 | AAPL | Apple Inc | +1% | -3.28% | 減碼 |
| 4 | SNAXX | Schwa Prime Adv Money Fd-ult | +1% | +1526.55% | 加碼 |
| 5 | AMBFX | American Balanced Fund-f2 | +0.9% | +10.19% | 加碼 |
| 6 | UNP | Union Pacific CORP | +0.7% | +42.63% | 加碼 |
| 7 | CVX | Chevron CORP | +0.7% | -7.34% | 減碼 |
| 8 | SON | Sonoco Products Co | +0.7% | -1.58% | 減碼 |
| 9 | PEP | Pepsico Inc | +0.6% | -0.08% | 減碼 |
| 10 | MSFT | Microsoft CORP | +0.6% | +10.32% | 加碼 |
| 11 | AMZN | Amazon.com Inc | +0.6% | -9.85% | 減碼 |
| 12 | AVGO | Broadcom Inc | +0.5% | -9.91% | 減碼 |
| 13 | IBM | Intl Business Machines CORP | +0.5% | +113.08% | 加碼 |
| 14 | PNAIX | T Rowe Price All-cap Opp-i | +0.5% | -2.62% | 減碼 |
| 15 | MDT | Medtronic plc | +0.5% | +132.76% | 加碼 |
| 16 | KO | Coca-cola Co/the | +0.5% | +29.68% | 加碼 |
| 17 | DUK | Duke Energy CORP | +0.5% | -16.37% | 減碼 |
| 18 | VYMI | Vanguard Int High Dvd Yld In | +0.5% | +1.45% | 加碼 |
| 19 | EXC | Exelon CORP | +0.4% | -17.48% | 減碼 |
| 20 | HRSMX | Hood River Small Cap Gr-inst | +0.3% | +5.69% | 加碼 |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.3% | -12.58% | 減碼 |
| 22 | PRU | Prudential Financial Inc | +0.3% | +1445.41% | 加碼 |
| 23 | QQQ | Invesco Qqq Trust Series 1 | +0.3% | -3.81% | 減碼 |
| 24 | APGYX | AB Large Cap Growth-adv | +0.2% | -12.06% | 減碼 |
| 25 | ALZFX | Alger Focus Equity Fund-z | +0.1% | +70.49% | 加碼 |
| 26 | ENB | Enbridge Inc | +0.1% | -30.40% | 減碼 |
| 27 | TSLA | Tesla Inc | +0.1% | -6.31% | 減碼 |
| 28 | PFE | Pfizer Inc | 0% | -31.90% | 減碼 |
| 29 | HAS | Hasbro Inc | 0% | -38.45% | 減碼 |
| 30 | MAEGX | Blackrock Uncon Equi Fd Inst | 0% | -27.09% | 減碼 |
| 31 | TBCIX | T Rowe Pr Blue Chip Grow-i | 0% | -19.97% | 減碼 |
| 32 | ETILX | Eventide Gilead Fund-i | 0% | -21.72% | 減碼 |
| 33 | NVDA | Nvidia CORP | 0% | -27.95% | 減碼 |
| 34 | EPD | Enterprise Products Partners | 0% | -42.38% | 減碼 |
| 35 | SPHY | Ss Spdr P High Yield ETF | -0.1% | -48.36% | 減碼 |
| 36 | HD | Home Depot Inc | -0.1% | -47.60% | 減碼 |
| 37 | META | Meta Platforms Inc-class A | -0.2% | -64.03% | 減碼 |
| 38 | FANG | Diamondback Energy Inc | -0.2% | -73.13% | 減碼 |
| 39 | HSBC | Hsbc Holdings Plc-spons Adr | -0.3% | -65.71% | 減碼 |
| 40 | GOOGL | Alphabet Inc-cl A | -0.4% | -40.87% | 減碼 |
| 41 | PICMX | Virtus Kar Mid-cap Grwth-i | -0.6% | -73.10% | 減碼 |
| 42 | ABBV | Abbvie Inc | -0.6% | -66.81% | 減碼 |
| 43 | JPM | Jpmorgan Chase & Co | -0.9% | -74.72% | 減碼 |
| 44 | PNC | Pnc Financial Services Group | -1.7% | -76.37% | 減碼 |
| 45 | FIS | Fidelity National Info Serv | — | NEW | 新建倉 |
| 46 | LLY | Eli Lilly & Co | — | EXIT | 清倉 |
| 47 | AZN | AstraZeneca PLC | — | NEW | 新建倉 |
| 48 | AZNN | Astrazeneca Plc-spons Adr | — | EXIT | 清倉 |
| 49 | AMCR | Amcor plc | — | NEW | 新建倉 |
| 50 | GNTX | Gentex CORP | — | NEW | 新建倉 |
根據 SEC 官方 Form 13F 申報備案，Garton & Associates Financial Advisors LLC 在 Q1 2026 季度的美股持倉總市值約為 US$4421.6萬，共申報了 123 個公開持股部位。
在 Q1 2026 季度，Garton & Associates Financial Advisors LLC 按市值排列的前三大核心持股分別為：SWVXX (6.7%)、FBGRX (4.3%)、AAPL (4.2%)。其中最大持股部位 SWVXX 佔據整體投資組合約 6.7% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
FIS
市值: US$198.0萬
本季最大獲利了結 / 清倉標的
LLY
前期市值: US$193.1萬
在 Q1 2026 季度中，Garton & Associates Financial Advisors LLC 共進行了 200 項持倉異動，包含新建倉 9 個部位、加碼 12 個部位、減碼 32 個部位以及清倉 147 個部位。 其中最大新建倉標的為 FIS。 本季清倉部位包含 LLY。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。