13F 申報指南13F 觀念全攻略
什麼是 SEC Form 13F 申報？美股機構大戶持股全攻略
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
AlphaSMO 權威研究指南閱讀專題
CIK: 0001301396
申報總市值
US$51.5億
US$51.5億
238 檔
7.0%
Q4 2024 季度申報顯示，Context Capital Management, LLC 揭露的美股組合總市值為 US$51.5億，涵蓋 238 個不同之權益投資部位。
在 Q4 2024，Context Capital Management, LLC 展現出較為審慎的避險與獲利了結姿態。本季共減碼 5 個部位並完全清倉 30 檔持股，調降曝險的部位數量高於加碼動作。
檢視投資組合結構，前 5 大主力部位（包含 DDD 0 11-15-26, SNAP 0.125 03-01-28, TDOC 1.25 06-01-27）占據了總市值的 7.0%，展現出該機構在 Q4 2024 的重點資金聚焦與風險分佈特徵。
僅顯示前 200 大持股（共 238 檔）
| # | 代號 | 標的名稱 | 資產子類別 | 佔比 | 佔比變動 | 持倉量變化 | 4Q Trend |
|---|---|---|---|---|---|---|---|
| 1 | DDD 0 11-15-26債券 | 3d Systems CORP | 債券 | 3.16% | — | +8.02% | |
| 2 | SNAP 0.125 03-01-28債券 | Snap Inc | 債券 | 2.94% | -0.05% | EXIT | |
| 3 | TDOC 1.25 06-01-27債券 | Teladoc Health Inc | 債券 | 2.75% | -0.61% | +35.62% | |
| 4 | XMTR 1 02-01-27債券 | Xometry Inc | 債券 | 2.72% | — | +6.70% | |
| 5 | W 1 08-15-26債券 | Wayfair Inc | 債券 | 2.57% | — | +4.49% | |
| 6 | BE 3 06-01-28債券 | Bloom Energy CORP | 債券 | 2.54% | — | -13.66% | |
| 7 | BBIO 2.25 02-01-29債券 | Bridgebio Pharma Inc | 債券 | 2.31% | -0.63% | +12.33% | |
| 8 | RVNC 1.75 02-15-27債券 | Revance Therapeutics Inc | 債券 | 2.26% | — | +15.32% | |
| 9 | CHRS 1.5 04-15-26債券 | Coherus Oncology Inc | 債券 | 2.09% | — | +32.15% | |
| 10 | ATEC 0.75 08-01-26債券 | Alphatec Holdings Inc | 債券 | 1.91% | — | +1.71% | |
| 11 | LITE 0.5 12-15-26債券 | Lumentum Holdings Inc | 債券 | 1.89% | — | -29.60% | |
| 12 | GRPN 6.25 03-15-27 *債券 | Groupon Inc | 債券 | 1.89% | — | — | |
| 13 | TVTX 2.25 03-01-29債券 | Travere Therapeutics Inc | 債券 | 1.86% | -1.55% | EXIT | |
| 14 | CENX 2.75 05-01-28債券 | Century Aluminum Company | 債券 | 1.83% | -1.23% | +67.65% | |
| 15 | ✓ | Applied Optoele | 股票-其他 | 1.61% | -0.38% | EXIT | |
| 16 | PTON 0 02-15-26債券 | Peloton Interactive Inc | 債券 | 1.58% | — | -13.64% | |
| 17 | UPST 0.25 08-15-26債券 | Upstart Holdings Inc | 債券 | 1.46% | — | +6.48% | |
| 18 | RIVN 4.625 03-15-29債券 | Rivian Auto Inc | 債券 | 1.45% | -0.57% | +88.70% | |
| 19 | WOLF 1.75 05-01-26債券 | Wolfspeed Inc | 債券 | 1.43% | — | +85.78% | |
| 20 | NMFC 7.5 10-15-25債券 | New Mountain Finance Cor | 債券 | 1.36% | — | -6.74% | |
