13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001009207
申報總市值
US$2102.0億
US$2102.0億
3311 檔
7.0%
截至 Q1 2026 季度末，D. E. Shaw & Co., Inc. 的美股持倉估值約為 US$2102.0億，全數申報部位共有 3311 檔。
D. E. Shaw & Co., Inc. 在 Q1 2026 的調整主要集中於風險出清，清倉與減碼部位合計達 116 檔，反映機構對當前市場環境或個別公司估值採取較為保留之看法。
檢視投資組合結構，前 5 大主力部位（包含 NVDA, MSFT, TSLA）占據了總市值的 7.0%，展現出該機構在 Q1 2026 的重點資金聚焦與風險分佈特徵。
僅顯示前 200 大持股（共 3311 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | 股票-科技 | 2.31% | +0.20% | -27.33% | |
| 2 | MSFT | Microsoft CORP | 股票-科技 | 1.81% | -0.81% | -0.22% | |
| 3 | TSLA | Tesla Inc | 股票-循環性消費 | 1.63% | -0.39% | +25.46% | |
| 4 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 1.62% | +0.08% | +49.14% | |
| 5 | AVGO | Broadcom Inc | 股票-科技 | 1.46% | -0.80% | +89.48% | |
| 6 | AAPL | Apple Inc | 股票-科技 | 1.41% | -0.39% | +17.78% | |
| 7 | GOOG | Alphabet Inc-cl C | 股票-通訊服務 | 1.21% | +0.19% | +142.30% | |
| 8 | MU | Micron Technology Inc | 股票-科技 | 1.18% | +0.28% | -5.60% | |
| 9 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 1.18% | +0.13% | +38.45% | |
| 10 | AMZN | Amazon.com Inc | 股票-循環性消費 | 1.01% | +0.58% | -11.31% | |
| 11 | BSX | Boston Scientific CORP | 股票-醫療保健 | 0.92% | -0.37% | +117.19% | |
| 12 | AMD | Advanced Micro Devices | 股票-科技 | 0.89% | +0.74% | -38.53% | |
| 13 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 0.86% | -0.67% | -12.19% | |
| 14 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.81% | -0.44% | +161.83% | |
| 15 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 0.80% | -0.32% | -40.70% | |
| 16 | HD | Home Depot Inc | 股票-循環性消費 | 0.80% | -0.02% | +32.44% | |
| 17 | SNDK | Sandisk CORP | 股票-科技 | 0.74% | +0.14% | -17.76% | |
| 18 | TGT | Target CORP | 股票-循環性消費 | 0.72% | -0.41% | +178.70% | |
| 19 | WDC 3 11-15-28債券 | Western Digital CORP | 債券 | 0.66% | -0.66% | EXIT | |
| 20 | LLY | Eli Lilly & Co | 股票-醫療保健 | 0.65% | -0.12% | -0.48% | |
| 21 | SPY | Ss Spdr S&p 500 ETF Trust-us | ETF-大型股與成長 | 0.64% | +4.34% | -69.79% | |
| 22 | WDC | Western Digital CORP | 股票-科技 | 0.64% | +0.23% | -42.96% | |
| 23 | COST | Costco Wholesale CORP | 股票-非循環性消費 | 0.62% | -0.16% | -23.60% | |
| 24 | INTC | Intel CORP | 股票-科技 | 0.58% | +0.27% | +56.74% | |
| 25 | GM | General Motors Co | 股票-循環性消費 | 0.58% | -0.03% | -10.99% | |
| 26 | LITE | Lumentum Holdings Inc | 股票-科技 | 0.57% | +0.29% | +1.63% | |
| 27 | CRWD | Crowdstrike Holdings Inc - A | 股票-科技 | 0.56% | +0.36% | +95.19% | |
| 28 | INSM | Insmed Inc | 股票-醫療保健 | 0.55% | -0.25% | +29.28% | |
