13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001009207
申報總市值
US$2102.0億
US$2102.0億
3227 檔
5.8%
在 Q3 2024 申報期間，D. E. Shaw & Co., Inc.（CIK: 0001009207）向美國 SEC 提交的 Form 13F 報告顯示，其追蹤之股票投資組合總市值達 US$2102.0億，共持有 3227 個公開申報部位。
Q3 2024 數據顯示 D. E. Shaw & Co., Inc. 積極進場，新開立 12 個部位並同步加碼 117 檔個股，反映機構在該季度的資金注入與籌碼積累。
從部位權重觀察，前 5 大標的（包含 NVDA, AAPL, MSFT）累計市值佔比達 5.8%，是驅動 D. E. Shaw & Co., Inc. 該季度整體投資組合績效表現的核心支柱。
僅顯示前 200 大持股（共 3227 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | 股票-科技 | 2.98% | +0.20% | +39.73% | |
| 2 | AAPL | Apple Inc | 股票-科技 | 2.42% | -0.39% | -5.25% | |
| 3 | MSFT | Microsoft CORP | 股票-科技 | 1.97% | -0.81% | -8.76% | |
| 4 | META | Meta Platforms Inc-class A | 股票-通訊服務 | 1.73% | +0.13% | +10.09% | |
| 5 | AMZN | Amazon.com Inc | 股票-循環性消費 | 1.38% | +0.58% | -18.04% | |
| 6 | TSLA | Tesla Inc | 股票-循環性消費 | 1.06% | -0.39% | -34.61% | |
| 7 | NFLX | Netflix Inc | 股票-通訊服務 | 0.96% | -0.06% | +0.09% | |
| 8 | BKNG | Booking Holdings Inc | 股票-循環性消費 | 0.96% | -0.23% | +24.60% | |
| 9 | AMD | Advanced Micro Devices | 股票-科技 | 0.95% | +0.74% | +8.84% | |
| 10 | AVGO | Broadcom Inc | 股票-科技 | 0.87% | -0.80% | +550.30% | |
| 11 | LLY | Eli Lilly & Co | 股票-醫療保健 | 0.87% | -0.12% | +33.27% | |
| 12 | GOOGL | Alphabet Inc-cl A | 股票-通訊服務 | 0.79% | +0.08% | +44.85% | |
| 13 | BAC | Bank Of America CORP | 股票-金融 | 0.79% | +0.04% | +66.88% | |
| 14 | PLTR | Palantir Technologies Inc-a | 股票-科技 | 0.77% | -0.32% | -24.29% | |
| 15 | C | Citigroup Inc | 股票-金融 | 0.73% | +0.01% | -8.77% | |
| 16 | MRK | Merck & Co. Inc. | 股票-醫療保健 | 0.73% | -0.09% | +167.52% | |
| 17 | CMG | Chipotle Mexican Grill Inc | 股票-循環性消費 | 0.73% | -0.11% | -34.13% | |
| 18 | SPOT | Spotify Technology S.A. | 股票-通訊服務 | 0.69% | -0.08% | +47.30% | |
| 19 | BABA | Alibaba Group Holding-sp Adr | 股票-循環性消費 | 0.68% | -0.15% | +21.54% | |
| 20 | CAT | Caterpillar Inc | 股票-工業 | 0.67% | +0.05% | +36.75% | |
| 21 | MU | Micron Technology Inc | 股票-科技 | 0.63% | +0.28% | +74.08% | |
| 22 | V | Visa Inc-class A Shares | 股票-金融 | 0.63% | +0.02% | -33.77% | |
| 23 | JPM | Jpmorgan Chase & Co | 股票-金融 | 0.62% | -0.44% | +41.54% | |
| 24 | BRK-B | Berkshire Hathaway Inc-cl B | 股票-其他 | 0.59% | +0.36% | +39.66% | |
| 25 | CAVA | Cava Group Inc | 股票-循環性消費 | 0.59% | +0.02% | +42.77% | |
| 26 | VCIT | Vanguard Int-term Corporate | ETF-投資等級公司債 | 0.57% | — | +1464.79% | |
| 27 | WDAY | Workday Inc-class A | 股票-科技 | 0.51% | -0.02% | +52.07% | |
| 28 | GOOG | Alphabet Inc-cl C | 股票-通訊服務 | 0.51% | +0.19% | +63.74% | |
| 29 | CRWD | Crowdstrike Holdings Inc - A | 股票-科技 | 0.51% | +0.36% | -4.90% | |