| 21 | SSRMCN 2.5 04-01-39債券 | Ssr Mining Inc | 債券 | 1.32% | — | -13.87% | |
| 22 | MITK 0.75 02-01-26債券 | Mitek Systems Inc | 債券 | 1.31% | — | +6.11% | |
| 23 | EB 0.75 09-15-26債券 | Eventbrite Inc | 債券 | 1.25% | — | +88.39% | |
| 24 | GRPN 1.125 03-15-26債券 | Groupon Inc | 債券 | 1.24% | — | -39.38% | |
| 25 | EVRG 4.5 12-15-27債券 | Evergy Inc | 債券 | 1.22% | — | — | |
| 26 | IRWD 1.5 06-15-26債券 | Ironwood Pharmaceuticals | 債券 | 1.22% | -1.34% | EXIT | |
| 27 | PRO 2.25 09-15-27債券 | Pros Holdings Inc | 債券 | 1.22% | — | +110.58% | |
| 28 | SEALTD 0.25 09-15-26債券 | Sea LTD | 債券 | 1.20% | — | +45.12% | |
| 29 | CNMD 2.25 06-15-27債券 | Conmed CORP | 債券 | 1.19% | -2.68% | EXIT | |
| 30 | MIRM 4 05-01-29債券 | Mirum Pharmaceuticals | 債券 | 1.18% | — | +1.27% | |
| 31 | RIVN 3.625 10-15-30債券 | Rivian Auto Inc | 債券 | 1.18% | -0.44% | — | |
| 32 | GPRE 2.25 03-15-27債券 | Green Plains Inc | 債券 | 1.08% | -0.02% | +63.28% | |
| 33 | EXAS 0.375 03-01-28債券 | Exact Sciences CORP | 債券 | 1.08% | — | +81.16% | |
| 34 | PLUG 3.75 06-01-25債券 | Plug Power Inc | 債券 | 1.07% | — | +26.67% | |
| 35 | AGCN 0.375 01-15-27債券 | First Majestic Silver | 債券 | 1.07% | — | +14.82% | |
| 36 | PCT 7.25 08-15-30債券 | Purecycle Technologies | 債券 | 1.05% | -0.51% | EXIT | |
| 37 | ARES 6.75 10-01-27 B債券 | Ares Management CORP | 債券 | 1.02% | +0.12% | NEW | |
| 38 | AORT 4.25 07-01-25債券 | Artivion Inc | 債券 | 1.00% | — | — | |
| 39 | ACCD 0.5 04-01-26債券 | Accolade Inc | 債券 | 0.95% | — | -7.15% | |
| 40 | NEE 7.234 11-01-27債券 | Nextera Energy Inc | 債券 | 0.89% | -0.18% | EXIT | |
| 41 | IBIT | Ishares Bitcoin Trust ETF | ETF-加密貨幣 | 0.87% | +3.72% | NEW | |
| 42 | ABR 7.5 08-01-25債券 | Arbor Realty Trust Inc | 債券 | 0.86% | — | -8.35% | |
| 43 | PAR 1.5 10-15-27債券 | Par Technology CORP | 債券 | 0.84% | -0.17% | +1.62% | |
| 44 | SMTC 4 11-01-28債券 | Semtech CORP | 債券 | 0.81% | — | — | |
| 45 | ASRT 6.5 09-01-27債券 | Assertio Holdings Inc | 債券 | 0.81% | -0.56% | EXIT | |
| 46 | CSWC 5.125 11-15-29債券 | Capital Southwest CORP | 債券 | 0.80% | +0.03% | — | |
| 47 | HCAT 2.5 04-15-25債券 | Health Catalyst Inc | 債券 | 0.79% | — | — | |
| 48 | STWD 6.75 07-15-27債券 | Starwood Property Trust | 債券 | 0.78% | — | +37.17% | |