| 29 | BE | Bloom Energy Corp- A | 股票-工業 | 0.54% | +0.41% | -44.76% | |
| 30 | TXN | Texas Instruments Inc | 股票-科技 | 0.53% | -0.37% | -44.95% | |
| 31 | BKNG | Booking Holdings Inc | 股票-循環性消費 | 0.52% | -0.23% | -37.20% | |
| 32 | SOFI | Sofi Technologies Inc | 股票-金融 | 0.52% | -0.31% | +1.92% | |
| 33 | UNH | Unitedhealth Group Inc | 股票-醫療保健 | 0.52% | -0.13% | -15.83% | |
| 34 | V | Visa Inc-class A Shares | 股票-金融 | 0.51% | +0.02% | +8.04% | |
| 35 | NET | Cloudflare Inc - Class A | 股票-科技 | 0.50% | +0.04% | +27.38% | |
| 36 | LITE 1.5 12-15-29債券 | Lumentum Holdings Inc | 債券 | 0.48% | -0.45% | +2.17% | |
| 37 | ORCL | Oracle CORP | 股票-科技 | 0.47% | -0.08% | +66.04% | |
| 38 | ROST | Ross Stores Inc | 股票-循環性消費 | 0.47% | -0.33% | -4.04% | |
| 39 | MMM | 3m Co | 股票-工業 | 0.46% | -0.08% | +192.63% | |
| 40 | C | Citigroup Inc | 股票-金融 | 0.46% | +0.01% | +61.11% | |
| 41 | SAP | Sap Se-sponsored Adr | 股票-科技 | 0.44% | -0.33% | +83.44% | |
| 42 | ASML | ASML Holding N.V. | 股票-科技 | 0.44% | -0.33% | +120.05% | |
| 43 | STX | Seagate Technology Holdings plc | 股票-科技 | 0.43% | +0.43% | +32.82% | |
| 44 | T | At&t Inc | 股票-通訊服務 | 0.41% | -0.17% | -26.61% | |
| 45 | NFLX | Netflix Inc | 股票-通訊服務 | 0.40% | -0.06% | -56.71% | |
| 46 | NSC | Norfolk Southern CORP | 股票-工業 | 0.39% | — | -0.65% | |
| 47 | LMT | Lockheed Martin CORP | 股票-工業 | 0.38% | -0.28% | -34.53% | |
| 48 | PFE | Pfizer Inc | 股票-醫療保健 | 0.37% | -0.22% | +63.96% | |
| 49 | TRGP | Targa Resources CORP | 股票-能源 | 0.37% | -0.08% | -13.14% | |
| 50 | AXP | American Express Co | 股票-金融 | 0.37% | -0.09% | +2190.49% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | GOOG | Alphabet Inc-cl C | +0.7% | +142.30% | 加碼 |
| 2 | AVGO | Broadcom Inc | +0.7% | +89.48% | 加碼 |
| 3 | GOOGL | Alphabet Inc-cl A | +0.5% | +49.14% | 加碼 |
| 4 | TGT | Target CORP | +0.5% | +178.70% | 加碼 |
| 5 | JPM | Jpmorgan Chase & Co | +0.5% | +161.83% | 加碼 |
| 6 | SNDK | Sandisk CORP | +0.4% | -17.76% | 減碼 |
| 7 | AXP | American Express Co | +0.4% | +2190.49% | 加碼 |
| 8 | BSX | Boston Scientific CORP | +0.3% | +117.19% | 加碼 |
| 9 | MMM | 3m Co | +0.3% | +192.63% | 加碼 |
| 10 | LITE | Lumentum Holdings Inc | +0.3% | +1.63% | 加碼 |
| 11 | INTC | Intel CORP | +0.3% | +56.74% | 加碼 |
| 12 | ASML | ASML Holding N.V. | +0.3% | +120.05% | 加碼 |
| 13 | META | Meta Platforms Inc-class A | +0.3% | +38.45% | 加碼 |
| 14 | WDC 3 11-15-28債券 | Western Digital CORP | +0.3% | -1.20% | 減碼 |
| 15 | BX | Blackstone Inc | +0.3% | +1526.90% | 加碼 |