| 30 | WFC | Wells Fargo & Co | 股票-金融 | 0.50% | +0.29% | +26.28% | |
| 31 | TJX | Tjx Companies Inc | 股票-循環性消費 | 0.50% | +0.03% | +69.23% | |
| 32 | COST | Costco Wholesale CORP | 股票-非循環性消費 | 0.50% | -0.16% | +9.20% | |
| 33 | CVNA | Carvana Co | 股票-循環性消費 | 0.50% | -0.04% | -29.41% | |
| 34 | PFE | Pfizer Inc | 股票-醫療保健 | 0.49% | -0.22% | -16.96% | |
| 35 | APO | Apollo Global Management Inc | 股票-金融 | 0.48% | -0.01% | +40.59% | |
| 36 | HES | Hess CORP | 股票-其他 | 0.48% | — | +3.34% | |
| 37 | XOM | Exxon Mobil CORP | 股票-能源 | 0.45% | -0.07% | -10.35% | |
| 38 | PANW | Palo Alto Networks Inc | 股票-科技 | 0.45% | +0.04% | -1.42% | |
| 39 | RCL | Royal Caribbean Cruises Ltd. | 股票-循環性消費 | 0.45% | -0.01% | -16.75% | |
| 40 | GS | Goldman Sachs Group Inc | 股票-金融 | 0.43% | +0.14% | -25.14% | |
| 41 | UNH | Unitedhealth Group Inc | 股票-醫療保健 | 0.43% | -0.13% | -25.09% | |
| 42 | DIS | Walt Disney Co/the | 股票-通訊服務 | 0.42% | -0.04% | +73.13% | |
| 43 | BA | Boeing Co/the | 股票-工業 | 0.42% | -0.13% | +20.69% | |
| 44 | FTNT | Fortinet Inc | 股票-科技 | 0.42% | +0.21% | +193.13% | |
| 45 | FSLR | First Solar Inc | 股票-科技 | 0.41% | +0.15% | -23.62% | |
| 46 | TSM | Taiwan Semiconductor-sp Adr | 股票-科技 | 0.41% | -0.67% | +148.27% | |
| 47 | NKE | Nike Inc -cl B | 股票-循環性消費 | 0.39% | +0.02% | +26.95% | |
| 48 | EL | Estee Lauder Companies-cl A | 股票-非循環性消費 | 0.39% | +0.01% | +38.26% | |
| 49 | MELI | Mercadolibre Inc | 股票-循環性消費 | 0.39% | -0.06% | +67.94% | |
| 50 | GM | General Motors Co | 股票-循環性消費 | 0.38% | -0.03% | -32.42% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | NVDA | Nvidia CORP | +0.6% | +39.73% | 加碼 |
| 2 | VCIT | Vanguard Int-term Corporate | +0.5% | +1464.79% | 加碼 |
| 3 | MRK | Merck & Co. Inc. | +0.4% | +167.52% | 加碼 |
| 4 | FTNT | Fortinet Inc | +0.3% | +193.13% | 加碼 |
| 5 | BAC | Bank Of America CORP | +0.3% | +66.88% | 加碼 |
| 6 | BABA | Alibaba Group Holding-sp Adr | +0.3% | +21.54% | 加碼 |
| 7 | SPOT | Spotify Technology S.A. | +0.3% | +47.30% | 加碼 |
| 8 | CAVA | Cava Group Inc | +0.3% | +42.77% | 加碼 |
| 9 | LQD | Ishr Ibx Usd Invgd Cb Etf-ui | +0.3% | +309.39% | 加碼 |
| 10 | VCSH | Vanguard S/t CORP Bond ETF | +0.3% | +1284.35% | 加碼 |
| 11 | TSM | Taiwan Semiconductor-sp Adr | +0.2% | +148.27% | 加碼 |
| 12 | META | Meta Platforms Inc-class A | +0.2% | +10.09% | 加碼 |
| 13 | CAT | Caterpillar Inc | +0.2% | +36.75% | 加碼 |
| 14 | CEG | Constellation Energy | +0.2% | +112.57% | 加碼 |
| 15 | TJX | Tjx Companies Inc | +0.2% | +69.23% | 加碼 |
| 16 | MELI | Mercadolibre Inc | +0.2% | +67.94% | 加碼 |