| 49 | NVAX 5 12-15-27債券 | Novavax Inc | 債券 | 0.76% | — | -3.70% | |
| 50 | ARRY 1 12-01-28債券 | Array Technologies Inc | 債券 | 0.76% | -0.29% | -23.13% |
| # | 代號 | 標的名稱 | 佔比變動 | 持倉量變化 | 異動類型 |
|---|---|---|---|---|---|
| 1 | GRPN 6.25 03-15-27 *債券 | Groupon Inc | +1.9% | NEW | 新建倉 |
| 2 | ✓ | Applied Optoele | +1.6% | NEW | 新建倉 |
| 3 | TDOC 1.25 06-01-27債券 | Teladoc Health Inc | +1.4% | +35.62% | 加碼 |
| 4 | EVRG 4.5 12-15-27債券 | Evergy Inc | +1.2% | NEW | 新建倉 |
| 5 | CHRS 1.5 04-15-26債券 | Coherus Oncology Inc | +1.2% | +32.15% | 加碼 |
| 6 | RIVN 3.625 10-15-30債券 | Rivian Auto Inc | +1.2% | NEW | 新建倉 |
| 7 | CENX 2.75 05-01-28債券 | Century Aluminum Company | +1.1% | +67.65% | 加碼 |
| 8 | CNMD 2.25 06-15-27債券 | Conmed CORP | +1.1% | +718.75% | 加碼 |
| 9 | PCT 7.25 08-15-30債券 | Purecycle Technologies | +1.1% | NEW | 新建倉 |
| 10 | ARES 6.75 10-01-27 B債券 | Ares Management CORP | +1% | NEW | 新建倉 |
| 11 | WOLF 1.75 05-01-26債券 | Wolfspeed Inc | +1% | +85.78% | 加碼 |
| 12 | RIVN 4.625 03-15-29債券 | Rivian Auto Inc | +1% | +88.70% | 加碼 |
| 13 | NEE 7.234 11-01-27債券 | Nextera Energy Inc | +0.9% | NEW | 新建倉 |
| 14 | SMTC 4 11-01-28債券 | Semtech CORP | +0.8% | NEW | 新建倉 |
| 15 | CSWC 5.125 11-15-29債券 | Capital Southwest CORP | +0.8% | NEW | 新建倉 |
| 16 | GRPN 1.125 03-15-26債券 | Groupon Inc | -0.1% | -39.38% | 減碼 |
| 17 | PTCT 1.5 09-15-26債券 | Ptc Therapeutics Inc | -0.5% | -66.51% | 減碼 |
| 18 | XIFR 2.5 06-15-26債券 | Xplr Infrastructure LP | -0.5% | EXIT | 清倉 |
| 19 | ✓ | Sunrun Inc. 144a 4 03/01/2030 | -0.5% | EXIT | 清倉 |
| 20 | DM 6 05-15-27債券 | Desktop Metal Inc | -0.5% | EXIT | 清倉 |
| 21 | ✓ | Pacira Biosciences Inc | -0.5% | EXIT | 清倉 |
| 22 | BTDR 8.5 08-15-29債券 | Bitdeer Technologies Grp | -0.6% | EXIT | 清倉 |
| 23 | PTON L 05-30-29 4債券 | Peloton Interactive Inc | -0.6% | EXIT | 清倉 |
| 24 | INDI 4.5 11-15-27債券 | Indie Semiconductor Inc | -0.6% | EXIT | 清倉 |
| 25 | ✓ | Pennymac Mortgage Inv Trust | -0.6% | EXIT | 清倉 |
| 26 | LCID 1.25 12-15-26債券 | Lucid Group Inc | -0.7% | EXIT | 清倉 |
| 27 | ✓ | Wisdomtree Inc | -0.7% | EXIT | 清倉 |
| 28 | ✓ | Upstart 2 - 10/1/29 | -0.7% | EXIT | 清倉 |
| 29 | ✓ | Opko Health Inc. 144a 3.75 01/15/2029 | -0.7% | EXIT | 清倉 |
| 30 | W 3.5 11-15-28債券 | Wayfair Inc | -0.8% | -92.68% | 減碼 |