| 16 | LITE 1.5 12-15-29債券 | Lumentum Holdings Inc | +0.3% | +2.17% | 加碼 |
| 17 | CRWD | Crowdstrike Holdings Inc - A | +0.3% | +95.19% | 加碼 |
| 18 | MA | Mastercard Inc - A | +0.2% | +253.50% | 加碼 |
| 19 | AAPL | Apple Inc | +0.2% | +17.78% | 加碼 |
| 20 | CRCL | Circle Internet Group Inc | +0.2% | +1882.82% | 加碼 |
| 21 | HD | Home Depot Inc | +0.2% | +32.44% | 加碼 |
| 22 | STX | Seagate Technology Holdings plc | +0.2% | +32.82% | 加碼 |
| 23 | MU | Micron Technology Inc | +0.2% | -5.60% | 減碼 |
| 24 | ORLY | O'reilly Automotive Inc | +0.2% | +333.67% | 加碼 |
| 25 | ABT | Abbott Laboratories | +0.2% | +164.48% | 加碼 |
| 26 | PFE | Pfizer Inc | +0.2% | +63.96% | 加碼 |
| 27 | C | Citigroup Inc | +0.2% | +61.11% | 加碼 |
| 28 | GE | General Electric | +0.2% | +162.94% | 加碼 |
| 29 | TEL | TE Connectivity plc | +0.2% | +149.82% | 加碼 |
| 30 | NET | Cloudflare Inc - Class A | +0.2% | +27.38% | 加碼 |
| 31 | SYY | Sysco CORP | +0.2% | +874.39% | 加碼 |
| 32 | GD | General Dynamics CORP | +0.2% | +274.10% | 加碼 |
| 33 | AA | Alcoa CORP | +0.1% | +1054.35% | 加碼 |
| 34 | CLS | Celestica Inc | +0.1% | +215.36% | 加碼 |
| 35 | CMG | Chipotle Mexican Grill Inc | +0.1% | +102.01% | 加碼 |
| 36 | AMAT | Applied Materials Inc | +0.1% | +80.08% | 加碼 |
| 37 | WELL | Welltower Inc | +0.1% | +81.48% | 加碼 |
| 38 | ADP | Automatic Data Processing | +0.1% | +1004.45% | 加碼 |
| 39 | VG | Venture Global Inc-cl A | +0.1% | +13410.07% | 加碼 |
| 40 | CMI | Cummins Inc | +0.1% | +1135.90% | 加碼 |
| 41 | TER | Teradyne Inc | +0.1% | +204.08% | 加碼 |
| 42 | KKR | Kkr & Co Inc | +0.1% | +197.36% | 加碼 |
| 43 | SAP | Sap Se-sponsored Adr | +0.1% | +83.44% | 加碼 |
| 44 | INSM | Insmed Inc | +0.1% | +29.28% | 加碼 |
| 45 | ORCL | Oracle CORP | +0.1% | +66.04% | 加碼 |
| 46 | RIG | Transocean Ltd. | +0.1% | +126.46% | 加碼 |
| 47 | CSGP | Costar Group Inc | +0.1% | +552.65% | 加碼 |
| 48 | WAT | Waters CORP | +0.1% | +191.25% | 加碼 |
| 49 | ALB | Albemarle CORP | +0.1% | +40.23% | 加碼 |
| 50 | ALNY | Alnylam Pharmaceuticals Inc | +0.1% | +74.79% | 加碼 |
根據 SEC 官方 Form 13F 申報備案，D. E. Shaw & Co., Inc. 在 Q1 2026 季度的美股持倉總市值約為 US$2102.0億，共申報了 3311 個公開持股部位。
在 Q1 2026 季度，D. E. Shaw & Co., Inc. 按市值排列的前三大核心持股分別為：NVDA (2.3%)、MSFT (1.8%)、TSLA (1.6%)。其中最大持股部位 NVDA 佔據整體投資組合約 2.3% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
QQQ
市值: US$4.3億
本季最大獲利了結 / 清倉標的
IVV
前期市值: US$8.0億
在 Q1 2026 季度中，D. E. Shaw & Co., Inc. 共進行了 200 項持倉異動，包含新建倉 6 個部位、加碼 78 個部位、減碼 108 個部位以及清倉 8 個部位。 其中最大新建倉標的為 QQQ。 本季清倉部位包含 IVV。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。