| 17 | NOW | Servicenow Inc | +0.2% | +177.16% | 加碼 |
| 18 | BRK-B | Berkshire Hathaway Inc-cl B | +0.2% | +39.66% | 加碼 |
| 19 | WDAY | Workday Inc-class A | +0.2% | +52.07% | 加碼 |
| 20 | SPY | Ss Spdr S&p 500 ETF Trust-us | +0.2% | +256.72% | 加碼 |
| 21 | BKNG | Booking Holdings Inc | +0.2% | +24.60% | 加碼 |
| 22 | JD | Jd.com Inc-adr | +0.2% | +51.77% | 加碼 |
| 23 | JPM | Jpmorgan Chase & Co | +0.2% | +41.54% | 加碼 |
| 24 | LMT | Lockheed Martin CORP | +0.2% | +72.61% | 加碼 |
| 25 | LLY | Eli Lilly & Co | +0.2% | +33.27% | 加碼 |
| 26 | RH | Rh | +0.2% | +136.03% | 加碼 |
| 27 | DIS | Walt Disney Co/the | +0.1% | +73.13% | 加碼 |
| 28 | GOOG | Alphabet Inc-cl C | +0.1% | +63.74% | 加碼 |
| 29 | PM | Philip Morris International | +0.1% | +261.31% | 加碼 |
| 30 | GOOGL | Alphabet Inc-cl A | +0.1% | +44.85% | 加碼 |
| 31 | MU | Micron Technology Inc | +0.1% | +74.08% | 加碼 |
| 32 | APO | Apollo Global Management Inc | +0.1% | +40.59% | 加碼 |
| 33 | NEE | Nextera Energy Inc | +0.1% | +136.82% | 加碼 |
| 34 | DXCM | Dexcom Inc | +0.1% | +2421.64% | 加碼 |
| 35 | CVS | Cvs Health CORP | +0.1% | +63.98% | 加碼 |
| 36 | ANETEUR | Arista Networks Inc | +0.1% | +120.30% | 加碼 |
| 37 | DASH | Doordash Inc - A | +0.1% | +66.71% | 加碼 |
| 38 | ASTS | Ast Spacemobile Inc | +0.1% | +665.12% | 加碼 |
| 39 | CME | Cme Group Inc | +0.1% | +136.04% | 加碼 |
| 40 | ETN | Eaton Corporation plc | +0.1% | +145.15% | 加碼 |
| 41 | JBL | Jabil Inc | +0.1% | +174.45% | 加碼 |
| 42 | APH | Amphenol Corp-cl A | +0.1% | +202.33% | 加碼 |
| 43 | STX 3.5 06-01-28債券 | Seagate Hdd Cayman | +0.1% | NEW | 新建倉 |
| 44 | AZNN | Astrazeneca Plc-spons Adr | +0.1% | +3129.82% | 加碼 |
| 45 | NKE | Nike Inc -cl B | +0.1% | +26.95% | 加碼 |
| 46 | DELL | Dell Technologies -c | +0.1% | +161.86% | 加碼 |
| 47 | SYK | Stryker CORP | +0.1% | +101.10% | 加碼 |
| 48 | XLF | Ss Financial Select Sector | +0.1% | +84.32% | 加碼 |
| 49 | FBTC | Fidelity Wise Origin Bitcoin | +0.1% | +125.05% | 加碼 |
| 50 | W 3.5 11-15-28債券 | Wayfair Inc | +0.1% | +211.67% | 加碼 |
根據 SEC 官方 Form 13F 申報備案，D. E. Shaw & Co., Inc. 在 Q3 2024 季度的美股持倉總市值約為 US$2102.0億，共申報了 3227 個公開持股部位。
在 Q3 2024 季度，D. E. Shaw & Co., Inc. 按市值排列的前三大核心持股分別為：NVDA (3.0%)、AAPL (2.4%)、MSFT (2.0%)。其中最大持股部位 NVDA 佔據整體投資組合約 3.0% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
STX 3.5 06-01-28
市值: US$1.2億
本季最大獲利了結 / 清倉標的
QQQ
前期市值: US$6.6億
在 Q3 2024 季度中，D. E. Shaw & Co., Inc. 共進行了 200 項持倉異動，包含新建倉 12 個部位、加碼 117 個部位、減碼 64 個部位以及清倉 7 個部位。 其中最大新建倉標的為 STX 3.5 06-01-28。 本季清倉部位包含 QQQ。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。