| 31 | ✓ | -0.9% | EXIT | 清倉 | |
| 32 | CDMO 7 03-01-29債券 | Avid Bioservices Inc | -0.9% | EXIT | 清倉 |
| 33 | ✓ | Applied Optoelectronics Inc. 5.25 12/15/2026 | -1% | EXIT | 清倉 |
| 34 | PRCH 6.75 10-01-28債券 | Porch Group Inc | -1% | EXIT | 清倉 |
| 35 | ✓ | Microstrategy Inc | -1% | EXIT | 清倉 |
| 36 | ✓ | Pnm Resources Inc | -1% | EXIT | 清倉 |
| 37 | COMPOS 7 12-15-26債券 | Composecure Holdings LLC | -1% | EXIT | 清倉 |
| 38 | MARA 1 12-01-26債券 | Mara Holdings Inc | -1.1% | EXIT | 清倉 |
| 39 | PLUG 7 06-01-26債券 | Plug Power Inc | -1.1% | EXIT | 清倉 |
| 40 | SOFI 1.25 03-15-29債券 | Sofi Technologies Inc | -1.2% | EXIT | 清倉 |
| 41 | ✓ | Rivian Auto Inc | -1.2% | EXIT | 清倉 |
| 42 | OPEN 0.25 08-15-26債券 | Opendoor Technologies In | -1.2% | EXIT | 清倉 |
| 43 | ESPR 4 11-15-25債券 | Esperion Therapeutics | -1.2% | EXIT | 清倉 |
| 44 | W 0.625 10-01-25債券 | Wayfair Inc | -1.3% | -96.26% | 減碼 |
| 45 | SKIN 1.25 10-01-26債券 | Skinhealth Systems Inc | -1.4% | EXIT | 清倉 |
| 46 | XIFR 0 11-15-25債券 | Xplr Infrastructure LP | -1.4% | EXIT | 清倉 |
| 47 | MSTR 0 02-15-27債券 | Microstrategy Inc | -1.4% | -84.75% | 減碼 |
| 48 | AFRM 0 11-15-26債券 | Affirm Holdings Inc | -1.6% | EXIT | 清倉 |
| 49 | ✓ | -2.5% | EXIT | 清倉 | |
| 50 | RKLB 4.25 02-01-29債券 | Rocket Lab USA | -3.1% | EXIT | 清倉 |
根據 SEC 官方 Form 13F 申報備案，Context Capital Management, LLC 在 Q4 2024 季度的美股持倉總市值約為 US$51.5億，共申報了 238 個公開持股部位。
在 Q4 2024 季度，Context Capital Management, LLC 按市值排列的前三大核心持股分別為：DDD 0 11-15-26 (3.2%)、SNAP 0.125 03-01-28 (2.9%)、TDOC 1.25 06-01-27 (2.8%)。其中最大持股部位 DDD 0 11-15-26 佔據整體投資組合約 3.2% 的權重。
精選 AlphaSMO 大戶持股與內部人交易深度分析，提升投資決策勝率
完整解讀 Form 13F 申報規範、1 億美元門檻與 45 天延遲申報機制，學會如何追蹤頂級對沖基金與機構法人持倉動向。
本季最大新建倉標的
GRPN 6.25 03-15-27 *
市值: US$4845.7萬
本季最大獲利了結 / 清倉標的
RKLB 4.25 02-01-29
前期市值: US$1.1億
在 Q4 2024 季度中，Context Capital Management, LLC 共進行了 50 項持倉異動，包含新建倉 9 個部位、加碼 6 個部位、減碼 5 個部位以及清倉 30 個部位。 其中最大新建倉標的為 GRPN 6.25 03-15-27 *。 本季清倉部位包含 RKLB 4.25 02-01-29。
本頁面所有持股數據均直接同步自美國證券交易委員會（SEC）EDGAR 官方系統之 13F-HR / 13F-HR/A 季度申報文件。AlphaSMO 透過機器解析 CUSIP 與個股對照，提供 100% 精準對齊的歷史時序數據集，並支援 Schema.org 結構化資料格式。
解析公司高管、董事與 10% 大股東之 Form 4 內部人交易申報，掌握高管自家股票買賣第一手訊號。
深入剖析 5% 股益申報門檻、13D 與 13G 之差異，以及最新 SEC 申報時程規範，洞察機構法人的激進投資動向。